Open-access Monitoring adherence to antiretroviral treatment in Brazil: an urgent challenge

Monitoramento da adesão ao tratamento antirretroviral no Brasil: um urgente desafio

Abstracts

The aim of this study was to describe the effect of non-adherence on the main laboratory outcomes, TCD4+ lymphocyte count and viral load, routinely used to monitor patients initiating treatment according to three different approaches to measure adherence to antiretroviral therapy. Among 288 participants, 22.9%, 31.9% and 74.3% were considered non-adherent, according to medical charts, self-report and pharmacy records, respectively. Depending on the adherence measures used, the average gain in TCD4+ lymphocyte count ranged from 142.4 to 195.4 cells/mm3 among adherent patients, and from 58.5 to 99.8 lymphocytes TCD4+/mm3 among those non-adherent. The average reduction on viral load ranged from 4.25 to 4.62 log copies/mL among the adherent patients, and from 1.99 to 4.07 log among those non-adherent. Monitoring antiretroviral adherence should be considered a priority in these public AIDS referral centers in order to identify patients at high risk of developing virologic failure. Early interventions are necessary in order to maintain the initial therapeutic regimens for longer periods.

Anti-Retroviral Agents; Acquired Immunodeficiency Syndrome; Viral Load; CD4 Lymphocyte Count; Medication Adherence


O objetivo deste estudo foi descrever o efeito da não-adesão nos principais desfechos laboratoriais, contagem de linfócitos TCD4+ e carga viral, rotineiramente utilizados para monitoramento de pacientes iniciando tratamento segundo três diferentes formas de medir adesão à terapia antirretroviral. Entre 288 participantes, 22,9%, 31,9% e 74,3% foram considerados não-aderentes, respectivamente, pelos registros em prontuários médicos, autorrelato e registros de dispensação nas farmácias. Dependendo da medida de adesão utilizada, o ganho médio de linfócitos TCD4+ variou de 142,4 a 195,4 células/mm³ para participantes aderentes, comparados com 58,5 a 99,8 para não-aderentes. A redução média na carga viral variou de 4,25 a 4,62 log cópias/mL entre aderentes, comparados com 1,99 a 4,07 para não-aderentes. O monitoramento da adesão à terapia antirretroviral deve ser uma prioridade nos serviços de referência de AIDS, sendo capaz de identificar pacientes com alto risco de desenvolver falência virológica e permitindo intervenções precoces com possibilidade de preservação de esquemas terapêuticos iniciais.

Anti-Retrovirais; Síndrome de Imunodeficiência Adquirida; Carga Viral; Contagem de Linfócito CD4; Adesão à Medicação


ARTICLE ARTIGO

Monitoring adherence to antiretroviral treatment in Brazil: an urgent challenge

Monitoramento da adesão ao tratamento antirretroviral no Brasil: um urgente desafio

Gustavo Machado RochaI; Carla Jorge MachadoII; Francisco de Assis AcurcioIII; Mark Drew Crosland GuimarãesIV

IUniversidade Federal de São João Del-Rei, Divinópolis, Brasil

IIFaculdade de Ciências Econômicas, Universidade Federal de Minas Gerais, Belo Horizonte, Brasil

IIIFaculdade de Farmácia, Universidade Federal de Minas Gerais, Belo Horizonte, Brasil

IVFaculdade de Medicina, Universidade Federal de Minas Gerais, Belo Horizonte, Brasil

Correspondence Correspondence: G. M. Rocha Universidade Federal de São João Del-Rei Av. Sebastião Gonçalves Coelho 400 Divinópolis, MG 35501-296, Brasil gusrocha.mg@gmail.com

ABSTRACT

The aim of this study was to describe the effect of non-adherence on the main laboratory outcomes, TCD4+ lymphocyte count and viral load, routinely used to monitor patients initiating treatment according to three different approaches to measure adherence to antiretroviral therapy. Among 288 participants, 22.9%, 31.9% and 74.3% were considered non-adherent, according to medical charts, self-report and pharmacy records, respectively. Depending on the adherence measures used, the average gain in TCD4+ lymphocyte count ranged from 142.4 to 195.4 cells/mm3 among adherent patients, and from 58.5 to 99.8 lymphocytes TCD4+/mm3 among those non-adherent. The average reduction on viral load ranged from 4.25 to 4.62 log copies/mL among the adherent patients, and from 1.99 to 4.07 log among those non-adherent. Monitoring antiretroviral adherence should be considered a priority in these public AIDS referral centers in order to identify patients at high risk of developing virologic failure. Early interventions are necessary in order to maintain the initial therapeutic regimens for longer periods.

Anti-Retroviral Agents; Acquired Immunodeficiency Syndrome; Viral Load; CD4 Lymphocyte Count; Medication Adherence

RESUMO

O objetivo deste estudo foi descrever o efeito da não-adesão nos principais desfechos laboratoriais, contagem de linfócitos TCD4+ e carga viral, rotineiramente utilizados para monitoramento de pacientes iniciando tratamento segundo três diferentes formas de medir adesão à terapia antirretroviral. Entre 288 participantes, 22,9%, 31,9% e 74,3% foram considerados não-aderentes, respectivamente, pelos registros em prontuários médicos, autorrelato e registros de dispensação nas farmácias. Dependendo da medida de adesão utilizada, o ganho médio de linfócitos TCD4+ variou de 142,4 a 195,4 células/mm3 para participantes aderentes, comparados com 58,5 a 99,8 para não-aderentes. A redução média na carga viral variou de 4,25 a 4,62 log cópias/mL entre aderentes, comparados com 1,99 a 4,07 para não-aderentes. O monitoramento da adesão à terapia antirretroviral deve ser uma prioridade nos serviços de referência de AIDS, sendo capaz de identificar pacientes com alto risco de desenvolver falência virológica e permitindo intervenções precoces com possibilidade de preservação de esquemas terapêuticos iniciais.

Anti-Retrovirais; Síndrome de Imunodeficiência Adquirida; Carga Viral; Contagem de Linfócito CD4; Adesão à Medicação

Introduction

The highly active antiretroviral therapy (HAART), introduced in 1996, had a great impact in the reduction of morbidity and mortality of individuals living with HIV/AIDS. In Brazil, the universal distribution of antiretroviral (ARV) medication by the Unified National Health System (SUS) was guaranteed by law sanctioned in the same year 1. In this scenario, AIDS was no longer a disease with high letality rate, and it started being considered a potentially controllable chronic disease. Initial studies that evaluated the effect of antiretroviral therapy (ART) showed a reduction of about 70% in mortality and of 80% in the incidence of opportunistic infections 2.

According to data provided by the Ministry of Health 3, there were 15,156 AIDS-related deaths in Brazil in 1995 and 11,060 in 2007, which represents a reduction of about 27% in the total number of deaths in the country. In recent years, with the great availability of therapeutic choice, including drugs that are newer, more powerful, safer and present more convenient dosage 4, the possibility of reaching these benefits and improving the quality of life of these patients is even greater.

However, the success of ART depends on many factors such as issues related to the access to treatment and health services, viral characteristics and immunity response, besides behavioral factors related to an individual, especially adherence to the treatment. According to guidelines of the Ministry of Health 5, adherence must be understood as a complex, wide, comprehensive, dynamic, and multifactorial process, determined by factors related to the individual, the health team and the social network.

Based on this complexity, measuring adherence to antiretroviral medication is difficult to be precisely performed, with no gold standard defined for its ascertainment. There is great variability in the available adherence measurement with different implications for clinical and research practices. Among them we mention the self-report verified by structured interviews, pills count, medical and pharmacy records, electronic devices, monitoring of therapeutic serum level, pictorial methods (e.g. daily registries of medications, self-applicable interview 6,7) and, finally, combined methods are examples of adherence measurements used in several studies 8,9. All of these measurements present limitations and problems, either practical or methodological, which may overestimate or underestimate the adherence. This wide variability complicates the interpretation of results and their comparison. The measurement of adherence by self-report use is the most frequently used and it has the advantages of a more accessible costs, practicality and convenience of application, besides reasonable correlation with virologic outcomes. Conversely, there are disadvantages such as lack of standard questions, low sensitivity and a tendency to overestimate adherence 10.

In order to obtain therapeutic success and reach undetectable plasma levels of HIV viral load, high levels of adherence, usually 95% or more, are necessary, as shown by several studies 11. In addition to providing lower viral replication, high adherence, also provides longer survival, lower incidence AIDS related diseases, fewer hospitalizations 12, better quality of life 13, reduction of HIV transmission, and reduced emergence of virus strains resistant to ARV 14. However, the great variability in the definition of non-adherence used in the studies, both in the cutoff points (ranging from 80 to 100% of prescribed doses), as well as in the evaluated treatment period (from one day up to 12 months) complicates national or international comparisons. More recent studies tend to be more conservative with higher cutoff points and wider recall periods.

A complete adherence ART must be understood as the primary objective of health services caring for people living with HIV/AIDS. Despite this, Brazilian studies indicate average rates of non-adherence ranging between 5.7% and 67%, with 43.2% of studies reporting values between 17.5% and 30% 8, showing a critical situation for clinical monitoring of patients. In a more recent study, Wachholz & Ferreira 15 evaluated children up to 12 years living in the city of Porto Alegre, Rio Grande do Sul State, and found a high rate of non-adherence (about 50% of the participants). Another study 16, performed in the city of Tubarão, Santa Catarina State, found a non-adherence rate ranging from 19.5% to 52.5%, depending on the definition of adherence and the analyzed period. However, in other multicenter studies recently performed in the Federal District 17 and in the state of Pernambuco 18, 23.3% and 25.7% of the participants were, respectively considered non-adherent.

Thus, it is necessary to implement standardized procedures to monitor the adherence among service users in order to enable early detection of non-adherence and the implementation of appropriate intervention strategies, ideally before the emergence of viral resistance and the occurrence of complications related to AIDS. In addition to the individual benefits, these actions have the potential to reduce the costs with medications as simpler treatment regimens remain effective for extended time.

The main purpose of this study was to describe the effect of non-adherence on the main laboratory outcomes, i.e., increase in TCD4+ lymphocytes counts and reduction in the HIV viral load, according to three different methods of measuring adherence (self-report, registry of pharmacy dispensation and medical records) among patients starting antiretroviral treatment in two reference public health services in the city of Belo Horizonte, state of Minas Gerais.

Methodology

Subjects and design

This study is part of ATAR project 19, a prospective concurrent study whose main purpose was to evaluate adherence to antiretroviral treatment among individuals starting therapy. Methodological details have been previously publish-ed 20. The project was carried out in two HIV/AIDS public referral services in the city of Belo Horizonte, Orestes Diniz Center for Training and Reference of Infectious and Parasite Diseases (CTR-DIP - Municipality of Belo Horizonte and Federal University of Minas Gerais - UFMG), and Eduardo de Menezes Hospital outpatient center (HEM - Hospital Foundation of Minas Gerais). After the first ARV prescription, naïve treated patients were monitored for a period of up to 12 months to evaluate the occurrence of non-adherence to treatment.

The patients were recruited between May 2001 and May 2002 and monitored until May 2003. Inclusion criteria were patients confirmed with HIV infection and indication for antiretroviral therapy according to the Brazilian recommendations in the period 21, without history of previous ARV use, age 18 years old or over, and who agreed to participate and had their medication provided by one of the participant centers. For this analysis, pregnant women were excluded due to the specificity of their antiretroviral treatment whose early interruption may occur due to medical indication. The ATAR Project was approved by the Ethical Research Committee of both participant services and the UFMG - COEP (ETIC 106/99).

Semi-structured interviews were applied at the moment of the ARV dispensation (baseline interview), when social economic and demographic data were collected (e.g. age, skin color, marital status, education level), vulnerability characteristics to HIV/AIDS (e.g. use of drugs, sexual behavior), and variables indicator of health services utilization (e.g. date of anti-HIV test, duration of medical follow-up, knowledge about HIV/AIDS). Subsequent interviews were performed in the first, fourth and seventh month after the beginning of treatment (follow-up interviews), with the collection of behavioral characteristics and information related to ART (e.g. occurrence of side effects and change of medication, difficulties and easiness related to treatment, adherence to the ARV regimens). The maximum period of follow-up was 12 months. Monthly ARV dispensations records were collected in the pharmacies of the participating centers after the follow-up period. Clinical and laboratory data were obtained from medical records (e.g. transmission category, duration of follow-up, hospitalizations and AIDS related conditions, results of TCD4 + lymphocytes counts and HIV viral load). All instruments used in data collection were previously tested in a pilot study.

Continuous variables obtained during the baseline interview, i.e. age, education level, income, time between HIV+ diagnosis and the first prescription of ARV, and time between the first medical visit and first prescription of ARV were categorized using the median value as cut-off point.

Adherence measurements

For this analysis we used three measurements of adherence to antiretroviral treatment according to ATAR project protocol: self-report 20, ARV pharmacy dispensation records 22, and medical records 19. Only the first episode of non-adherence was considered for all of them.

• Self-report

The adherence measured by the self-report was obtained during the follow-up interviews and defined as taking at least 95% of the prescribed dosages in the three days prior to the interviews. For patients whose treatment was altered, we considered the current regimen at the time of the interview. For this analysis, all individuals who had at least one follow-up interview were included, while the assessment of non-adherence was performed in all available visits for each participant. The outcome of interest was considered as the first episode of non-adherence reported in the first, second or third follow-up interview.

• Pharmacy dispensation records

The adherence measured by the pharmacy records was obtained by means of transcription of all ARV monthly dispensations at the participant services up to the 12th month of follow-up, including prescribed and dispensed regimens, dosages and posology. For this analysis, the interval between ARV withdrawals was calculated in days. Differences superior to 34 days were considered irregular dispensation 22. In addition to this interval, the number of dispensed pills was evaluated taking into account the prescribed dosage and regimen. In exceptional cases - when the service authorized anticipated withdrawals of larger quantities of ARV - both the time and the pill count were adjusted for the monthly period. This way, the ARV withdrawals for this analysis were characterized in three groups: (1) regular (when there was no irregularity, neither in the interval nor in the dispensed amount); (2) irregular (whenever the time between the dispensations was superior to 34 days or whenever the number of dispensed pills was inferior to 95% of the total pills expected for each prescribed ARV regimen); and, (3) abandonment (whenever the patient remained more than 60 days without withdrawing the ARV and did not return until the 12th month of follow-up), excluding deaths and transfers to other services.

• Medical records

The adherence measured using medical records was performed by means of standardized transcription, after closing of the monitoring period. All medical appointments were checked, from the first prescription up to the 12th month of follow-up. Any annotation indicating non-adherence to the antiretroviral regimen were recorded (e.g. missing one dosage, skipping one day). Individuals whose medical records did not contain any annotation of non-adherence during the study period were considered adherent.

Outcome markers

TCD4+ lymphocyte count and HIV viral load were used as outcome markers to compare adherent and non-adherent patients. All medical visits between the first prescription and the 12th month of follow-up were assessed for these laboratory results.

For comparisons, we used the first TCD4+ lymphocyte count and viral load performed immediately before the start of ART or up to one month after the first dispensation (initial TCD4+ lymphocyte count and viral load) and the last exams registered in the medical record during the period of study (final TCD4+ lymphocyte count and viral load). In order to allow proper assessment of the treatment response, only those exams performed at least three months after the first prescription of the ARV were considered as the last registered exams 4. For patients with both measurements available (initial and final), the immunological response to treatment was verified by the average gain of TCD4+ lymphocyte, and the virological response by the average reduction in HIV viral load. TCD4+ lymphocytes count was expressed in cells per cubic millimeter while the viral load was expressed as the logarithm of viral RNA copies per milliliter of plasma.

Statistical analysis

A descriptive analysis of each adherence measurement, baseline characteristics and the outcome variables was performed, with frequency distribution of categorical variables and central tendency measurements of continuous variables (mean and median) of exam results (TCD4+ lymphocyte and viral load). For each adopted measurement of adherence, the proportion of patients who fulfilled the respective criteria of non-adherence was estimated. The average gain of TCD4+ lymphocytes and the average reduction in the logarithm of viral load were estimated by comparing the final and initial exams for patients who had both measurements. Student's t test for independent samples was used for comparison of these averages between the adherent and non-adherent groups, for each adherence measurement adopted. ANOVA was used for comparison of averages of values abtained from pharmacy records. In situations where the assumption of homoscedasticity was not observed, the t test with approximation of Satterthwaiste or the Welch test 23 were used. According to the parameters adopted by the Brazilian 4 and the American 24 therapeutic guidelines, it is expected an average increase in the TCD4+ lymphocyte counts of 100-150 cells/mm3/year and an undetectable viral loads after 6 to 12 months of treatment. This way, for each adherence method adopted, the proportion of patients who obtained an average gain of TCD4+ lymphocytes higher than 100 cells/mm3 or who reached a viral load lower than 400 copies/mL during the study period was also compared between the adherent and non-adherent groups. Chi-square test was used to assess the statistical differences between proportions and the relative risk with 95% confidence interval (95%CI) was used to estimate the magnitude of the associations. For all analysis, the significance level considered was 0.05. The data were stored in Paradox (version 11.0 - Borland International, Scotts Valley, USA) and analyzed with SAS (SAS Inst., Cary, USA).

Results

Among the 407 recruited patients that fulfilled the criteria for this analysis, 347 agreed to participate in the study (85.3%), and among these 307 (88.5%) had at least one follow-up visit, 280 (80.7%) had at least two follow-up visits, and 201 (57.9%) had all three follow-up visits. The overall mean time of follow-up was 176 days, while the mean times between the baseline interview and the first, second and third follow-up visits were 40, 142 and 248 days, respectively. There were no statistically significant differences between participants and nonparticipants regarding age, gender and participating centers 19. The recruited patients represented more than 90% of AIDS cases reported in the municipality during the study period.

We were able to obtain adherence measurements according to self-report, pharmacy records or medical records for 307 (88.5%), 323 (93.1%), and 340 (98%) of the patients, respectively. The combination of participants who had the three adherence measurements resulted in a final sample of 288 participants (83%) for the present analysis.

The baseline characteristics of the study population are presented in Table 1. Of 288 participants, 66% were males, 53.1% were below age 35, most were non white (73.3%), with low education level (63.4%) and with monthly individual income lower than the minimum wage (55.3%). The behavioral characteristic indicate a low proportion of lifetime condom use (66.1% of patients reported never using or using less than half of the times). About one third of the participants reported to smoke and 37.2% reported having drunk alcoholic beverages in the month before the baseline interview.

Most of the participants were recruited from the CTR/DIP (80.2%). Of the total, 9.1% reported difficulties in access to the center, and only 5.8% were receiving psychological support. However, most individuals (75.1%) satisfactorily understood the information provided on antiretroviral treatment (drug name, dosage and frequency of use, adverse reactions, indication and duration of treatment, precautions, and timing of food intake). The baseline clinical characteristics indicate that a large proportion of patients started their ART late (67.7%), i.e., with TCD+4 lymphocyte count lower than 200 cells/mm3 or with CDC "C" clinical classification (AIDS diagnosis). Among the prescribed regimens, 52.4% were composed of analog or non-analog nucleoside reverse transcriptase inhibitors, and 47.2% contained protease inhibitors. The most prescribed regimens (data not shown) were the combinations of Zidovudine + Lamivudine + Efavirenz (29.9%) and Zidovudine + Lamivudine + Nelfinavir (22.6%).

A quarter of the patients started ART without initial TCD4+ lymphocytes count and 56.6% without baseline viral load (VL). Among the available exams (Table 2), initial and final mean TCD4+ lymphocyte counts were 202 and 311 cells/mm3, respectively, while the initial and final mean viral load were 4.92 log (about 83,000 copies of viral/mL RNA of plasma) and 1.03 log, respectively. The average time between the initial exams and the first prescription of ARV was about two months for TCD4+ lymphocytes and three months for the viral load. The average interval between the first prescription and the final TCD4+ lymphocytes and viral load exams were nine and eight months, respectively. At the end of the study, most patients had reached TCD4+ lymphocyte count higher than 200 cells/mm3 (66.9%) and viral load lower than 400 copies/mL (78.9%).

Separate analysis of each adherence measurement indicated a proportion of non-adherence ranging from 23.7% (medical records) to 74.3% (pharmacy records) (Table 3). Among patients with the three adherence measurements of interest (n = 288) these proportions were considered statistically similar (p > 0.05) (22.9% for the medical records, 31.9% for self-report and 74.3% for pharmacy records - irregular withdrawal and abandonment of treatment). Among these 288 patients, 31 (10.9%) were classified as non-adherent by the three measurements simultaneously, while 58 (20.4%) were considered adherent by the combination of the three methods.

In a clear way, individuals considered adherent had greater average gain of TCD4+ lymphocyte and greater average reduction of HIV viral load when compared to non-adherent ones (Table 4 and Figure 1). According to the adherence measurement by self-report, the average gain of TCD4+ lymphocyte was 144.6 cells/mm3 and the average reduction of viral load was 4.52 log for those considered adherent, compared to an average gain of 86.3 TCD4+ lymphocyte/mm3 (p = 0.023), and an average reduction of 2.73 log in the viral load for those considered non-adherent (p < 0.001). For pharmacy records, individuals with irregular withdrawal of medication obtained an average gain of 195.4 TCD4+ lymphocyte/mm3 and an average reduction of 4.62 log in the viral load. Conversely, among those with irregular withdrawal and abandonment of therapy, the average gain was respectively 99.8 and 19.3 TCD4+ lymphocyte/mm3 (p < 0.001), with an average reduction of 4.07 and 2.41 log in the viral load (p < 0.001) in each group respectively. Similar results were obtained for medical records. There was an average increase of 142.4 for adherent patients and 58.5 TCD4+ lymphocyte/mm3 for those non-adherent (p < 0.001), with an average reduction of 4.25 and 1.99 log in the viral load among adherent and non-adherent patients, respectively (p < 0.001).


The proportion of individuals with final viral load lower than 400 copies/mL was also significantly greater among adherent individuals as compared to those non-adherent, regardless of the adopted adherence measurement (Table 4), 83.3% and 66% (p = 0.010), and 86.6% and 46% for respectively self-report and medical records (p > 0.001). Finally pharmacy records indicated that the proportional of individuals with final viral load lower than 400 copies/mL, was 89.8%, 84.5% and 47.4% for patients with regular and irregular withdrawal or abandonment of treatment , respectively (p < 0.001).

Discussion

ATAR project was the first prospective study to evaluate adherence among people living with HIV/AIDS starting antiretroviral therapy in Brazil. In the present analysis, the effect of non- adherence on two markers used for monitoring ARV of treatment was compared according to three different ways to verify adherence. We initially highlight a high and concerning rate of non-adherence already in the first year of treatment, ranging from 22.9% to 74.3% according to the measure and definition of adherence used. Other Brazilian studies show compatible rates 25 within this range. Brito et al. 26, by analyzing records of pharmacy dispensation during 6 months, found a percentage of treatment interruption of 35.9%. Blatt et al. 16 assessed adherence using different measurements and obtained rates of non-dherence ranging from 20 to 50%, with lower values for self-reporting and higher values when records of pharmacy dispensation were used.

It is equally concerning the fact that about two thirds of the sample started ART late 27, a percentage considered high for a country where the policy for universal access to treatment is well consolidated. Moreover, baseline characteristics of the sample, composed of patients with follow-up in public referral services, presented a high proportion of individuals with low income and education level. This could contribute with a greater occurrence of non-adherence episodes as these individuals may potentially present increased vulnerability 28 and difficulties in accessing the services.

Although the theoretical concept of non-adherence is the same for all adopted measurements, these methods (self-report, records of pharmacy dispensation and medical records) may actually reflect different contextual factors in different times, thus producing estimates with varying magnitudes. These are methodologies which present relatively low cost 9 and are feasible to be applied in the reality of the Brazilian services. However, the interpretation and comparison of the obtained results should be carefully made.

Although self-report may be more specific, it loses in sensitivity as it reflects the patient's memory and his/her wish to inform correctly about the use of medication in specific periods and intervals. Moreover, self-report is usually a point in time based on a short period. This way, this method for measuring adherence is subjected to memory and information bias, with a tendency to produce higher adherence estimates than direct methods 29. Self-applicable pictorial methods 6,7,9 and self-reported clinical outcomes 29 could theoretically improve the precision of the measurement. Despite its low cost, it requires specific training in the application of the instruments and even if they are simplified, the application may not be compatible with the reality of the routine of most referral services in Brazil. In addition, patients who interrupted treatment may have also abandoned their medical follow-up and, therefore, were not available for interview. In this analysis, 19.4% of patients who were considered adherent by self-report had abandoned the treatment according to the pharmacy records. This fact may have occurred because these measurements were verified in different times, i.e., a participant considered adherence by the self-report at an initial moment may have later abandoned the treatment.

Non-adherence measured by pharmacy dispensation is more comprehensive and it covers longer periods, and it was the only measurement that was capable of identifying patients who abandoned their medical follow-up at the services. It is possible that this fact may have caused an overestimate of non-adherence rate, considering both, irregular withdrawals and abandonment, as actual non-adherence. Taking into account guidelines during the evaluated period, patients with short delays in the withdrawal of their medication could actually be adherent to the therapy. On the other hand, regular withdrawal of the medication in the pharmacy does not guarantee its correct use 9. The strict definition herein adopted for this measurement concept, i.e. not having had the medication dispensed up to four days beyond the expected date may potentially overestimate non-adherence. However, we should note that we assessed all dispensations taking into account the prescribed dosages and regimens, as well as transfers, unusual authorizations, and deaths. Despite these observations, an irregular withdrawal of the medication is an important marker of utilization of the services, since the Brazilian system only allows ARV dispensation at public AIDS referral centers, and on a monthly basis. Although pharmacy records primarily assess adherence to service, rather than the treatment itself, this monitoring mechanism must be enhanced and standardized.

Assessing adherence by the medical records is not very sensitive either, as medical professionals tend to register negative episodes indicators of non-adherenece, especially when immno-virological failure indicates the need switch the ARV regimen 29. Actual registration of non-adherence during the medical appointments, as recommended by the Ministry of Health 5, is not fully implemented in the routine care of assistance to patients under ART. Many non-adherent patients end up being identified only after the detection of treatment failure. Medical records can only detect non-adherence if patients attend to their regular follow-up appointment, and it is naturally affected by long periods of absence or interruption of care. Unless there is a system for active search of absentees, patients who interrupt their medical follow-up may be considered adherence simply due to the lack of information. In this study, 56.3% of patients who stopped withdrawing medications at the pharmacies did not have any annotation of non-adherence in their medical records. Therefore, they may have been erroneously classified as adherent by this source of information. A previous study carried out at the same services showed a rate of interruption of medical follow-up for more than seven months of 54.3% 30. In addition, analyses that are primarily based on medical records are subject to methodological limitations such as under-reporting and low reliability, which may potentially impair proper interpretations.

We should emphasize that the outcomes of interest assessed in this analysis, i.e., gain in TCD4+ lymphocyte count and reduction of HIV viral load, were better among adherent patients as compared to those non-adherent, regardless of the method used to measure adherence. This indicates the strength of the markers used to assess the effect of non-adherence in this population. Although this effect varied according to the adherence measurement, it is evident the potential impact that non-adherence to ARV in these AIDS referral public centers has both, on the immunological recovery and on virus control. These findings are consistent with other previously published studies 31,32. Tisson et al. 33, measuring adherence by pharmacy dispensation records, showed that the non-adherence in the initial months of treatment may result in virus failure at six and 12 months after treatment began. According to these authors, the interval between exams could be adjusted according to the levels of adherence to medication, especially in places with little availability of financial resources. Adherent individuals, considered at a lower risk for the development of virus failure, could have viral load exams performed in longer intervals. Non-adherence increases the chance for early switch of medication demanding the use of more powerful and more costly regimens, which may also result in a negative impact on cost-effectiveness. We should also note the high proportion of patients who started ARV treatment without baseline TCD4+ lymphocyte count (25%) or HIV viral load (56.6%). Most of these patients initiated treatment because of AIDS symptoms, which resulted in a high proportion of late access to treatment, as previously described 27,34.

Despite the possibility of starting treatment without these exams, monitoring of the treatment effectiveness is greatly impaired.

In addition to the limitations pertained to each one of the measurements used, the results herein presented may not be representative or generalizable to other population groups, and interpretation should be taken carefully. It is a selected sample of two large reference centers located in a large urban center. We limited our analysis to those with available information on immunological and virologic markers before and after the start of the treatment, which potentially reduces the statistic power of the sampling. It is necessary that studies with national coverage and representativeness be developed to evaluate the adherence to ARV therapy, most likely using a combination of methods and including less complex services and with less availability of resources.

Despite these limitations, there is clear evidence of the need for HIV/AIDS public referral services to define mechanisms to monitor adherence to antiretroviral treatment on a continuous and efficient basis, especially at the beginning of therapy, a period in which difficulties related to treatment are more frequent 35. The early identification of patients with high risk of developing virus failure may allow effective interventions that increase the possibility of preservation of the initial therapeutic regimens. It is also necessary that outcomes, markers of treatment effectiveness, i.e., TCD4+ lymphocyte count and viral load, be warranted to all patients and standardized in their periodicity from the beginning.

It is possible that a single way of measuring adherence may be not adequate for all the realities. With greater availability of technological resources, a more complex approach to adherence in the Brazilian health services is possible. A more precise and of low cost measurement of adherence could be based on a combination of methods, including standard information from the Logistic Control of Medications System (SICLOM), physical and electronic medical records self-assessment mechanisms assisted by computer, among others 6. Moreover, higher level of investment in human resources with continuing training, availability of specific professionals and reorganization of the medical assistance is needed for an adequate monitoring of adherence to antiretroviral treatment in Brazil.

Contributors

G. M. Rocha participated in the development of all article sections, performing the revision of literature, data analysis, interpretation, discussion and composition. M. D. C. Guimarães participated in the analysis, interpretation, orientation and revision of the article. C. J. Machado participated in the statistical analysis and the revision of the article. F. A. Acurcio participated in the revision of the article.

Acknowledgment

This study was performed by the Group of Research in Epidemiology and Health Evaluation at the Department of Social and Preventive Medicine, Faculty of Medicine, Federal University of Minas Gerais, in collaboration with the Faculty of Pharmacy and School of Nursing and the financial support from the National Program of STD and AIDS, Brazilian Ministry of Health (UNESCO 914 BRA 3014).

Submitted on 05/Nov/2009

Final version resubmitted on 18/Feb/2010

Approved on 05/Apr/2010

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  • Correspondence:
    G. M. Rocha
    Universidade Federal de São João Del-Rei
    Av. Sebastião Gonçalves Coelho 400
    Divinópolis, MG 35501-296, Brasil
  • Publication Dates

    • Publication in this collection
      11 Apr 2011
    • Date of issue
      2011

    History

    • Accepted
      05 Apr 2010
    • Reviewed
      18 Feb 2010
    • Received
      05 Nov 2009
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