Open-access Adherence to the CONSORT statement of randomized clinical trials on ART restorations in children: current status and reporting characteristics

Abstract:

Appropriate research reports are important to facilitate the evaluation of studies and the decision-making by dentists and policymakers. This meta-research study assessed the conformity of randomized clinical trials (RCTs) on atraumatic restorative treatment (ART) restorations with the CONSORT recommendations and their risk of bias (RoB). Cochrane Library, MEDLINE, BBO, LILACS, Scopus, and Web of Science databases were searched from April 2019 to June 2021 for RCTs that assessed the longevity of ART restorations in children. A specific tool was used to assess adherence to the CONSORT recommendations; RoB was evaluated with the Cochrane risk-of-bias tool. Descriptive analyses included the number of studies by journal, follow-up period, country, and quality assessments. A total of 2,181 papers were retrieved and 36 of them were analyzed qualitatively. The overall CONSORT mean score (CONms) was 22.52 ± 6.17 out of 32 points. The best described items were intervention and outcomes, whereas allocation concealment was described in only 22% of the papers. Significant differences in CONms were detected in the analysis by country and publication dates. High CONms were observed in recently published papers (26.7 ± 3.1) when compared to first ART studies (18.1 ± 4.6; p < 0.001). RoB was low in four studies, unclear in 11, and high in 21. Adherence of the papers to the CONSORT recommendations was not fully achieved and most of the papers had unclear and high RoB (PROSPERO registration #CRD42020201460).

Keywords: Dental Atraumatic Restorative Treatment; Systematic Review; Randomized Controlled Trial

Introduction

Atraumatic restorative treatment (ART) is a minimally invasive approach for the management of dental caries. Since its development in the mid-1980s and its endorsement by the World Health Organization (WHO) in 1994, the number of clinical trials on this technique has increased, assessing the longevity of ART restorations and their efficacy in controlling dental caries.

ART, which began as an alternative for restoring teeth in underserved communities, has been currently used around the globe in public health dentistry as well as in private practices. This restorative approach is based on principles of minimally invasive dentistry, which recommends the preservation of the tooth structure, the maintenance of pulp vitality, and the prevention of pain and discomfort for the patient.1

To include the ART approach in their recommended protocols, clinicians and policymakers are greatly encouraged to make their treatment decisions based on the concepts of evidence-based dentistry (EBD). These concepts aim to increase the success of the intervention and to maximize its benefits to the patients.2

EBD is “grounded on a systematic process of establishing the level and the quality of the evidence” and the systematic reviews are the foundation of this process.3

Different systematic reviews about the ART protocol have been published. According to these reviews, ART can be successfully used for occlusal restorations in deciduous and permanent teeth4,5 and occlusal-proximal cavities may have a higher risk of failure.4,5 However, the statement that “new randomized clinical trials are needed to corroborate the findings” is common in systematic reviews, especially in those on occlusal-proximal cavities.6,7,8 Also, it is not uncommon to read that systematic reviewers were not able to find the information needed in a certain paper,7 which hampers the evaluation of potential bias.

One of the cornerstones of EBD is to minimize bias and provide reliable results. Systematic reviews and meta-analyses are based on primary studies to evaluate data qualitatively and quantitatively, aiming for the development of clinical practice guidelines.9 By combining primary studies, the final sample is enlarged, providing enhanced power to the results when compared to a single trial. However, the inclusion of papers irrespective of their veracity can originate misleading conclusions.

Publication of RCTs is as important as their accomplishment, with transparent and complete reporting so that readers can identify if the study has potential sources of systematic and random errors. To standardize the reporting of RCTs, in the early 1990s, a group of researchers and medical journal editors developed the CONSORT statement (Consolidated Standards of Reporting Trials). This statement was published in 199610 and consists of a set of recommendations to improve the quality of RCT reports. The CONSORT statement provides the authors with a standardized and complete sequence of key components for reporting clinical trials, facilitating the reading and interpretation of the findings. Indirectly, the completeness of reporting could improve the methodological quality of RCTs.

Since the CONSORT statement was published, different dental journals have endorsed and recommended its use in RCTs.11 Nevertheless, it has been demonstrated that compliance with the CONSORT statement has not been fully adopted in different areas of dentistry, including implant dentistry,12 restorative dentistry,1315 endodontics,16 orthodontics,17 and public health dentistry.18

In this way, it is important to identify possible flaws and improve practices associated with ART research to promote reproducibility and transparency in the research and in its reports. Meta-research is a tool that can be used to accomplish this goal. It is defined as the “study of the research itself”19 and it has five major areas of interest: methods, reporting, reproducibility, evaluation, and incentives.20 In the present research, we focused our efforts on methods and reporting, i.e., on the identificationg of biases and questionable practices in conducting and communicating the ART research. To our knowledge, this is the first study to do that.

Therefore, the objective of this study was to perform a meta-research analyzing the compliance of RCTs on the longevity of atraumatic restorations in primary and permanent teeth with the CONSORT statement and the RoB of these studies according to the Cochrane tool for evaluation of RoB.

Methodology

Protocol and registration

This systematic review of the literature followed the recommendations of PRISMA 2020 for writing the research report21 and was carried out between April 2019 and June 2021 at the State University of Ponta Grossa, Paraná, Brazil. This study was registered with PROSPERO (CRD42020201460).

Sources of information and search strategy

The eligible studies were searched in different electronic databases, namely Cochrane Library, MEDLINE via PubMed, Brazilian Library in Dentistry (BBO), and Latin American and Caribbean Literature in Health Sciences (LILACS). Citation databases such as Scopus and Web of Science were also searched. Reference lists for all primary studies were also manually searched. Gray literature was not consulted because this research evaluated the quality of studies published in indexed peer-reviewed journals and we did not aim to estimate the efficacy of the ART protocol.

The search strategy was assembled initially for MEDLINE via PubMed. For this purpose, the terminology for indexing biomedical information (MeSH terms) and free terms presented in titles and abstracts were combined using the Boolean operator “OR” within concepts of the search strategy and the Boolean operator “AND” for different concepts. Subsequently, the search strategy was adapted for other databases (Figure 1).

Figure 1
Search strategy in the different databases (February 17, 2020).

Eligibility criteria

Randomized clinical trials that evaluated the longevity of ART restorations on children's deciduous and permanent teeth were included. Considering the date of the first publication of the CONSORT statement, we only included studies published from 1996 to 2021. Reports published in any media other than peer-reviewed journals were excluded. No language restriction was applied.

Selection of studies and data collection process

The papers were selected by title and abstracts; duplicates were considered once. If the title and abstract did not provide enough information to make a clear decision, full-text articles were obtained. Subsequently, two reviewers (A.D.R.G. and L.M.W.) classified those articles that met the inclusion criteria. Data were extracted using customized forms including information about the name of the journal, year of publication, country of the main author, study design, follow-up period of the trial, and number of patients/teeth, among other information. When multiple papers from the same research were found (reports with different follow-up periods), the data were extracted from the newest report; if information about CONSORT adherence was still missing, the previous reports from the same research could be searched for the lacking information; in this case, the set of papers was considered to be one entry.

Compliance with the consort statement

Compliance with the CONSORT statement was evaluated through a previously tested instrument applied to other studies (Table 1).14,15 The CONSORT assessment tool is based on the items “material and methods” and “results” from the CONSORT Declaration of 2010.22

Table 1
Evaluation tool for assessment of adherence of studies to CONSORT recommendations.14,15

The tool includes a total of 12 criteria from the CONSORT statement. Given that some of them have subdivisions, a total of 16 items were assessed. Each item received a score from 0 to 2 (score 0 = no description, score 1 = poor description; score 2 = adequate description). Before paper evaluation, the instrument was revised and all items were discussed between two authors (A.C.R.C and L.M.W). Both authors then evaluated the included studies with the CONSORT tool. In case of a discrepancy in the scoring process for any item, a third author was contacted (D.S.W.).

Evaluators were not blinded to authorship of the paper. This was not possible because they were familiar with the theme and publications; also, the research center could be easily discovered after article reading.

Risk of bias in individual studies

Risk of bias assessment was performed by two independent reviewers (A.D.R.G and L.M.W), using the Cochrane Collaboration's tool version 1.0.23 The RoB tool contains six domains: sequence generation, allocation concealment, blinding of patients/masking of evaluators, incomplete outcome data, selective outcomes reporting, and other possible sources of bias.

The judgment of each entry involved ‘yes’, indicating low risk of bias; ‘no’, indicating high risk of bias; and ‘unclear’, indicating lack of information or uncertainty about the potential bias. During the quality assessment of individual studies, any differences between reviewers were solved through discussion and, when necessary, by consulting a third reviewer (A.C.R.C.).

The studies were considered to have a “low” risk of bias if all the domains showed a low risk. If one or more criteria showed a high risk of bias, the study was considered to have a “high” risk of bias. The study was judged as “unclear” when one or more domains had an unclear risk of bias.

Scoring system and statistical analysis

Data on the included papers were assigned to four categories: journal of publication, year of publication, follow-up periods, and country of the first author, including descriptive data and mean scores obtained with the CONSORT tool.

After the normality test (Shapiro-Wilk), the comparison within each factor for the CONSORT scores was performed by ANOVA with Tukey's post-hoc test (95% confidence intervall; and significance level of 0.05) (SigmaPlot, Systat Software Inc., Germany).

Correlation analysis was performed between the CONSORT mean score and: a) the 2020 ISI impact factor of the journal in which the paper was published; b) the risk of bias of the paper; c) year of publication (Spearman's linear correlation). Correlation analysis was also used to assess the impact factor of the journal with the Cochrane RoB toolscore (Friedman linear correlation) (Medcalc, Medcalc Software Ltd, Belgium).

Results

Characteristics of the included studies

Initially, a total of 2,181 studies were retrieved. After removing the duplicates, 1,256 papers remained. The reading of titles and abstracts lowered this number to 50 articles. From these, 14 were excluded for the following reasons: a) three studies were study protocols;24,25,26 b) four studies were only about ART sealants;27,28,29,30 c) two studies did not evaluate the longevity of ART restorations;31,32 d) one study was a review of another paper;33 e) two studies included adult patients;34,35 and f) two studies associated ART with other techniques in the same research arm36,37 (Figure 2). Therefore, the study included 36 papers.

Figure 2
Flowchart of the search strategy steps in databases.

Included RCTs investigated different follow-up periods (from 6 months to 6 years); in most studies, the follow-up period ranged from 0 to 24 months (63.9%). Most of the included RCTs were published in the following journals: Clinical Oral Investigations (16.7%), Caries Research (11.1%), International Journal of Paedriatric Dentistry (11.1%), and Community Dentistry Oral Epidemiology (8.3%). The other papers (52.8%) came from 16 different journals (Table 2).

Table 2
Characteristics of the included studies by category.

Brazil accounted for more than one-third of the publications worldwide (41.7%); other countries were China (13.9%), the Netherlands (8.3%), and Turkey (8.3 %). The remaining papers were from India, Kenya, Tanzania, South Africa, Kuwait, Syria, and Australia, which together represented 27.8% of the publications (Table 2).

The periods with the largest number of published articles were from 1999 to 2004 (33.3%) and 2015 to 2021 (38.9%). The 2005-2009 and 2010-2014periods encompassed 27.8% of the publications (Table 2).

Most of the studies exhibited a parallel or split-mouth design. Glass ionomer cement was usually compared with composite resin, stainless steel crowns (Hall technique), different brands of glass ionomer cements (including resin-modified GIC and low-cost GICs), and amalgam. The number of restorations in the studies varied from 59 to 1,891, and most of them were performed on primary teeth. Both occlusal and occlusal-proximal restorations were performed in 16 studies; only occlusal restorations were included in 10 studies; only occlusal-proximal restorations were performed in nine studies; and occlusal, occlusal-proximal cavities and class III restorations were tested in one study (Table 3).

Table 3
Characteristics of the included studies.

Compliance with the consort tools

Figure 3 shows the percentage of compliance of included studies with each item of the CONSORT evaluation tool. The best described items were intervention and outcomes, which were appropriately reported by all included papers, followed by hypothesis testing, effect size, and numbers analyzed, which were well described by more than 70% of the included studies. Criteria such as eligibility, blinding of participants or evaluators, and losses/exclusion were described by approximately 60% of the papers. Allocation concealment was described by only 22.2% of the papers; protocol registration was present in 36.1% of the papers and flowchart in 41.7%.

Figure 3
Percentage of studies according to CONSORT scores for each analyzed criterion.

Consort mean scores according to study characteristics

The overall score for CONSORT items in the studies included in this review was 22.52 ± 6.17, which represents 70.37% of the maximum CONSORT score (32 points). There are significant differences in the CONSORT mean scores of the studies when the data were analyzed by country and publication dates (Table 4).

Table 4
Analysis of the scores obtained from CONSORT according to different categories (journals, countries, time period, and follow-up time (ANOVA by posts with Dunn's post-test).

Regarding the journals, no significant differences were detected between the CONSORT mean scores when different journals were analyzed (Table 4). Clinical Oral Investigations presented the best scores with a total of 6 papers (27.5 ± 3.4), followed by Caries Research (four papers; 22.5 ± 3.9) and International Journal of Paediatric Dentistry (four papers; 21.5 ± 3.9).

When the country of the first author was considered, a significant difference was observed (p < 0.001; Table 4). Brazil had the highest number of papers and the highest CONSORT mean score (26.8 ± 3.2), which was statistically different from China, Turkey, and other countries, except for the Netherlands, which received the second-best CONSORT mean score. Besides Brazil and the Netherlands (21.6 ± 4.5), the highest mean scores were achieved by a group of papers from different countries such as India, Kuwait, Kenya, Syria, Tanzania, South Africa, and Australia (20.8 ± 4.5).

An increase in the CONSORT mean scores was observed in more recently published papers (2015–2021) (26.7 ± 3.1) when compared to first ART studies conducted from 1999 to 2004 (18.1 ± 4.6; p = 0.001) (Table 4).

When analyzing the follow-up period of the restorations, no differences were observed in the CONSORT mean scores (p = 0.274; Table 4). The follow-up periods varied between studies; most of the included studies had a follow-up period between 0 and 24 months (Table 2).

Risk of BIAS of the included studies

Only four studies included in the review were considered to have a lowRoB;3841 11 papers were judged to have an unclear risk,4252 and 21 had a high RoB25, 5367 (Figure 4).

Figure 4
Summary of risk assessment of bias according to the Cochrane tool.

Adequate random sequence generation and allocation concealment were achieved by 47% and 25% of the studies, respectively. Blinding of the examiners was more common than blinding of the participants. Selective reporting was the only domain in which all the studies presented a “low RoB” with an appropriate description (Figure 5).

Figure 5
Relative frequencies of studies according to the risk of bias assessment (Cochrane tool).

Correlation between variables

Weak and non-significant correlations were found between the CONSORT mean scores and the journal's impact factor [r = - 0.03 (95%CI -0.35–0.30); p = 0.87]; the RoB in the studies and the impact factor of the journals in which they were published [r = -0.19 (95%CI -0.49–0.15); p = 0.26), and the RoB scores in the studies and the CONSORT scores [r=-0.03 (95%CI -0.35–0.30); p = 0.88]. The only strong correlation was found between CONSORT mean scores and publication year [r=0.67 (95%CI 0.46–0.82) p < 0.0001].

Discussion

In the dental literature and in the biomedical literature in general, it is not uncommon to detect failures, both in designing and reporting clinical trials68. With the increasing number of journals that encourage authors to follow CONSORT recommendations, research reports would be expected to present clearer and more complete information.69 In our study, the mean CONSORT score was 22.52 ± 6.17, which represents moderate compliance with CONSORT recommendations (70% of the maximum CONSORT score – 32 points).

The CONSORT recommendations are not an instrument to assess the quality of RCTs,69 but a guide to help authors write research reports. The quality of RCTs can be assessed with the Cochrane ROB tool. In this meta-research, we combined both tools, focusing on items related to the description of the methodology and research results.

Our results showed THAT the largest number of papers focused on the longevity of ART restorations WERE published in four journals. Among the other 16 journals with publications on this topic, only three did not recommend the use of the CONSORT statement in the authors’ guidelines for publication (Table 2). Even considering that most of the journals encourage adherence to the CONSORT statement, the mean average score did not reach the maximum possible score of the evaluation tool. This means that peer-reviewed processes are not detecting incomplete reporting of some of the published articles.

However, there has been a significant trend towards an increase in adherence to CONSORT recommendations in more recent studies: the mean score in the 1999-2004 period was 18.1 ± 4.6, whereas in the 2015 to 2021 period, it rose to 26.7 ± 3.1 (approximately 82.2% of the maximum possible score), with a positive correlation (r = 0.6883; p < 0.0001). The increase in mean CONSORT scores over time certainly reflects the influence of the reviewers and editors of different journals, who encourage and demand a more complete description of the different stages of the studies. Also, the authors have become acquainted with the CONSORT recommendations and improved their research reporting skills.

Knowing that the CONSORT group started their activities in 1996, this finding shows a relatively long period should be allowed before new modalities of research reports are adopted. As with translational research, which requires some time before moving from basic science discoveries into daily practice, the appropriation of the CONSORT recommendations by the subjects involved in the publication process also requires some time before full compliance.

Our study showed that, despite the moderate degree of adherence to CONSORT recommendations, this did not have a strong impact on the quality of papers included in the present study regarding the domains of the Cochrane RoB tool. This can be explained because adherence to the CONSORT statement does not evaluate the quality of RCTs, but it encourages a complete report. We observed there were a large number of papers considered to have an unclear RoB and this is directly linked to a flawed report. If the report is complete, even when some phase of the research is not accomplished correctly, the reader will be able to judge and the unclear scoring would not be applied. This problem probably will be solved with full compliance with the CONSORT statement.

An appropriate randomization process was only achieved by 25% of the papers, given that it consists of two stages: sequence generation and allocation concealment. Sequence generation is essential so that participants in the test and control groups could have similar characteristics at the beginning of the study and could be exposed to the same chance of receiving the intervention; allocation concealment ensures that neither patients nor operators are aware of the intervention before the study is implemented.70 Thus, the insertion of systematic errors or random bias in RCTs may reduce the confidence we have in the study results, as bias may distort the truth towards greater benefit or harm of the intervention. Therefore, we recommend that clinical decision-making should be taken based not on individual RCTs, but on systematic reviews, which are a research design that analyzes the RoB of papers, but also the certainty of the evidence as a whole.

We expected journals with higher impact factors to be more rigorous during the review process, resulting in higher CONSORT scores. However, the impact factor of the journals did not show a significant correlation with the CONSORT scores, nor with the RoB in the included studies. The impact factor reflects the average number of citations of scientific articles published in a given journal. Consequently, the ideal scenario would have been to have those studies with the most complete research reports and better quality papers in the most cited journals. A complete report is fundamental, as it would make the experiment reproducible, a requirement that is inherent to any scientific research, and also would ease up the risk of bias analysis and the confidence in the results.

Among the analyzed CONSORT criteria, protocol registration, study flowchart, and allocation concealment were the least reported items (Figure 3). The registration protocol for clinical trials has been a recommendation from the International Committee of Medical Journals since 200571. Protocol registration was reported only by 13 papers (36.1%). It prevents the selective reporting of outcomes, which distorts the evidence available for decision-making72. Every researcher must, before the beginning of the study, register their research protocol in one of the available databases to make it public to all interested parties, including other researchers in the field, reviewers, and editors of scientific journals and even patients that are participating in clinical trials. Examples of digital platforms for registering clinical trials include ClinicalTrials.gov (https://clinicaltrials.gov/) and EU Clinical Trials Register (https://www.clinicaltrialsregister.eu/).

The lack of a flowchart was detected in approximately 60% of the studies. The function of the flowchart is to present, quickly and directly, all phases of the clinical trial, including the recruitment of patients, their allocation, and follow-up periods, with the respective patient losses to follow-up. The flowchart allows analyzing the internal and external validity of the trial and it is usually related to better reporting of clinical research.73 It is an important criterion that needs to be present in all ART research reports.

Another very important criterion for the quality of the results obtained is the sample size calculation, which was not reported by 50% of the papers. A recent study reported an even higher percentage (79.1%) for the period from 1955 to 201374, among RCTs taken from systematic reviews in dentistry. A study with a small sample size has limited test power and less chance of detecting a true effect in the comparison between groups, and when they detect a difference, this positive finding may be due to chance alone. Likewise, a very large sample represents unnecessary expenses and an ethical challenge when including excess patients in a clinical trial75. This stage is part of the planning and the statistical treatment of the study and numerous factors need to be considered, such as the primary outcome of the study, the type of trial (superiority, non-inferiority, or equivalence), the desired power for the study, among other characteristics. As it has a direct influence on the study result of the clinical trial, this step needs to be carefully described in the study reports.

Our study showed that more than 60% of the included papers accomplished a follow-up period of 24 months or more. However, one-third of the clinical trials reported a 12-month follow-up (33.3%), which is probably a very short period to evaluate the longevity of restorations, even for deciduous teeth. Therefore, we certainly encourage the authors to plan longer follow-up periods in future research studies, particularly if permanent teeth are included.

Most studies were published in the 1999–2004 and 2015–2021 periods. The first period coincides with the years following the dissemination of the ART technique to the world dental community and the endorsement by the World Health Organization in 1994.76 In recent years, an increased number of publications have been justified by the recognized effectiveness of the selective removal of decayed tissue techniques and the growth of minimal intervention dentistry,77 which has the ART protocol as one of its most common procedures.

There are some limitations to the present study. Despite a very comprehensive search in different databases with specific vocabulary and keywords, we may have missed some articles. For instance, no Japanese, Chinese, or Korean database was searched. Also, we did not identify papers that fulfilled the eligibility criteria in languages other than English.

A large number of publications about ART are by Brazilian authors; they also showed the highest mean CONSORT scores, which reflects the methodological evolution of Brazilian dental research and the acceptance ART has gained in Brazilian dentistry, particularly in pediatric dentistry. ART is part of the national oral health program in Brazil, with the inclusion of the technique in the curricula of Brazilian dental schools. This is probably connected to the fact that untreated dental caries is the main component in the dmf-t index (2.43) in 5-year-old children in Brazil, affecting mainly the low-income population and their access to healthcare services,78 and ART is a protocol with the potential to expand service and dental assistance coverage for this population,79 and it is also a key component of WHO's Basic Package of Oral Care (BPOC) for making restorative dental treatment more reachable to communities in developing nations.66

It is encouraging to note that adherence to CONSORT recommendations has increased over time. Notwithstanding, this does not mean that ART research in pediatric dentistry is free of bias and thoroughly reported. By providing quantitative data about ART research, we hope to encourage a deeper analysis that may lead authors to refine their methodology and research reports and improve the peer-review process. Thus, future RCTs should be targeted on non-inferiority designs with a high test power and low random error to corroborate the advantages of adopting the ART approach over “conventional restorative techniques”.

Conclusion

Regarding RCTs on the longevity of ART restorations, it may be concluded that adherence to the CONSORT statement was not fully achieved, despite the inclusion of CONSORT guidelines in the publication guidelines of different journals. Also, most of the included papers have unclear and high RoB. These findings indicate that adherence to the CONSORT recommendations should be encouraged, which may indirectly refine the research methodology and reporting and improve RoB in RCTs.

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Publication Dates

  • Publication in this collection
    09 Feb 2022
  • Date of issue
    2022

History

  • Received
    09 Feb 2021
  • Reviewed
    25 Oct 2021
  • Accepted
    03 Aug 2021
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