This study aimed to investigate if an executive functions (EF) intervention could promote these skills in individuals with attention deficit and hyperactivity disorder (ADHD). Eighteen children and adolescents, 7-13 years old, divided into experimental (EG, N = 8) and control (CG, N = 10) groups, were assessed in the Block Design and Vocabulary subtests of the WISC III and seven tests of EF. Parents answered two scales, measuring EF and inattention and hyperactivity signs. EG children participated in a program to promote EF in twice-weekly group sessions of one hour each. After 8 months of intervention, groups were assessed again. ANCOVA, controlling for age, intelligence quotient and pretest performance, revealed gains in attention/inhibition and auditory working memory measures for the EG. No effect was found for scales or measures of more complex EF. Results are not conclusive, but they illustrate some promising data about EF interventions in children and adolescents with ADHD.
regulation; intervention; executive function; inattention
Este estudo investigou se uma intervenção para funções executivas (FE) pode promover essas habilidades em indivíduos com transtorno do déficit de atenção e hiperatividade (TDAH). Participaram 18 crianças e adolescentes, 7-13 anos, divididos em Grupo Experimental (GE, N = 8) e Controle (GC, N = 10), avaliados nos subtestes Blocos e Vocabulário do WISC III e sete testes de FE. Pais responderam a duas escalas mensurando FE e sintomas de desatenção e hiperatividade. As crianças do GE participaram de um programa de promoção de FE, em sessões de grupo de uma hora cada, duas vezes por semana. Após intervenção de oito meses, os grupos foram reavaliados. ANCOVA, controlando idade, QI e desempenho no pré-teste, revelou ganhos da intervenção em medidas de atenção/inibição e memória de trabalho auditiva para o GE. Nenhum efeito foi encontrado para as escalas ou medidas de FE mais complexas. Os resultados não são conclusivos, mas ilustram tendências promissoras sobre intervenções em FE em crianças e adolescentes com TDAH.
regulação; intervenção; função executiva; desatenção
Attention deficit hyperactivity disorder (ADHD) is a developmental disorder that tends to persist for many years or entire lives. It is characterized as a persistent pattern of inattention and/or hyperactivity/impulsivity that is more frequent and severe than is typically observed in individuals at a comparable level of development1. Studies have sought to understand possible impairments associated with ADHD symptoms, which can be useful for the diagnosis of the disorder and for rehabilitation of deficit areas. In this sense, important neuropsychological processes have been implicated in ADHD, including executive functions (EF)2.
EF are responsible for top-down control of cognition, behaviors, and emotions. Core EF include inhibition (the ability to control an automatic or prepotent response and to control one’s attention and thoughts), flexibility (the capacity to change the focus of attention and take different perspectives), and working memory (the capacity to keep and manipulate information in one’s mind). Complex EF include skills such as planning, reasoning, and problem solving. EF are crucial to learning and appropriate functioning in society3.
Deficits in EF are one of the components of the complex neuropsychology of ADHD. Studies have reported significant deficits on measures of EF2,4; among them, the associations between ADHD and deficits in inhibitory control constitute the most consistent finding5. However, deficits in EF should not be considered as a causal factor of the disorder. Some authors6 have reported that only 30% to 50% of children diagnosed with ADHD have EF deficits. Other evidence also found no correlation between ADHD and EF deficits7.
In this sense, an important meta-analysis2 validated the importance of the EF in ADHD. The authors found that ADHD presented difficulties particularly in working memory, inhibition, monitoring, and planning. However, results also suggest that EF deficits are neither needed nor the cause of all cases of ADHD, despite the fact that EF deficits are, in general, an important component of the neuropsychology of ADHD.
Despite the discussion on the role of EF in ADHD, the overall impairment of the disorder has been most evident when associated with EF disorders2,8. Some EF difficulties reported by ADHD patients are problems with deadlines and financial life, instability of motivation, difficultly regulating emotions, losing enthusiasm, not completing tasks, low frustration tolerance, and lack of self-monitoring – in addition to difficulties with taking initiative and starting tasks, inhibiting stimuli, planning, organizing and establishing priorities, setting goals, and time management9.
Although pharmacological treatment in ADHD has proved effective10, some specific interventions could be planned to address specific EF deficits. These could be implemented in support of the pharmacological treatment and could help improve day-to-day patient functioning. Some approaches have been used with positive results in ADHD interventions, such as cognitive-behavioral therapy and coaching11, behavioral interventions in clinical (including parent training) and school contexts12,13 or interventions to promote attention skills, such as the Pay Attention! program14. Evidence has suggested that by promoting improvements not only of symptoms but also of the individual’s functioning, such multimodal treatments (pharmacological and psychosocial) should be preferred to pharmacological treatment alone15. In this sense, psychosocial approaches have proven effective. Another line of research is the development and investigation of specific EF interventions. Instead of cognitive training, for which there are controversies about generalization of gains to other abilities16, this paper focuses on ecological EF intervention. The results of ecological approaches seem more generalizable, at least in children with typical development3.
Recent research suggests that it is possible to promote the development of EF in children and adolescents through specific activities17,18. For some authors, an improvement in EF in ADHD children could help to decrease impulsive responses and increase attention and memory, promoting better self-control and emotional regulation17. A recent Brazilian study19 found EF gains in typical six-year-olds after a one-year intervention. Gains were also evidenced in functional measures of EF and behavioral skills – maybe the same could happen with ADHD children using an ecological EF intervention. Thus, this study aimed to investigate if an ecological intervention for EF can promote EF gains in older children, students from elementary school, with ADHD.
METHOD
Participants
Recruitment was conducted in Sao Paulo by professionals and institutions specializing in the assessment and treatment of ADHD. Participants had confirmation of the diagnosis made by a neurologist, psychiatrist, or neuropediatrician. Data are reported on 18 children and adolescents (8 in the Experimental Group [EG] and 10 in the Control Group [CG]). Table 1 presents the subjects’ descriptions. The criteria for inclusion of potential subjects were: (1) the diagnosis of ADHD; (2) attendance of a regular school; (3) chronological age between 7 and 17 years; and (4) non-use of any medication that might interfere with cognitive/emotional behaviors (except methylphenidate). The exclusion criteria were: (1) attendance of a special class (no participants were excluded based on this criterion); and (2) presence of comorbidities (according to parents’ reports in the anamnesis interview).
The constitution of the experimental (EG) and control groups (CG) was for convenience sake (i.e., availability for participating in intervention meetings). Due to the sample size, the medication use (Methylphenidate) were not considered in the selection of participants, the division of the groups or analysis of the results. The level of intelligence was not considered as an exclusion criterion, but it was measured with the estimated intelligence quotient (IQ) of the WISC-III and was controlled statistically using analysis of covariance (ANCOVA).
Instruments
An Anamnesis interview was completed by the mothers of the participants to obtain more information about family and educational history, in addition to any complaints and possible treatments performed for the subjects.
The Computerized Stroop Test (Stroop-Comp)20 measures selective attention and inhibitory control. The part 1 assesses reading ability; in part 2, participants must name the color (yellow, blue, green, and red) of circles on a screen; in part 3, they must name the color of the colored written words (all in a incongruent situation, e.g., the word “green” is written in blue). We used score and reaction time (RT) in the second and third parts, and measured interference effects (performance in part 3 minus performance in part 2) for scores and RTs (the greater the interference effect for RT and the lower the effect for score, the more susceptible the performance is to interference). Validity evidence was reported for a Brazilian sample21.
The Cancellation Attention Test (CAT)22 assesses attention in a visual search test. The test consists of three parts. In each one the participant should identify and cancel the stimuli similar to the target in a matrix of 300 stimuli. There is a fixed time (one minute) for each matrix. We used the total number of hits as the score. Validity evidence can be found in Dias et al.21.
The Trail Making Test (TMT)22 assesses cognitive flexibility. Participants must connect numbers and letters in sequence, but alternately, in a one-minute period. We used sequences (number of items connected correctly) as the score. Validity evidence was reported by Dias et al.21.
The Wisconsin Card Sorting Test (WCST)23 measures EF, such as cognitive flexibility, inhibitory control, working memory and monitoring. It consists of two identical decks with 64 cards each and four stimuli-cards. The cards vary in three dimensions: color, shape, and number. Participant must match each card from the deck to one of the four stimuli-cards. The proctor only informs if the classification is correct or wrong. After 10 consecutive correct responses, the sorting rule is changed without advising the subject. In this study, only one deck with 64 cards was used. We used the scores for number of hits, number of errors, perseverative responses, perseverative errors, failure to maintain set, and number of completed categories.
The Auditory Working Memory Test (AWM)24 is a computerized test and evaluates auditory working memory. The software emits sequences that consist of two to ten words and numbers. The task is to first repeat the words in the sequence, and then the numbers in increasing order. The score was the number of correct sequences. Validity evidence was reported by Dias et al.21.
The Visual Working Memory Test (VWM)24 is a computerized test that assesses visual working memory. On the computer screen, one 3x3 matrix is shown, and it contains a stimulus (a geometric shape) in some cell. Then, spatial manipulations, represented by arrows indicating the direction of each move, are shown on the screen. The participant should select the stimulus’s final position. The task has increasing difficultly, with a growing number of arrows and matrices (1 to 4). The score was the number of correct answers. Validity evidence was reported by Dias et al.21.
In the FAS and Animals Verbal Fluency Test25, the individual must express the maximum possible number of words starting with F in a one-minute period of time. Then, the procedure is repeated with the letters A and S. Proper nouns were not allowed. This part measures phonemic fluency. In the second part, the individual must express the maximum number of animals, also in a one-minute period of time. This part assesses the semantic fluency. We used as scores the total number of correct words in phonemic and semantic categories. Validity evidence is in Dias et al.21.
We used the Brazilian version of the Childhood Executive Functioning Inventory (CHEXI)26 – translated, adapted, and validated in Brazilian children27. The CHEXI assesses EF in children. The instrument has 26 items, each of which is scored on a Likert scale. Items are grouped into four subscales: Working memory, Planning, Inhibitory control, and Self-regulation. In this study, the CHEXI was answered by participants’ parents. The scores for each scale correspond to the level of difficulty that children have in that domain. We used the scores in each subscale and the total score.
The MTA-SNAP-IV28 is a questionnaire formulated from the DSM-IV, with the objective of assessing ADHD symptoms. The test consists of the description of the 18 symptoms of ADHD, and for each one the child is given a score on a Likert scale of four levels of severity. In this study, the MTA-SNAP-IV was answered only by the parents of the participants. We reported total scores for inattention and hyperactivity indicators.
The Wechsler Intelligence Scale for Children 3rd edition (WISC III), standardized for the Brazilian population by Figueiredo29, aims to assess overall intellectual performance in children aged 6-16 years. The instrument consists of 13 subtests, organized into Verbal and Performance scales. We used a shortened version with two subtests, vocabulary and block design, taken from the verbal scale and the performance scale, respectively. We added weighted scores in the two subtests and consulted the American modified table of Sattler30 to estimate IQ, which was used as a covariate in the inferential analyses.
The Intervention Program for Self-regulation and Executive Functions (PIAFEx)19 constitutes a set of activities designed to stimulate and promote the development of EF. It has 43 structured activities, divided into 10 basic modules and a supplementary module: Organization of materials/routine and time management; Organization of ideas, goal-setting and planning: Strategies for the day-to-day; Organization of ideas, goal-setting and planning: Stimulation activities; EF in Physical/Motor Activities; Communication and Conflict Management; Regulating emotions; Working with colleagues – Opportunities for exercising hetero- and self-regulation; Playing with the meanings of words; Talking about the activities; The Planned Play; and the Supplementary Module: Nina’s Diary. For this study, the PIAFEx activities, originally developed for preschool and early elementary school, were adapted for older participants. The adaptation was made by raising the level of complexity of the activity (changing the stimuli and context of each <~?show=[to]?>activity) while maintaining its overall goal. Further details on the adaptation and implementation of PIAFEx activities can be obtained in the appendix or in the original work of Menezes31.
Procedure
The study was approved by the Ethics Committee. In the pretest period, in a private room at the university, participants were evaluated on each instrument. We established two orders of test application, so that in each evaluation the order of testing was reversed. The assessment was individual and in one session, with two intervals of ten to fifteen minutes. The entire procedure lasted from approximately two and a half to three hours. Parents were instructed to respond to the anamnesis interview, MTA-SNAP-IV and CHEXI.
During the intervention, the EG had hour-long meetings twice a week. Three subgroups were formed, two with three subjects and one with four subjects (two EG subjects did not remain until the end of the study). The activities were conducted for a period of 8 months. The CG did not have any type of intervention. After this period, the 8 EG and 10 CG participants were re-evaluated on each instrument, except the WISC III, according to the same procedure as before.
Statistical analysis
An ANCOVA was performed for each posttest measure to determine any group effects on the performances. Group assignment (CG or EG) was used as the independent variable, and previous performance (pretest measures), estimated IQ, and age were used as covariants. The level of confidence was set at 0.05. Significant results are highlighted in bold and marginal trends (0.05 < p < 0.06) are in bold-italics.
RESULTS
Table 2 summarizes descriptive and inferential statistics. The EG performed better in relation to the CG even in pretesting, which is probably related to the fact that most EG participants were from private schools. Thus, controls for previous performance were needed. Significant effects of group assignment – even after controlling for previous performance, age, and IQ – were evident for scores in part 3 of the Stroop-Comp and for the AWM. Marginally significant effects were found for scores on part 2 and interference in the Stroop-Comp. EG participants responded more accurately to parts 2 and 3 – but especially 3 – in the Stroop-Comp, with gains over the CG in selective attention and inhibitory control. These findings also illustrate that the EG became skillful in maintaining and manipulating auditory information mentally, reaching better performance in the working memory measure compared to their CG peers. No effects were found on the other measures, despite tendencies among the EG toward better performance compared to the CG on some measures.
DISCUSSION
Despite the trend of better performance for the EG on some measures, effects do not reach statistical significance for most of the variables. It was possible to distinguish the groups only on the Stroop-Comp and AWM, for which the EG had better performance. In the Stroop-Comp, participants need to inhibit the automatic behavior of reading and select the appropriate stimulus in order to answer correctly. In this task, EG participants showed greater ability in dealing with interference, thus making fewer mistakes. In the AWM, each participant should remember and manipulate auditory information in his or her mind. Again, the EG seemed more able to perform the task. No other effects were found on flexibility, visual working memory, or in complex tests, such as the WCST and Verbal Fluency Test, or the CHEXI and MTA-SNAP-IV scales.
The lack of effects on scores in the complex tests could be understood as being caused by the tasks’ demands. That is, these tests require the integrity and integration of diverse abilities32 and maybe the intervention was not able to impact more complex performances, at least in our specific way of implementation. With regard to the CHEXI and MTA-SNAP-IV, both were answered by parents and maybe the intervention effects were not observed in other contexts. It is possible that a more intensive, frequent or longer intervention could have effects not only on simple tasks (such as the Stroop-Comp and AWM) but also on complex tasks and functional measures, reflecting greater generalization of the results. Additionally, despite evidence of the importance of EF in the neuropsychology of ADHD, not all ADHD individuals have EF deficits6,7. It is possible that the lack of control of specific EF deficits in our sample (we do not have a healthy control group) may have contributed to the reduced effect of the intervention on our ADHD participants.
However, our findings of specific gains in inhibition and auditory working memory can have some importance, as the Willcutt et al.’s2 conclusion that ADHD is related to EF deficits, with stronger effects found for inhibitory control and working memory beyond vigilance and planning. Other intervention research has also reported effective results in the stimulation of selective attention, inhibitory control and/or working memory in subjects with ADHD14,33. However, research focused on more ecological interventions has not been done with subjects with ADHD, which makes it difficult to compare the results we found here. Nevertheless, there is evidence that such interventions are effective in improving EF in samples of children with typical development17,19.
Some questions remain for future investigation. Firstly, our intervention encourages individuals to think before performing a task. Perhaps intervention effects could be more evident using measures of time. In our study, time was only measured for the Stroop-Comp, thus providing a suggestion for further work. An interesting instrument that could be used is the Continuous Performance Test, which provides measures of omission and errors beside the reaction time. Secondly, if each EF skill develops in a specific way, reaching maturation in specific age ranges21, how is each skill subject to significant change at different times in their development? Perhaps different skills are more sensitive to intervention at different times of development. Again, future research needs to provide data that allows us to discuss this question.
Study limitations include the lack of activities with parents and/or teachers of the participants, which could contribute to the generalization of gains to other environments, such as home and school17. Additionally, there was a small number of participants and the sample was heterogeneous in terms of school grade and age. It is suggested that future research should include larger samples, and groups with more homogeneous characteristics. It could be suitable to control for use of medication.
We agree that more controlled studies are desirable and necessary in experimental research. In line with this, we tried to control for some group differences by using IQ, age, and previous performance as covariates. However, our sample exemplifies the type of population that arrives at our clinics in the real world. Thus, despite its limitations, the study represents a start in this area. Research with the goal of providing cognitive interventions with ecological characteristics for a sample of subjects with ADHD is of great importance and sorely needed today. Nevertheless, such investigations are also quite scarce. The present study revealed inconclusive but promising results, showing that it is possible to promote inhibitory control and selective attention and auditory working memory in children and adolescents with ADHD.
Appendix
As not all activities proposed in the PIAFEx are appropriate to the clinical context and with older participants, only some of them have been selected for this study. Among those selected, some were adapted to allow for work with older children and in a different context. Table A1 presents the description, use, and adaptation of all PIAFEx activities (as in Dias and Seabra19).
Activities from Modules 1 and 2 are strategies to support the organization, planning, and establishment of goals. Some were used daily (Daily schedule and Calendar); others were used to support performance in other activities when needed. Activities from Modules 3 to 8 were selected randomly during the week, while trying to not repeat activities from the same module in following sessions. Two or three activities were conducted per day. The activity from Module 9 was conducted every day combined with or after other activities. Module 10 and the supplementary module were conducted once a week.
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