ABSTRACT
Immunocompromised individuals were considered high-risk for severe disease due to SARS COV-2 infection. This study aimed to describe the safety of two doses of COVID-19 adsorbed inactivated vaccine (CoronaVac; Sinovac/Butantan), followed by additional doses of mRNA BNT162b2 (Pfizer/BioNTech) in immunocompromised (IC) adults, compared to immunocompetent/healthy (H) individuals. This phase 4, multicenter, open label study included solid organ transplant and hematopoietic stem cell transplant recipients, cancer patients and people with inborn errors of immunity with defects in antibody production, rheumatic, end-stage chronic kidney or liver disease, who were enrolled in the IC group. Participants received two doses of CoronaVac and additional doses of mRNA BNT162b2. Adverse reactions (AR) data were collected within seven days after each vaccination. Serious adverse events and of special interest (AESI) were monitored throughout the study. We included 241 immunocompromised and 100 immunocompetent subjects. Arthralgia, fatigue, myalgia, and nausea were more frequent in the IC group after CoronaVac. Following the first additional dose of mRNA BNT162, pain, induration, and tenderness at injection site, fatigue and myalgia were more frequent in the H group. A heart transplant recipient had a graft rejection temporally associated with the second CoronaVac dose, but there was no literature evidence of causal association. Four cases of AESI were considered related to the vaccine: three erythema multiforme after CoronaVac, all in IC participants, and one paresthesia after mRNA, in a H participant. Our findings were comparable to other studies that evaluated the safety of COVID-19 vaccines in different immunocompromised populations. Both vaccines were safe for immunocompromised participants.
COVID-19 vaccines; BNT162 vaccine; Inactivated vaccine; Immunocompromised host; Safety
INTRODUCTION
Great scientific efforts were made to develop effective and safe COVID-19 vaccines, whose rapid development benefited from the previously studied SARS-CoV-1 and MERS-CoV vaccines1, as well as from parallel phase 1 and 2 and parallel phase 2 and 3 trials. Both traditional platforms, such as inactivated virus vaccines, and new platforms, such as nonreplicating viral vectors (adenovirus), nucleic acids (DNA and mRNA), and virus-like particles (VLP) were used, and several vaccine candidates reached clinical stage in less than six months. Due to those efforts and substantial financial investments, some vaccines were approved for emergency use, and vaccination began, in many countries, in December 2020.
At first, two vaccines were approved by the Brazilian Regulatory Agency (ANVISA): the inactivated virus vaccine (CoronaVac) developed by Sinovac Life Science Co., which had a technology transfer agreement with Instituto Butantan, and the nonreplicating viral vector vaccine with the spike (S) protein gene (chimpanzee Adenovirus, ChAdOx), from Oxford University/AstraZeneca, which had a technology transfer agreement with Bio-Manguinhos2. Later, two other vaccines, the nonreplicating viral vector (Adenovirus 26) from Janssen3, and the mRNA encoding the RBD portion of the spike protein wrapped in a lipid nanoparticle, (BNT162b2) by Pfizer/BioNTech, were granted with definitive registry4. Vaccination began in Brazil on January 16th 2021, prioritizing healthcare workers, immunocompromised individuals and older adults, increasingly reaching younger age groups, depending on the availability of doses. In September 2021, the Brazilian Ministry of Health recommended a third dose for all immunocompromised individuals and, progressively, for the healthy population. The fourth dose, administered four months after the last one, was recommended for immunocompromised individuals in December 2021. This population was not included in clinical trials, so data on safety, immunogenicity and effectiveness of COVID-19 vaccines for this population come from phase 4 studies. Few studies evaluated the safety of CoronaVac for immunocompromised persons. Two studies included HIV infected people who received CoronaVac as primary vaccination and compared them to immunocompetent people5,6. Mild to moderate adverse reactions were reported and no serious cases were reported. Another study included patients with autoimmune rheumatic diseases and no serious/moderate adverse reactions were detected7.
This study aimed to describe the safety of a two-dose schedule of the COVID-19 adsorbed inactivated vaccine (CoronaVac), followed by two additional doses of mRNA in immunocompromised adults, compared to two doses of CoronaVac and a booster of BNT162b2 in immunocompetent individuals.
MATERIALS AND METHODS
This was a phase 4, multicenter, open-label trial to evaluate the safety and immunogenicity of COVID-19 vaccines in immunocompromised adults compared to immunocompetent adults. The study was conducted at the Hospital das Clinicas (HC-FMUSP), Instituto do Coracao (INCOR-FMUSP), Instituto do Cancer de Sao Paulo (ICESP) and Hospital Sao Paulo (HSP-UNIFESP), in Sao Paulo city, Brazil. Participants were enrolled from May 28th to October 6th, 2021.
Study population
Detailed description of the study population and procedures was previously reported8. Results of immunogenicity of COVID-19 adsorbed inactivated vaccine (CoronaVac) and additional doses of mRNA BNT162b2 in these participants were previously published8.
Briefly, the immunocompromised group comprised adults aged ≥18 years with solid organ transplant (SOT, liver, kidney, lung and heart); hematopoietic stem cell transplant (HSCT); solid organ and hematological malignancies; inborn errors of immunity with defects in antibody production; immune-mediated rheumatic diseases, and end-stage chronic kidney or liver disease waiting for transplantation. The comparison group included immunocompetent adults aged ≥18 years.
COVID-19 vaccination
All participants received two doses of CoronaVac, with a 28-day interval between doses. CoronaVac doses were provided by Instituto Butantan. Immunocompromised participants received two additional doses: a third at least 28 days after the second dose and a fourth at least four months after the third one, following the Brazilian Ministry of Health (MoH) recommendations. Immunocompetent persons received a third dose at least four months after the primary schedule. Additional doses were provided by MoH. Most participants received BNT162b2 mRNA vaccine as additional doses. The few participants who received a vaccine other than BNT162b2 mRNA as additional doses were excluded from analyses, except in serious adverse events and adverse events of special interest, in which all were described. Vaccine batches used in the study are described in Supplementary File S1.
Safety data collection
All participants received a diary to register local and systemic adverse events (AE) that occurred within seven days after each vaccination. AE and COVID-19 symptoms and diagnosis were monitored by phone calls, text messages (SMS, WhatsApp) or email 10-15 days after each vaccine dose and monthly throughout the study period (four to six months after the last dose). Local solicited AE included: pain, tenderness, edema, erythema, induration, and pruritus. Solicited systemic AE included: fever, malaise, fatigue, myalgia, arthralgia, chills, nausea, vomiting, diarrhea, anorexia, rash, pruritus, cough, and allergic reactions.
Serious adverse events (SAE) and adverse events of special interest (AESI)9 were monitored throughout the study period.
Statistical analysis
Study data were collected and managed using REDCap® (Vanderbilt University) electronic data capture tools hosted at Hospital das Clinicas.
A descriptive analysis of adverse reactions (AR), that is, any vaccine-related adverse event occurring within seven days, was conducted. Solicited, unsolicited, local and systemic AR were described according to vaccine dose and participants’ group. AESI and SAE were described according to vaccine dose and participants’ group during the study period. Events were listed individually for each participant and summarized according to frequency, intensity and duration according to vaccine dose and participants’ group.
Demographic characteristics were compared using Mann-Whitney test for continuous variables and Fisher’s exact test for categorical variables. Safety analysis was performed for all AR by vaccine dose and group. Fisher’s exact test was used for comparisons between groups. Moreover, McNemar’s test was used to compare the number of participants with AR after CoronaVac (first and second doses) and mRNA BNT162b2 (third and fourth doses). Percentages were calculated with their respective 95% CI by Clopper-Pearson method. All statistical tests were two-sided, with p<0.05 adopted for statistical significance. Analyses were conducted using R.
Ethical issues
The original protocol and all changes made during the study conduction were approved by the Research Ethics Committees of the participating institutions and the National Research Ethics Committee (CONEP, CAAE Nº 87498318.0.0000.0068). The protocol was registered at the Brazilian Registry of Clinical Trials (REBEC, RBR-9ksh5f4). All participants provided written informed consent before enrollment. Participants identification remained confidential throughout the study and analyses.
RESULTS
From May 28th to October 6th, 2021, 341 participants were enrolled in the study: 241 immunocompromised subjects (114 SOT recipients, 30 HSCT recipients, 27 cancer patients, 44 individuals with inborn errors of immunity [IEI], 21 with rheumatic diseases and five with end-stage chronic diseases pre-transplantation) and 100 immunocompetent subjects (Figure 1).
Flowchart of study population. *Participant was hospitalized for a long period due to cancer complications.
Demographic characteristics of immunocompromised (IC) and immunocompetent (H) participants were similar (Table 1), except for schooling, which was higher in the H group than in the IC group (median, 15 and 11 years, respectively, p<0·001). The median age was 36 in the IC group and 37 in the H group. There were 129 (53.5%) and 48 (48% ) women in the IC and group, respectively.
All 341 participants received the first CoronaVac dose; 237 IC and all 100 H received the second CoronaVac dose; 222 IC and 100 H received the third mRNA BNT162b2 vaccine; and 194 immunocompromised participants received the fourth mRNA BNT162b2 dose (Figure 1).
Table 2 shows the number of adverse reactions (AR) after each dose and the number of participants with at least one AR following vaccination, according to the study group. AR was more frequent in the H group when compared to the IC group, but statistical significance was obtained only after the third dose (p<0.001). The frequency of AR following CoronaVac (first and second doses) and mRNA BNT162b2 (third and fourth doses) were similar in both the IC group (p=0.201) and the H group (p=0.435).
Table 3 presents local and systemic AR after each dose in both immunocompromised and immunocompetent groups. After the first CoronaVac dose, arthralgia (p=0.012), fatigue (p=0.038), myalgia (p<0.001), and nausea (p=0.012) were significantly more frequent in the IC group. After the second CoronaVac dose, arthralgia (p=0.047) and myalgia (p=0.001) were more frequent in the IC group. After the third dose (BNT162b2), pain (p=0.015), induration (p=0.032) and tenderness (p=0.001) at injection site and fatigue (p=0.018) and myalgia (p<0.001) were significantly more frequent in the H group (Table 3). After the fourth dose (BNT162b2) in the IC group, the most frequent AR were pain (52.1%) and tenderness (32.5%) at injection site and headache (28.9%) (Table 3). Most solicited adverse reactions were mild to moderate in both groups (Supplementary Tables S1A, S1B, S1C and S1D). Non-solicited axillar pain (p=0.029) was also more frequent in the H group (Supplementary Tables S2A, S2B, S2C and S2D).
Throughout the study, 110 SAE were reported in 63 participants (Table 4 and Supplementary Table S3). There were two cases of nephrolithiasis in two healthy participants (H), who needed hospitalizations. There were 13 hospitalizations due to COVID-19, all in the IC group: three after the first dose, two after the second dose, seven after the third dose and one after the fourth dose, and four participants died. Other 95 SAE occurred in 48 IC participants, with 46 hospitalizations and 15 deaths (Table 5). Among IC participants, most SAE were related to underlying conditions. Only one SAE was considered unexpected and possibly related to the vaccine. A heart transplant recipient had a graft rejection, whose symptoms (fever, dyspnea and nausea) started 11 days after the second CoronaVac dose. The participant was under immunosuppressive therapy but had two previous episodes of rejection, the last one two years before COVID-19 vaccination. He was hospitalized and fully recovered. Since no other cause was identified for this type of rejection, it was classified as B1 (temporal association to vaccination, but without evidence from literature to establish causal association). All remaining SAE were considered not related to the vaccines, according to the study’s physicians. Table 5 describes all deaths occurred during the study, and none was considered related to vaccine. Among them, 84.2% participants died over 30 days after vaccination. Cause of death was well established for three participants who died less than 30 days after vaccination (one from COVID-19 and two from progression of underlying cancer) and connection with the vaccine was not considered plausible.
Table 4 and Supplementary Table S3 present 21 AESI in 19 participants (18 IC and one H) reported during the study. Four AESI were considered related to the vaccine: three cases of erythema multiforme in IC participants following CoronaVac (one case after the first dose and two cases after second dose) and one paresthesia in an immunocompetent participant, after mRNA162b2 [third dose]). All four cases were mild to moderate, started one day after vaccination and fully recovered.
DISCUSSION
In our study, considering any adverse reactions after the first and second doses, no statistically significant differences in the frequency of solicited adverse reactions following the first and second CoronaVac doses were detected between IC and H participants. After the third dose of BNT162b2, greater frequency of AR was detected among the H group. Most AR following vaccination were mild or moderate in both immunocompromised and immunocompetent participants. The most serious AE were related to IC participants’ underlying conditions. Only one SAE was considered as possibly related to vaccination: a rejection in a heart transplant recipient was classified as temporally associated to vaccination, but no literature evidence was found to establish causal association (B1). Four adverse events of special interest (three erythema multiforme after CoronaVac in IC participants and one paresthesia after BNT162b2 in an H participant) were classified as related to the vaccines, all of them were mild and the participants fully recovered. In the literature, we found only one report of erythema multiform cases, five days after the second CoronaVac dose, in a Brazilian 75-year-old man10.
Few studies evaluated CoronaVac in immunocompromised hosts. A study conducted in Türkiye analyzed 89 immunosuppressed participants with psoriasis vaccinated with CoronaVac (n=44) or mRNA162b2 (n=45). The frequency of adverse events was lower than in our study. In the aforementioned study, 28% of immunocompromised participants presented local adverse events and 15.7% presented systemic adverse events11, whereas in our study, 62.6% of IC participants reported local pain after the third mRNA dose, and 31.1% had headaches after the first CoronaVac dose. However, the Turkish study collected information about AE three to six weeks after the second dose of each vaccine. This procedure could have led to underreporting of mild symptoms, explaining the difference.
Another study included 17 immunosuppressed patients with Systemic Lupus Erythematous (SLE), vaccinated with mRNA BNT162b2, in Israel12. The vaccine was well tolerated, with mild adverse events that included flu-like symptoms, fever, chills, weakness, malaise, headache, myalgia, arthralgia, and pain at injection site. No SLE flare was documented. Despite the small number of participants with rheumatic diseases in our study (n=21), no flare was reported.
An observational prospective study in Japan13 included 44 allogeneic HSCT recipients and 38 healthy individuals, who received mRNA BNT162b2 or mRNA-1273 (Moderna). All participants reported at least one symptom after the first and second doses. Similarly to our study, pain at the site was the most common adverse event. All symptoms were mild and participants recovered spontaneously. In our study, most solicited AR were mild, but there were some moderate and severe events (Supplementary Tables S1A, S1B, S1C and S1D) and all participants recovered.
A study in Poland evaluated 300 kidney transplant14 recipients who received mRNA BNT162b2 (Pfizer) or mRNA-1273 (Moderna), with most participants receiving the former (60%). The frequency of local AR was higher than in our study (84.7% after the first dose and 65.3% after the second dose). Most participants had mild symptoms, similar to our findings. Frequency of systemic solicited AR was also similar to our study, considering both vaccines. Another study, in China, included liver transplant adult recipients15 (n=35), who received a two-dose CoronaVac schedule. The vaccine was well tolerated and no serious adverse events or rejection was reported, unlike our study.
May et al. conducted a systematic review of COVID-19 vaccines booster doses in hematological and solid cancer patients, including 22 articles. Most reviewed studies evaluated mRNA vaccines by Pfizer (n=20) or Moderna (n=13); five evaluated vector-based vaccine by Janssen and two evaluated ChAdOx/AZ. Most studies did not report any adverse event16. One study reported mild AE in 26.8% of participants following mRNA BNT162b2; the most common were fatigue, weakness, myalgia and fever17. Another study that evaluated mRNA BNT162b2 and Ad26.COV2.S reported two severe (grade 3 or 4) events (fever and fatigue)18.
A limitation of our study was the small number of participants in each subgroup (SOT, HSCT, cancer, IEI, rheumatologic diseases), which made it not feasible to perform a subgroup analysis. However, our study included a large number of immunocompromised participants with different conditions, and there are few studies on safety of heterologous vaccination among this population.
CONCLUSION
In this study, the heterologous schedule of two CoronaVac doses followed by mRNA BNT162b2 was safe in immunocompromised participants with different underlying conditions during the study follow-up (12 months). A booster dose of BNT162b2 did not significantly increase the frequency of adverse reactions.
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FUNDING
This work was supported by grants from Fundacao Butantan for data collection and analysis. Instituto Butantan provided all CoronaVac doses. The funding sources had no role in the study design, data collection and interpretation, report writing, or in the decision to submit the paper for publication.