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The search for validity evidence in the development of instruments in speech therapy: a systematic review

ABSTRACT

Purpose:

To identify in the literature the use of psychometry in Speech Therapy, besides the processes used in the search for validity evidence for the instruments in that field.

Research strategy:

The databases investigated were MEDLINE (accessed via PubMed), LILACS, Scopus, and SciELO. The descriptors used were “Validation studies,” “Validity of tests,” “Speech, Language and Hearing Sciences,” and “Valid” (followed by a truncation element) in Portuguese, English, and Spanish.

Selection criteria:

The review included studies that performed some type of validation of tests in Speech Therapy. The survey found 296 papers, 48 of which were included. Most studies were published by international journals in Speech Therapy and with broad-age-group samples.

Results:

The main area assessed by the instruments was language (20 studies), followed by audiology (13 studies). The year with the highest number of publications was 2014 and the main type of search for validity evidence was based on the internal structure.

Conclusion:

The principles of search for validity evidence are still scarcely used for instruments in Speech Therapy. However, most studies were developed in recent years, which shows the current trend for focusing on the need for enhancing the instruments.

Keywords:
Speech, language and hearing sciences; Psychometrics; Validation studies; Validity of tests; Evaluation

RESUMO

Objetivo:

Identificar, na literatura, o uso da Psicometria na área da Fonoaudiologia e os processos utilizados para a busca de evidências de validade dos instrumentos da área.

Estratégia de pesquisa:

As bases pesquisadas foram MEDLINE (acessado via PubMed), LILACS, Scopus e SciELO. Os descritores foram “Validation studies”, “Validity of tests”, “Speech, Language and Hearing Sciences” e “Valid” (seguido de elemento de truncagem), em português, inglês e espanhol.

Critérios de seleção:

Foram incluídos os estudos que realizavam algum tipo de validação de testes referentes a áreas da Fonoaudiologia.

Resultados:

Foram encontrados 296 artigos e destes, apenas 48 foram incluídos. A maioria dos estudos foi publicada por periódicos internacionais, da área da Fonoaudiologia e com amostra de ampla faixa etária. A principal área avaliada pelos instrumentos foi linguagem (20 estudos), seguida por audiologia (13 estudos). O ano de maior publicação foi 2014 e o principal tipo de busca de evidências de validade foi com base na estrutura interna.

Conclusão:

O uso dos princípios de busca de evidências de validade de instrumentos da área fonoaudiológica ainda é escasso. Porém, observa-se que a maior parte dos estudos foi desenvolvida nos últimos anos, demonstrando tendência atual para atenção à necessidade de aprimoramento dos instrumentos.

Descritores:
Fonoaudiologia; Psicometria; Estudos de validação; Validade dos testes; Avaliação

INTRODUCTION

Speech therapists have noticed an increasingly broader professional field and growing complexity in the competencies required by the work market. They must be able to deal with the most complex technology as well as with elementary actions geared towards preventing diseases and promoting public health(11. Silva DG, Sampaio TM, Bianchini EM. Percepções do fonoaudiólogo recém-formado quanto a sua formação, intenção profissional e atualização de conhecimentos. Rev Soc Bras Fonoaudiol. 2010;15(1):47-53. http://dx.doi.org/10.1590/S1516-80342010000100010
http://dx.doi.org/10.1590/S1516-80342010...
). The evaluation in speech therapy practice guides therapeutic processes and is closely related to patient rehabilitation and to preventing future harm. It is known that speech therapy is a very broad field. However, it overall requires the use of instruments and techniques that may or may not be structured. These techniques may vary according to the needs of the patient being evaluated and to the professional carrying out such evaluation. A structured evaluation includes objective and specific protocols such as actual scales and tests, while the non-structured evaluation deals with the issues brought up by the patient and companions(22. Goulart BN, Chiari BM. Avaliação clínica fonoaudiológica, integralidade e humanização: perspectivas gerais e contribuições para reflexão. Rev Soc Bras Fonoaudiol. 2007;12(4):335-340. http://dx.doi.org/10.1590/S1516-80342007000400014
http://dx.doi.org/10.1590/S1516-80342007...
).

The use of evaluation instruments for speech therapy in Brazil is recommended by resolution no. 14 of the Federal Speech Therapy Council, which ensures their use to diagnose and treat human communication disorders. Such evaluation instruments are the protocols, tests, equipment, software, and other resources. Thus, the use of instruments that evaluate aspects such as oral and written language, voice, hearing and balance, orofacial function, and deglutition is guaranteed for the speech therapy practice.

In this context, the evaluation means more than applying the actual instruments, but, when they have to be used, their quality must to be assured. To that end, it is important to take psychometric principles into account when seeking to validate these instruments. Over the years, psychology has dedicated to studying standardized criteria to build and seek evidence of validity of tests. For instance, resolution 25/2001 of the Brazilian Federal Psychology Council regulates the creation, commercialization, and use of psychological tests and is based on materials such as the “Standards for Educational and Psychological Testing,” by the American Educational Research Association, American Psychological Association, and National Council on Measurement in Education(33. American Educational Research Association; American Psychological Association; National Council on Measurement in Education. Standards for educational and psychological testing. New York: American Educational Research Association; 1999.); “Guidelines for Educational and Psychological Testing,” by the Canadian Psychological Association(44. Canadian Psychological Association. Guidelines for educational and psychological testing. Ottawa: Canadian Psychological Association; 1987.); and “ITC Guidelines on Test Use” and “ITC Guidelines on Adapting Tests,” by the International Test Commission (ITC)(55. International Test Comission – ITC. ITC guidelines on test use. 2013 [citado 14 jul 2015]. Disponível em: http://www.intestcom.org/files/guideline_test_use.pdf
http://www.intestcom.org/files/guideline...
,66. International Test Comission – ITC. ITC guidelines on adapting tests. 2005 [citado 14 jul 2015]. Disponível em: http://www.intestcom.org/files/guideline_test_adaptation.pdf
http://www.intestcom.org/files/guideline...
).

Speech therapy, on the other hand, has no specific guidelines to create and apply tests, but can use the framework of psychology as basis while adapting the norms to its specific professional realities. These guidelines(77. Noronha APP, Freitas FA, Ottati F. Parâmetros psicométricos de testes psicológicos de inteligência. Inter Psicol. 2002;6(2):195-201.) aim to establish criteria that aid professionals in using and analyzing the quality and overall characteristics of these instruments.

In particular, the guidelines provided by the International Test Commission indicate that the patient's needs must be carefully analyzed during the evaluation to ensure the effective usefulness of applying such instrument, besides determining its upsides and downsides compared to other evaluation methods. These guidelines also guide professionals to verify whether the instrument has up-to-date and relevant information, if it is technically appropriate, its base psychometric studies, its convenient application, the specific groups to which it is designed, besides the resources needed, application norms, and test limitations.

Regarding the search for evidence of instrument validity, according to the American Educational Research Association, American Psychological Association, and National Council on Measurement in Education, in the manual titled Standards for Educational and Psychological Testing(33. American Educational Research Association; American Psychological Association; National Council on Measurement in Education. Standards for educational and psychological testing. New York: American Educational Research Association; 1999.), four types of validity evidence must be found in the instruments: evidence based on the content (considers data on the instrument's content, investigating the set of items through analysis by experts), evidence based on external variables (correlations between the instrument and other external variables), evidence based on the internal structure (correlation between items through factorial analyses), and evidence based on the response process (mental processes involved in each task and item).

There are still few formal and objective evaluation instruments in speech therapy practice. Of those, a small number are verified for validity evidence(88. Giusti E, Befi-Lopes DM. Tradução e adaptação transcultural de instrumentos estrangeiros para o Português Brasileiro (PB). Pro Fono. 2008;20(3):207-10. http://dx.doi.org/10.1590/S0104-56872008000300012
http://dx.doi.org/10.1590/S0104-56872008...
). In oral language evaluation, for instance, besides few instruments being available, most target the evaluation of receptive vocabulary and several have no validity study. In addition, few randomized controlled studies are available on the subject(99. Gurgel LG, Plentz RDM, Joly MCRA, Reppold CT. Instrumentos de avaliação da compreensão de linguagem oral em crianças e adolescentes: uma revisão sistemática da literatura. Rev NeuroPsicol Latinoam. 2010;2(1):1-10.).

Speech therapy practice, hence, assumes interdisciplinary work given the constant need for teamwork in order to complement and ensure the adequacy of the diagnosis process(22. Goulart BN, Chiari BM. Avaliação clínica fonoaudiológica, integralidade e humanização: perspectivas gerais e contribuições para reflexão. Rev Soc Bras Fonoaudiol. 2007;12(4):335-340. http://dx.doi.org/10.1590/S1516-80342007000400014
http://dx.doi.org/10.1590/S1516-80342007...
). In this sense, the theory on the search for validity evidence is organized by psychology and speech therapy can embrace this knowledge to build higher quality instruments.

PURPOSE

The present review aimed to verify studies in the literature that somehow validate clinical evaluation instruments in speech therapy so as to determine the state of the art in the subject.

RESEARCH STRATEGY

The follow electronic databases were searched: MEDLINE (accessed via PubMed), LILACS, Scopus, and SciELO. The search strings used were “Validation studies,” “Validity of tests,” “Speech, Language and Hearing Sciences,” and “Valid” (followed by a truncation element) in Portuguese, English or Spanish as required by the databases.

SELECTION CRITERIA

The review included studies that performed some type of validation of tests in speech therapy (voice, hearing, language, oral motor skills, and dysphagia). Studies that did not clearly show the participation of speech therapy or the validation process used, i.e., theoretical studies, were excluded.

DATA ANALYSIS

The titles and abstracts of all papers identified through the search strategy were analyzed by the researchers. All abstracts that did not provide enough information regarding the inclusion and exclusion criteria were selected for full-text reading. In this stage, two independent blinded reviewers evaluated and selected the full papers according to the eligibility criteria. Two independent reviewers used standardized forms to collect data concerning the studies' methodology characteristics, interventions, and outcomes. In all stages, disagreements were settled through consensus. The main piece of data collected dealt with the types of searches for validity evidence in the studies targeting speech therapy.

RESULTS

The initial search identified 296 studies. Of those, 79 were chosen for full-text reading. After a detailed analysis, 48 met the inclusion criteria and were considered relevant to the sample in this review (Chart 1).

Chart 1
References used in the systematic review

The papers that did not seek validity evidence of instruments, that did not deal with speech therapy, that were written in languages other than English, Portuguese, or Spanish, or that did not describe the data of the instruments employed well enough were excluded from the review. The flowchart for the selection process in this review can be seen in Figure 1.

Figure 1
Study selection process

The selection found that 2014 had the largest number (n=11) of papers published (22.92%), followed by seven papers in 2013 (14.58%) and five in 2007 (10.42%). In 2010, 2011, and 2012, 12 papers were published (n=4 in each year), corresponding to 25% of the sample. Three studies were published in 2008 and the others, in 1999, 2001, 2003, 2006, 2009, and 2015. The first study found that aimed to validate a speech therapy instrument was published in 1999. 35 (72.92%) studies were published in English. The others (n=13) were published in Portuguese (27.08%).

Thirty four (70.83%) studies were published in speech therapy journals. The other journals dealt with human development, neurology, language neurobiology, otorhinolaryngology, psychology, and public health. The 48 studies included in the present review were published in 28 different journals, 21 (75%) of which international journals (31 papers) and seven (25%), Brazilian journals (17 papers). The higher number of papers published in international journals may be because Brazilian journals are not indexed in the databases researched, such as MEDLINE and Scopus.

When the journals are considered individually, the largest number of papers (n=8) was published in the Brazilian journal CoDAS, followed by the International Journal of Pediatric Otorhinolaryngology (n=4), Journal of the American Academy of Audiology (n=3), Journal of Speech, Language and Hearing Research (n=3), Ear and Hearing (n=2), Audiology – Communication Research (n=2), Language, Speech, and Hearing Services in School (n=2), Pró-Fono (n=2), and Research in Developmental Disabilities (n=2). Only one paper was published in each of the other journals. The impact factor considered concerned 2013 and 2014 and five (17.86%) journals had no data on these years. The others (n=23) has an impact factor ranging from 0.352 to 3.309, with an average of 1.592 and standard deviation of 0.867.

In the WebQualis strata evaluation in the CAPES (Coordination for the Improvement of Higher Education Personnel) portal, the journals were analyzed preferably regarding the topic “interdisciplinary” and, in case this evaluation topic was not available, area 21 was chosen, which includes physical education, physiotherapy, speech therapy, and occupational therapy. Seven journals (25%) had no WebQualis evaluation, while 14 (50%) had an evaluation in the “interdisciplinary” topic, six of which classified as B1, four as B2, three as A2, and one as A1. Of the seven journals evaluated in physical education, three were classified as A2, two as A1, one as B1, and one as B4. In the overall distribution, the highest stratum was A1 and the lowest, B4.

The speech therapy areas that had the most instruments validated were language with 20 studies (41.67%) (Box 2) and audiology with 13 studies (27.09%) (Box 3). The areas of voice, dysphagia, and orofacial motor skills had, respectively, seven (14.58%), four (8.33%), and three (6.25%) studies published on instrument validation (Box 4). Only one validation study considered two areas: audiology and language. It is worth pointing out that, among the instruments considered in the studies, only the one in orofacial motor skills was computerized.

Chart 2
Characteristics of the studies included in the area of language
Chart 3
Characteristics of the studies included in the area of audiology
Chart 4
Characteristics of the studies included in the area of voice, dysphagia, and orofacial motor skills

Seventeen (35.42%) studies included exclusively children, five (10.42%) dealt only with adults, and one (2.08%) included only elderly persons. Three studies (6.25%) only presented the instruments and one contained only evaluators. The 22 remaining papers (45.83%) contained diversified samples such as guardians, patients, family members, and subjects with a specific clinical outcome, not always taking their ages into account or, most times, maintaining very heterogeneous groups in the samples.

The instruments mentioned in the studies and the types of validation used included mainly validation based on internal structure (n=25; 52.08%), validation based on the content and on external criteria (n=18 each; 37.5%), and validation based on the response process (n=16; 33.33%). Validations based in standardization, adaptation, and item response theory were identified in four (8.33%), three (6.25%), and two (4.17%) studies, respectively. Reliability and translation were found in only one study (2.08%) each.

DISCUSSION

The results showed that few studies in speech therapy seek validity evidence. When they are carried out, they present data mainly towards the instruments' internal structure aiming to show whether they actually assess the proposed constructs or characteristics, besides observing the structure of the correlations between the items. These results are usually obtained through factorial analyses or internal consistency analyses(5858. Primi R, Muniz M, Nunes CHSS. Definições contemporâneas de validade de testes psicológicos. In: Hutz CS (Org.). Avanços e polêmicas em avaliação psicológica. São Paulo: Casa do Psicólogo; 2009. p. 243- 65.).

Although studies with all sorts of searches for validity evidence were found in the present review, none presented results of all types together (based on the internal structure, on the response process, on external criteria, and on the content), which shows the need for more detailed studies, in special since Brazil is responsible for 1% of the worldwide scientific literature(11. Silva DG, Sampaio TM, Bianchini EM. Percepções do fonoaudiólogo recém-formado quanto a sua formação, intenção profissional e atualização de conhecimentos. Rev Soc Bras Fonoaudiol. 2010;15(1):47-53. http://dx.doi.org/10.1590/S1516-80342010000100010
http://dx.doi.org/10.1590/S1516-80342010...
,5959. Behlau M, Gasparini G. Education of speech-language pathologists and audiologist in Brazil. Folia Phoniatr Logop. 2006;58(1):14-22. http://dx.doi.org/10.1159/000088994
http://dx.doi.org/10.1159/000088994...
).

The present review also found adaptation and normalization studies. Well-executed adaptations that go beyond simply translating the instrument are important so that there are instruments truly adapted to the Brazilian population and that meet the actual needs of the subjects evaluated, thus providing reliable parameters to propose interventions. In the area of voice, for example, the instruments must evaluate specific groups of subjects such as dysphonic persons(6060. Behlau M, Oliveira G, Santos LM, Ricarte A. Validação no Brasil de protocolos de auto-avaliação do impacto de uma disfonia. Pro Fono. 2009;21(4):326-32. http://dx.doi.org/10.1590/S0104-56872009000400011
http://dx.doi.org/10.1590/S0104-56872009...
). Protocols in English are commonly translated into the Brazilian reality, however, the validation process means more than translation, suggesting the reading of the document established by the Scientific Advisory Committee of the Medical Outcomes Trust (SAC).

Language is commonly evaluated through standardized tests, which include the analysis of components such as phonology, morphology, syntax, and semantic organization. Nevertheless, it is worth pointing out that the tests not always evaluate all components as a whole and, overall, are not sensitive to variations in speech, pragmatics, syntax, or semantics(6161. Morrow CE, Vogel AL, Anthony JC, Ofir AY, Dausa AT, Bandstra ES. Expressive and receptive language functioning in preschool children with prenatal cocaine exposure. J Pediatr Psychol. 2004;29(7):543-54. http://dx.doi.org/10.1093/jpepsy/jsh056
http://dx.doi.org/10.1093/jpepsy/jsh056...
). The use of incomplete or unreliable evaluation instruments leads to a poor prognostic and difficulty in outlining rehabilitation therapeutic processes(99. Gurgel LG, Plentz RDM, Joly MCRA, Reppold CT. Instrumentos de avaliação da compreensão de linguagem oral em crianças e adolescentes: uma revisão sistemática da literatura. Rev NeuroPsicol Latinoam. 2010;2(1):1-10.).

In the areas of dysphagia and orofacial motor skills, since the dimensions evaluated are mostly physical attributes, the search for content evidence was the most common in these studies. The literature shows that some orofacial motor skills protocols are more global and, when needed, more specific protocols must be used, such as for temporomandibular disorders and cleft lip and palate(6262. Genaro KF, Berretin-Felix G, Rehder MI, Marchesan IQ. Avaliação miofuncional orofacial - Protocolo MBGR. Rev CEFAC. 2009;11(2):237-55. http://dx.doi.org/10.1590/S1516-18462009000200009
http://dx.doi.org/10.1590/S1516-18462009...
). However, further studies are still needed that seek validity evidence for these protocols.

Creating and validating instruments are issues that also permeate the training of speech therapists since, when the professional graduates, he or she must be able to work in several areas and to perform full evaluations while employing all techniques and instruments available. In this sense, the role of the higher education institutions and undergraduate courses must be take up a strategic position so that the professional, by the end of the course, is as capable and critical as possible for the labor market. Among these abilities is the search for constant training(11. Silva DG, Sampaio TM, Bianchini EM. Percepções do fonoaudiólogo recém-formado quanto a sua formação, intenção profissional e atualização de conhecimentos. Rev Soc Bras Fonoaudiol. 2010;15(1):47-53. http://dx.doi.org/10.1590/S1516-80342010000100010
http://dx.doi.org/10.1590/S1516-80342010...
). In a study that included newly graduated professionals, the authors concluded that they were satisfied with their education and secure to work in the field. According to these professionals, language was the area in which they were the most well prepared and they reported intending to work in private offices and clinics. As continued training, they report graduate courses as their greatest interest(11. Silva DG, Sampaio TM, Bianchini EM. Percepções do fonoaudiólogo recém-formado quanto a sua formação, intenção profissional e atualização de conhecimentos. Rev Soc Bras Fonoaudiol. 2010;15(1):47-53. http://dx.doi.org/10.1590/S1516-80342010000100010
http://dx.doi.org/10.1590/S1516-80342010...
).

Moreover, during the early education of speech therapists, it must be highlighted that the work in healthcare requires specific technical knowledge to that profession and original education, but that is also linked to other areas of knowledge, including the ability to take social and cultural diversity into account(22. Goulart BN, Chiari BM. Avaliação clínica fonoaudiológica, integralidade e humanização: perspectivas gerais e contribuições para reflexão. Rev Soc Bras Fonoaudiol. 2007;12(4):335-340. http://dx.doi.org/10.1590/S1516-80342007000400014
http://dx.doi.org/10.1590/S1516-80342007...
). That comprises the skill of researching and seeking validity evidence of psychology, for example.

Evaluation stands out in this context since it lays basis for effective interventions and proper referrals. In Brazil, few instruments are available in speech therapy, while in the United States, for instance, the professionals have a broad range of tests, such as in the area of language(88. Giusti E, Befi-Lopes DM. Tradução e adaptação transcultural de instrumentos estrangeiros para o Português Brasileiro (PB). Pro Fono. 2008;20(3):207-10. http://dx.doi.org/10.1590/S0104-56872008000300012
http://dx.doi.org/10.1590/S0104-56872008...
). The authors of that study mention that over 100 tests are described in the Directory of Speech-Language Pathology Assessment Instruments by the American Speech-Language-Hearing Association, which confirms the statements in the present review. Nonetheless, they report that researches have been increasingly carried out in order to adapt and validate instruments, thus enhancing the Brazilian outlook. Hence, more reliable clinical practice and research will be possible, besides better planning of interventions and public policies in the area.

CONCLUSION

In the footsteps of psychology, precursor of studies with standardized criteria to design and seek validity evidence in instruments, the creation of speech therapy instruments must be systematized in order to enhance the clinical practice and research. The principles of search for validity evidence are still scarcely used for instruments in Speech Therapy. However, most studies were developed in recent years, which shows the current trend of focusing on the need for enhancing the instruments and on the advances in this field.

  • Study carried out at the Laboratory of Psychology Evaluation Research, Universidade Federal de Ciências da Saúde de Porto Alegre – UFCSPA – Porto Alegre (RS), Brazil

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Publication Dates

  • Publication in this collection
    Oct-Dec 2015

History

  • Received
    19 July 2015
  • Accepted
    28 Aug 2015
Academia Brasileira de Audiologia Rua Itapeva, 202, conjunto 61, CEP 01332-000, Tel.: (11) 3253-8711, Fax: (11) 3253-8473 - São Paulo - SP - Brazil
E-mail: revista@audiologiabrasil.org.br