Acessibilidade / Reportar erro

Respiratory mechanics characteristics at the time of barotrauma presentation in patients with critical COVID-19 infection

ABSTRACT

Objective:

To evaluate how ventilatory support, the duration of invasive ventilatory support use and lung mechanics are related to barotrauma development in patients who are severely infected with COVID-19 and who are admitted to the intensive care unit and develop pulmonary barotrauma.

Methods:

Retrospective cohort study of patients who were severely infected with COVID-19 and who developed pulmonary barotrauma secondary to mechanical ventilation.

Results:

This study included 60 patients with lung barotrauma who were divided into two groups: 37 with early barotrauma and 23 with late barotrauma. The early barotrauma group included more individuals who needed noninvasive ventilation (62.2% versus 26.1%, p = 0.01). The tidal volume/kg of predicted body weight on the day of barotrauma was measured, and 24 hours later, it was significantly greater in the late barotrauma group than in the early barotrauma group. During the day, barotrauma was accompanied by plateau pressure and driving pressure accompanied by tidal volume, which significantly increased in the late barotrauma group. According to the SAPS 3, patients in the early barotrauma group had more pulmonary thromboembolism and more severe illness. However, the intensive care unit mortality rates did not significantly differ between the two groups (66.7% for early barotrauma versus 76.9% for late barotrauma).

Conclusion:

We investigated the effect of respiratory mechanics on barotrauma in patients with severe COVID-19 and found that 25% of patients were on nonprotective ventilation parameters when they developed barotrauma. However, 50% of patients were on protective ventilation parameters, suggesting that other nonventilatory factors may contribute to barotrauma.

Keywords:
Barotrauma; Pulmonary embolism; Pneumothorax: COVID-19; Coronavirus infections; Ventilators, mechanical; Respiration, artificial; Respiratory mechanics

RESUMO

Objetivo:

Avaliar como o suporte ventilatório, o tempo de uso do suporte ventilatório invasivo e a mecânica pulmonar estão relacionados ao desenvolvimento de barotrauma em pacientes com infecção grave pela COVID-19 admitidos na unidade de terapia intensiva.

Métodos:

Trata-se de estudo de coorte retrospectivo de pacientes com infecção grave pela COVID-19 que desenvolveram barotrauma pulmonar secundário à ventilação mecânica.

Resultados:

Este estudo incluiu 60 pacientes com barotrauma pulmonar divididos em dois grupos: 37 com barotrauma precoce e 23 com barotrauma tardio. O grupo com barotrauma precoce incluiu mais indivíduos que precisaram de ventilação não invasiva (62,2% versus 26,1%, p = 0,01). O volume corrente/kg de peso corporal previsto no dia do barotrauma foi medido e, 24 horas depois, foi significativamente maior no grupo com barotrauma tardio do que no grupo com barotrauma precoce. Durante o dia, o barotrauma foi acompanhado pela pressão de platô e pela pressão de distensão acompanhada do volume corrente, o qual aumentou significativamente no grupo com barotrauma tardio. De acordo com o SAPS 3, os pacientes do grupo com barotrauma precoce apresentaram mais tromboembolia pulmonar e doença mais grave. Entretanto, as taxas de mortalidade na unidade de terapia intensiva não diferiram significativamente entre os dois grupos (66,7% para barotrauma precoce versus 76,9% para barotrauma tardio).

Conclusão:

Investigamos o efeito da mecânica respiratória no barotrauma em pacientes com COVID-19 graves e descobrimos que um quarto dos pacientes estava em parâmetros de ventilação não protetores quando desenvolveram barotrauma. No entanto, 50% dos pacientes estavam em parâmetros de ventilação protetora, sugerindo que outros fatores não ventilatórios podem contribuir para o barotrauma.

Descritores:
Barotrauma; Embolia pulmonar; Pneumotórax; COVID-19; Infecções por coronavírus; Ventiladores mecânicos; Respiração artificial; Mecânica respiratória

INTRODUCTION

The development of positive pressure ventilators is currently considered one of the greatest medical achievements, allowing severely ill patients not only to survive for longer periods but also to become candidates for healing therapies previously inconceivable due to the severity of their disease.(11 Slutsky AS. History of mechanical ventilation. From vesalius to ventilator-induced lung injury. Am J Respir Crit Care Med. 2015;191(10):1106-15.) Mechanical ventilation (MV) has become one of the most important supportive therapies for acute respiratory distress syndrome (ARDS), with a wide range of complex strategies that balance ventilation support and disease-related lung injuries.(22 Thompson BT, Chambers RC, Liu KD. Acute respiratory distress syndrome. N Engl J Med. 2017;377(6):562-72.) However, positive pressure ventilation is not harmless, and pulmonary barotrauma is still a major concern among specialists, given that high levels of lung distending pressure are associated with injury.(33 Writing Group for the Alveolar Recruitment for Acute Respiratory Distress Syndrome Trial (ART) Investigators; Cavalcanti AB, Suzumura EA, Laranjeira LN, Paisani DM, Damiani LP, Guimarães HP, et al. Effect of lung recruitment and titrated positive end-expiratory pressure (PEEP) vs low PEEP on mortality in patients with acute respiratory distress syndrome: a randomized clinical trial. JAMA. 2017;318(14):1335-45.,44 Luks AM, Pierson DJ. Barotrauma and bronchopleural fistula. In: Tobin MJ, editor. Principles and practice of mechanical ventilation. 3rd ed. McGraw-Hill; 2013. p. 1041-63.)

Since 2020, severe coronavirus disease 2019 (COVID-19) infection has emerged as a global health challenge, with more than 750 million diagnosed cases and almost 7 million deaths worldwide.(55 World Health Organization (WHO). WHO coronavirus disease (COVID-19) dashboard. Geneve: WHO; c2024. [cited 2023 May 9]. Available at: https://covid19.who.int/
https://covid19.who.int/...
) Although patients infected by COVID-19 show considerable respiratory distress, physicians noticed that this subpopulation presented higher rates of spontaneous pneumothorax, pneumomediastinum and subcutaneous emphysema than first expected.(66 Gosangi B, Rubinowitz AN, Irugu D, Gange C, Bader A, Cortopassi I. COVID-19 ARDS: a review of imaging features and overview of mechanical ventilation and its complications. Emerg Radiol. 2022;29(1):23-34.1515 Al-Dorzi HM, Al Mejedea H, Nazer R, Alhusaini Y, Alhamdan A, Al Jawad A. Occurrence, risk factors, and outcomes of pulmonary barotrauma in critically ill COVID-19 patients: a retrospective cohort study. Crit Care Res Pract. 2023;2023:4675910.) The incidence of spontaneous pneumomediastinum and pneumothorax may vary between 3% and 10% in COVID-19 patients,(1616 Taha M, Elahi M, Wahby K, Samavati L. Incidence and risk factors of COVID-19 associated pneumothorax. PloS One. 2022;17(8):e0271964.1818 Rodriguez-Arciniega TG, Sierra-Diaz E, Flores-Martinez JA, Alvizo-Perez ME, Lopez-Leal IN, Corona-Nakamura AL, et al. Frequency and risk factors for spontaneous pneumomediastinum in COVID-19 patients. Front Med (Lausanne). 2021;8:662358.) suggesting that an additional component of lung frailty is associated with COVID-19-related ARDS. In addition, whenever these patients were treated with MV, the number of pulmonary barotrauma patients increased compared to that of patients with other ARDS etiologies. A single-center retrospective study showed that among 116 patients with COVID-19-related ARDS, almost one out of four who required MV developed pneumothorax or pneumomediastinum, and these complications were also associated with an increased mortality risk.(1919 Belletti A, Palumbo D, Zangrillo A, Fominskiy EV, Franchini S, Dell'Acqua A, Marinosci A, Monti G, Vitali G, Colombo S, Guazzarotti G, Lembo R, Maimeri N, Faustini C, Pennella R, Mushtaq J, Landoni G, Scandroglio AM, Dagna L, De Cobelli F; COVID-BioB Study Group. Predictors of pneumothorax/pneumomediastinum in mechanically ventilated COVID-19 patients. J Cardiothorac VascAnesth. 2021;35(12):3642-51.) The results from a prospective cohort are similar to those of a previous study: COVID-19 patients had a 13.6% incidence of pneumomediastinum or subcutaneous emphysema, whereas non-COVID-19 patients had a 1.9% incidence, which is significantly lower.(2020 Lemmers DH, Abu Hilal M, Bnà C, Prezioso C, Cavallo E, Nencini N, et al. Pneumomediastinum and subcutaneous emphysema in COVID-19: barotrauma or lung frailty? ERJ Open Res. 2020;6(4):00385-2020.) Therefore, an important factor in this population is that patients must remain on ventilatory support for a long time, which could be the main cause of barotrauma due to the risk of ventilator-associated lung injury (VALI).(2121 Slutsky AS, Ranieri VM. Ventilator-induced lung injury. N Engl J Med. 2013;369(22):2126-36.) Another relevant factor is the need for noninvasive ventilation (NIV) support to meet patients’ high demands and the scarcity of invasive resources in many care centers for patients with severe COVID-19 infections.(1919 Belletti A, Palumbo D, Zangrillo A, Fominskiy EV, Franchini S, Dell'Acqua A, Marinosci A, Monti G, Vitali G, Colombo S, Guazzarotti G, Lembo R, Maimeri N, Faustini C, Pennella R, Mushtaq J, Landoni G, Scandroglio AM, Dagna L, De Cobelli F; COVID-BioB Study Group. Predictors of pneumothorax/pneumomediastinum in mechanically ventilated COVID-19 patients. J Cardiothorac VascAnesth. 2021;35(12):3642-51.,2222 Rocha R, Atun R, Massuda A, Rache B, Spinola P, Nunes L, et al. Effect of socioeconomic inequalities and vulnerabilities on health-system preparedness and response to COVID-19 in Brazil: a comprehensive analysis. Lancet Glob Health. 2021;9(6):e782-92.,2323 Lorente-González M, Terán-Tinedo JR, Zevallos-Villegas A, Laorden D, Mariscal-Aguilar P, Suárez-Ortiz M, et al. Severe SARS-CoV-2 Pneumonia and pneumomediastinum/pneumothorax: a prospective observational study in an intermediate respiratory care unit. J Intensive Care Med. 2023;38(11):1023-41.)

In the present study, we evaluated patients with severe COVID-19 infections who were admitted to the ICU and developed pulmonary barotrauma, aiming to investigate how ventilatory support, the duration of invasive ventilatory support use and lung mechanics are related to barotrauma development.

METHODS

Study design and population

This retrospective cohort study was carried out at a tertiary-level university hospital, which evaluated data from patients who were admitted to the ICU due to severe COVID-19 infections and who developed pulmonary barotrauma secondary to MV. The Ethical Committee of the Hospital de Clínicas de Porto Alegre approved this study (project number: 2020-0619/CAAE: 40761220500005327). All procedures were followed in accordance with the ethical standards of the institutional committee and with the Helsinki Declaration of 1975. Since this study involved retrospective research, this analysis waived the need for individual informed consent; however, the data remained confidential, and access to the data was restricted to the authors. Data were extracted from inpatients’ medical electronic records, and patient selection was performed using keywords referring to radiological findings supporting barotrauma (defined as "pneumothorax", "pneumomediastinum" and "subcutaneous emphysema"). The data were collected from 01 March 2020 to 31 March 2021. The eligibility criteria included patients who were older than 18 years, who had COVID-19 infection diagnostics established by polymerase chain reaction (PCR) or antigen methods, who were under MV and who developed any barotrauma type. The following potential confounders were defined as exclusion criteria: previous pneumothorax history, thoracic surgery or pleurodesis, the need for extracorporeal membrane oxygenation, and patients who were already receiving MV when admitted to the hospital. Patients were divided into two groups based on when barotrauma developed after beginning MV: early barotrauma, defined as barotrauma that developed within 7 days after MV started; and late barotrauma, defined as barotrauma that developed after this period.

Data collection

The following data were extracted: demographic and epidemiologic characteristics (age, sex, body mass index, previous comorbidities, Simplified Acute Physiology Score 3 [SAPS 3]); clinical parameters during hospitalization (C-reactive protein, D-dimers, partial pressure of oxygen/fraction of inspired oxygen [PaO2/FiO2] ratio, NIV use before intubation, high-flow catheter, prone position, dialysis, length of stay, occurrence of venous thromboembolism or ventilator-associated pneumonia, prone position, and vasopressor necessity). Mechanical ventilation parameters were assessed at three different time points: at the beginning of MV (D1) and after five days (D5), on the day when barotrauma was diagnosed (D0 barotrauma) and after 24 hours (D1 barotrauma). The lung-protective ventilation strategy included limited tidal volumes (4 - 88mL/kg predicted body weight) and inspiratory pressures (plateau pressure, 30cmH2O).(2424 Fan E, Del Sorbo L, Goligher EC, Hodgson CL, Munshi L, Walkey AJ, Adhikari NKJ, Amato MBP, Branson R, Brower RG, Ferguson ND, Gajic O, Gattinoni L, Hess D, Mancebo J, Meade MO, McAuley DF, Pesenti A, Ranieri VM, Rubenfeld GD, Rubin E, Seckel M, Slutsky AS, Talmor D, Thompson BT, Wunsch H, Uleryk E, Brozek J, Brochard LJ; American Thoracic Society, European Society of Intensive Care Medicine, and Society of Critical Care Medicine. An Official American Thoracic Society/European Society of Intensive Care Medicine/Society of Critical Care Medicine Clinical Practice Guideline: Mechanical Ventilation in Adult Patients with Acute Respiratory Distress Syndrome. Am J Respir Crit Care Med. 2017;195(9):1253-63.)

Statistical analysis

The categorical variables are presented as relative and absolute frequencies. Continuous variables are reported as the mean ± standard deviation (SD) or median and interquartile range, as appropriate. Both the early and late barotrauma groups were compared according to the data type. Mann–Whitney and Kruskal–Wallis tests were performed for nonparametric variables. To compare categorical variables, the chi-square test was used, except when the expected frequencies in contingency tables were less than 5, for which Fisher's exact test was used. Statistical analysis was performed using Statistical Package for the Social Sciences (SPSS: IBM, Chicago, Illinois). A p value < 0.05 was considered to indicate statistical significance.

RESULTS

In our first evaluation, 101 individuals were identified according to the inclusion criteria. After the analysis of the exclusion criteria, a total of 60 patients with COVID-19-related ARDS who developed lung barotrauma under MV were enrolled in our study (Figure 1) and divided into two subgroups according to the time at which barotrauma occurred: 37 subjects in the early barotrauma group and 23 in the late barotrauma group. Figure 2 shows a histogram of the timing of barotrauma in the included patients. Table 1 summarizes the patients’ demographic and clinical characteristics. According to the descriptive analysis, the early barotrauma group had more individuals who needed NIV (62.2% versus 26.1%; p = 0.01) and more patients with higher illness severity rates according to the SAPS 3 (65 ± 16 versus 55 ± 10; p = 0.02).

Figure 1
Screening of the patients.
Figure 2
Histogram of the timing of barotrauma in the included patients.
Table 1
Epidemiological characteristics and interventions of intensive care unit patients with barotrauma

Table 2 presents information related to the MV parameters. An important finding was that the difference in tidal volume/ml of predicted body weight on the day of barotrauma was detected, and 24 hours later, the difference was significantly greater in the late barotrauma group than in the early barotrauma group. In addition, on the day that barotrauma occurred, the plateau pressure, driving pressure (DP) and tidal volume significantly increased in the late barotrauma group.

Table 2
Parameters of mechanical ventilation in patients with barotrauma

Table 3 shows the data for each analyzed barotrauma subtype. Chest radiography was the main diagnostic imaging tool for detecting barotrauma (58.1%), followed by thoracic computed tomography (CT) (41.9%). In the early barotrauma group, greater pneumomediastinum and subcutaneous emphysema were detected; however, pneumothorax was the same for both groups, with a greater incidence of intervention in the late barotrauma group.

Table 3
Types of barotrauma

Pulmonary thromboembolism was more common in the early group than in the late group (Table 4). The median duration of hospitalization and MV necessity were significantly greater in the late barotrauma group (28 versus 42 days; p = 0.01; and 17 versus 39 days; p = 0.001, respectively), although the ICU mortality rates of both groups did not significantly differ (66.7% in the early barotrauma group versus 76.9% in the late barotrauma group; p = 0.72).

Table 4
Complications and outcomes of intensive care unit patients with barotrauma

DISCUSSION

We investigated the effect of respiratory mechanics on barotrauma in patients with severe COVID-19. Nonprotective ventilation at the time of barotrauma presentation may affect the development of barotrauma in patients with severe COVID-19. However, other factors unrelated to respiratory mechanics could contribute to barotrauma in this ARDS subpopulation, although more than 50% of patients were under protective ventilation.

Our results revealed a greater incidence of pulmonary embolism, greater illness severity according to the SAPS 3 score and NIV use, mainly in the early barotrauma group. These findings may demonstrate greater inflammatory and thrombotic states and, consequently, suggest greater lung injury, as demonstrated by other clinical studies on COVID-19 infection.(2525 Gąsecka A, Borovac JA, Guerreiro RA, Giustozzi M, Parker W, Caldeira D, et al. Thrombotic complications in patients with COVID-19: pathophysiological mechanisms, diagnosis, and treatment. Cardiovasc Drugs Ther. 2021;35(2):215-29.,2626 Patel BV, Arachchillage DJ, Ridge CA, Bianchi P, Doyle JF, Garfield B, et al. Pulmonary angiopathy in severe COVID-19: physiologic, imaging, and hematologic observations. Am J Respir Crit Care Med. 2020;202(5):690-9.) At the time of the development of early barotrauma, many patients were under NIV support, while patients with late barotrauma were under noninvasive support less frequently. Other authors have suggested that nonprotective ventilation during NIV could cause lung injury, especially in patients with increased spontaneous respiratory effort generated by a high respiratory drive and excessive transpulmonary pressure swings—patient self-inflicted lung injury (P-SILI).(1717 Elabbadi A, Urbina T, Berti E, Contou D, Plantefève G, Soulier Q, et al. Spontaneous pneumomediastinum: a surrogate of P-SILI in critically ill COVID-19 patients. Crit Care. 2022;26(1):350.,2727 Brochard L, Slutsky A, Pesenti A. Mechanical ventilation to minimize progression of lung injury in acute respiratory failure. Am J Respir Crit Care Med. 2017;195(4):438-42.2929 Coppola S, Chiumello D, Busana M, Giola E, Palermo P, Pozzi T, et al. Role of total lung stress on the progression of early COVID-19 pneumonia. Intensive Care Med. 2021;47(10):1130-9.) An inappropriate high respiratory drive can lead dyspneic patients to make vigorous efforts and consequently "fight" the respirator, and poor patient-ventilation interactions, mainly noninvasive support.(3030 Esnault P, Cardinale M, Hraiech S, Goutorbe P, Baumstrack K, Prud'homme E, et al. High respiratory drive and excessive respiratory efforts predict relapse of respiratory failure in critically ill patients with COVID-19. Am J Respir Crit Care Med. 2020;202(8):1173-8.) However, more clinical studies are needed to prove the real effects of P-SILI on lung injury in patients with ARDS and, especially, severe COVID-19 infection. Our results showed that at least 25% of the patients were under nonprotective ventilation at the time they developed barotrauma. This finding suggests a potential role for VALI in the presentation of barotrauma. In the literature, these aspects of nonprotective lung mechanics are well defined to avoid VALI in non-COVID-19 ARDS patients and monitor the deleterious effects of prolonged nonprotective NIV use and, when necessary, to start invasive MV to a better protective ventilatory strategy.(2727 Brochard L, Slutsky A, Pesenti A. Mechanical ventilation to minimize progression of lung injury in acute respiratory failure. Am J Respir Crit Care Med. 2017;195(4):438-42.,3131 Henderson WR, Chen L, Amato MB, Brochard LJ. Fifty years of research in ARDS. respiratory mechanics in acute respiratory distress syndrome. Am J Respir Crit Care Med. 2017;196(7):822-33.3333 Boussarsar M, Protti A. Pulmonary air leak in COVID-19: time to learn from our mistakes. Intensive Care Med. 2022;48(11):1614-6.) An additional aspect worth further exploration is the observation that a significant portion of patients, comprising at least 50%, were maintained under protective ventilation parameters; this underscores the importance of recognizing that even among patients seemingly under protective ventilation, the risk of barotrauma persists. The question of whether adopting even more "protective" ventilation strategies would prove advantageous remains debated. Conflicting studies suggest that COVID-19 infection itself is a cause of barotrauma.(1414 Shrestha DB, Sedhai YR, Budhathoki P, Adhikari A, Pokharel N, Dhakal R, et al. Pulmonary barotrauma in COVID-19: a systematic review and meta-analysis. Ann Med Surg (Lond). 2022;73:103221.,1818 Rodriguez-Arciniega TG, Sierra-Diaz E, Flores-Martinez JA, Alvizo-Perez ME, Lopez-Leal IN, Corona-Nakamura AL, et al. Frequency and risk factors for spontaneous pneumomediastinum in COVID-19 patients. Front Med (Lausanne). 2021;8:662358.,2020 Lemmers DH, Abu Hilal M, Bnà C, Prezioso C, Cavallo E, Nencini N, et al. Pneumomediastinum and subcutaneous emphysema in COVID-19: barotrauma or lung frailty? ERJ Open Res. 2020;6(4):00385-2020.,3434 Miró Ò, Llorens P, Jiménez S, Piñera P, Burillo-Putze G, Martín A, Martín-Sánchez FJ, García-Lamberetchs EJ, Jacob J, Alquézar-Arbé A, Mòdol JM, López-Díez MP, Guardiola JM, Cardozo C, Lucas Imbernón FJ, Aguirre Tejedo A, García García Á, Ruiz Grinspan M, Llopis Roca F, González Del Castillo J; Spanish Investigators on Emergency Situations Team (SIESTA) Network. Frequency, risk factors, clinical characteristics, and outcomes of spontaneous pneumothorax in patients with coronavirus disease 2019: a case-control, emergency medicine-based multicenter study. Chest. 2021;159(3):1241-55.3636 Belletti A, Todaro G, Valsecchi G, Losiggio R, Palumbo D, Landoni G, et al. Barotrauma in coronavirus disease 2019 patients undergoing invasive mechanical ventilation: a systematic literature review. Crit Care Med. 2022;50(3):491-500.) Clinicians should be aware of the risk of barotrauma even among patients on protective ventilation.

We evaluated two phases of barotrauma. Such a division is not described in the literature, but we suggest a better evaluation of the difference between potential prolonged MV effects and the hypotheses on such effects.(44 Luks AM, Pierson DJ. Barotrauma and bronchopleural fistula. In: Tobin MJ, editor. Principles and practice of mechanical ventilation. 3rd ed. McGraw-Hill; 2013. p. 1041-63.,3737 Udi J, Lang CN, Zotzmann V, Krueger K, Fluegler A, Bamberg F, et al. Incidence of barotrauma in patients with COVID-19 pneumonia during prolonged invasive mechanical ventilation - A case-control study. J Intensive Care Med. 2021;36(4):477-83.) Our group showed that patients with early barotrauma had greater tendencies toward pneumomediastinum and subcutaneous emphysema than those with late barotrauma. However, patients in the late barotrauma group tended to have greater pneumothorax, requiring drainage despite data showing equal airway iatrogenic injury in both groups. These results suggest different barotrauma development mechanisms and effects of prolonged MV. However, our study was not designed to confirm these hypotheses. Sekhon et al. showed that the possible early development of pneumomediastinum and subcutaneous emphysema, mainly in patients with COVID-19, could be explained by the Macklin effect with severe impairment of pulmonary mechanics.(3838 Sekhon MS, Thiara S, Kanji HD, Ronco JJ. Spontaneous pneumomediastinum in COVID-19: the Macklin effect? Am J Respir Crit Care Med.2021;204(8):989-90.) In late barotrauma and pneumothorax patients, the mechanism underlying the development of lung injury could be the same as that in other patients without COVID-19 with prolonged MV. Ferreira et al. showed that protective ventilatory parameters were associated with better outcomes in critically ill patients with COVID-19.(3939 Ferreira JC, Ho YL, Besen BA, Malbouisson LM, Taniguchi LU, Mendes PV, Costa EL, Park M, Daltro-Oliveira R, Roepke RM, Silva-Jr JM, Carmona MJ, Carvalho CR; EPICCoV Study Group. Protective ventilation and outcomes of critically ill patients with COVID-19: a cohort study. Ann Intensive Care. 2021;11(1):92.) Our study demonstrated the same alterations in the compliance of the respiratory system to MV at the time of barotrauma. However, respiratory system compliance, tidal volume and positive end-expiratory pressure (PEEP) adjustments, as well as factors unrelated to MV, could be involved in the development of barotrauma and pneumothorax. Barotrauma is, in some cases, considered a terminal event, causing failure to recover from lung injury, destruction of the lung parenchyma and pulmonary fibrosis.(4040 Gattinoni L, Chiumello D, Caironi P, Busana M, Romitti F, Brazzi L, et al. COVID-19 pneumonia: different respiratory treatments for different phenotypes? Intensive Care Med. 2020;46(6):1099-102.)

Limitations

Our study has some limitations for interpreting the results. First, it was retrospective and single-center, leading to a limited number of patients and consequently restricting our sample size. Second, our sample size was not calculated and was limited to the patients included in the present study. Third, our study failed to assess the diverse behaviors of COVID-19 patients and patient care, such as sedation levels and neuromuscular blocker use. Fourth, the indication criteria for the use of NIV or invasive MV were not evaluated. Fifth, since our study depended on appropriate patients’ electronic registers, some parameters were missing for the final statistical analysis, which can lead to biases. Considering the study design and the lack of a control group, our data cannot imply a causal association between severe COVID-19 infection and the development of barotrauma in patients receiving MV. Sixth, the assessment used in the study cannot indicate that changes in respiratory mechanics are strictly related to the impairment of the lung parenchyma caused by VALI and consequently to the development of barotrauma. Seventh, many patients with COVID-19 infection need catheter insertion, and the risk of barotrauma related to puncturing and intubating procedures is increased because these factors could interfere with the results of the study. However, there was no significant difference between the early and late barotrauma groups (Table 3).

CONCLUSION

We examined respiratory mechanics during the onset of barotrauma in patients with severe COVID-19 infections. Although 25% of patients were on nonprotective ventilation parameters when they developed barotrauma, indicating a potential role for ventilator-associated lung injury, over 50% of patients were on protective ventilation parameters. This finding suggests that factors other than mechanical ventilation or respiratory system mechanics may contribute to barotrauma. It is important for intensivists to recognize that barotrauma can still occur even when protective ventilation parameters are achieved.

  • Publisher's note

ACKNOWLEDGMENTS

We would like to acknowledge the financial support provided by Financiamento e Incentivo à Pesquisa, Hospital das Clínicas de Porto Alegre (FIPE/HCPA), which contributed to the completion of this research.

REFERENCES

  • 1
    Slutsky AS. History of mechanical ventilation. From vesalius to ventilator-induced lung injury. Am J Respir Crit Care Med. 2015;191(10):1106-15.
  • 2
    Thompson BT, Chambers RC, Liu KD. Acute respiratory distress syndrome. N Engl J Med. 2017;377(6):562-72.
  • 3
    Writing Group for the Alveolar Recruitment for Acute Respiratory Distress Syndrome Trial (ART) Investigators; Cavalcanti AB, Suzumura EA, Laranjeira LN, Paisani DM, Damiani LP, Guimarães HP, et al. Effect of lung recruitment and titrated positive end-expiratory pressure (PEEP) vs low PEEP on mortality in patients with acute respiratory distress syndrome: a randomized clinical trial. JAMA. 2017;318(14):1335-45.
  • 4
    Luks AM, Pierson DJ. Barotrauma and bronchopleural fistula. In: Tobin MJ, editor. Principles and practice of mechanical ventilation. 3rd ed. McGraw-Hill; 2013. p. 1041-63.
  • 5
    World Health Organization (WHO). WHO coronavirus disease (COVID-19) dashboard. Geneve: WHO; c2024. [cited 2023 May 9]. Available at: https://covid19.who.int/
    » https://covid19.who.int/
  • 6
    Gosangi B, Rubinowitz AN, Irugu D, Gange C, Bader A, Cortopassi I. COVID-19 ARDS: a review of imaging features and overview of mechanical ventilation and its complications. Emerg Radiol. 2022;29(1):23-34.
  • 7
    McGuinness G, Zhan C, Rosenberg N, Azour L, Wickstrom M, Mason DM, et al. Increased incidence of barotrauma in patients with COVID-19 on invasive mechanical ventilation. Radiology. 2020;297(2):E252-62.
  • 8
    Jones E, Gould A, Pillay TD, Khorasanee R, Sykes R, Bazo-Alvarez JC, et al. Subcutaneous emphysema, pneumomediastinum, and pneumothorax in critically ill patients with coronavirus disease 2019: a retrospective cohort study. Crit Care Explor. 2020;2(9):e0210.
  • 9
    Wong K, Kim DH, Iakovou A, Khanijo S, Tsegaye A, Hahn S, et al. Pneumothorax in COVID-19 acute respiratory distress syndrome: case series. Cureus. 2020;12(11):e11749.
  • 10
    Elsaaran H, AlQinai S, AlTarrah D, Abdulrasoul M, Al-Youha S, Almazeedi S, et al. Prevalence and risk factors of barotrauma in Covid-19 patients admitted to an intensive care unit in Kuwait; a retrospective cohort study. Ann Med Surg (Lond). 2021;63:102141.
  • 11
    Kahn MR, Watson RL, Thetford JT, Wong JI, Kamangar N. High incidence of barotrauma in patients with severe coronavirus disease 2019. J Intensive Care Med. 2021;36(6):646-54.
  • 12
    Gazivoda VP, Ibrahim M, Kangas-Dick A, Sun A, Silver M, Wiesel O. Outcomes of barotrauma in critically ill COVID-19 patients with severe pneumonia. J Intensive Care Med. 2021;36(10):1176-83.
  • 13
    Vetrugno L, Castaldo N, Fantin A, Deana C, Cortegiani A, Longhini F, et al. Ventilatory associated barotrauma in COVID-19 patients: a multicenter observational case control study (COVI-MIX-study). Pulmonology. 2023;29(6):457-68.
  • 14
    Shrestha DB, Sedhai YR, Budhathoki P, Adhikari A, Pokharel N, Dhakal R, et al. Pulmonary barotrauma in COVID-19: a systematic review and meta-analysis. Ann Med Surg (Lond). 2022;73:103221.
  • 15
    Al-Dorzi HM, Al Mejedea H, Nazer R, Alhusaini Y, Alhamdan A, Al Jawad A. Occurrence, risk factors, and outcomes of pulmonary barotrauma in critically ill COVID-19 patients: a retrospective cohort study. Crit Care Res Pract. 2023;2023:4675910.
  • 16
    Taha M, Elahi M, Wahby K, Samavati L. Incidence and risk factors of COVID-19 associated pneumothorax. PloS One. 2022;17(8):e0271964.
  • 17
    Elabbadi A, Urbina T, Berti E, Contou D, Plantefève G, Soulier Q, et al. Spontaneous pneumomediastinum: a surrogate of P-SILI in critically ill COVID-19 patients. Crit Care. 2022;26(1):350.
  • 18
    Rodriguez-Arciniega TG, Sierra-Diaz E, Flores-Martinez JA, Alvizo-Perez ME, Lopez-Leal IN, Corona-Nakamura AL, et al. Frequency and risk factors for spontaneous pneumomediastinum in COVID-19 patients. Front Med (Lausanne). 2021;8:662358.
  • 19
    Belletti A, Palumbo D, Zangrillo A, Fominskiy EV, Franchini S, Dell'Acqua A, Marinosci A, Monti G, Vitali G, Colombo S, Guazzarotti G, Lembo R, Maimeri N, Faustini C, Pennella R, Mushtaq J, Landoni G, Scandroglio AM, Dagna L, De Cobelli F; COVID-BioB Study Group. Predictors of pneumothorax/pneumomediastinum in mechanically ventilated COVID-19 patients. J Cardiothorac VascAnesth. 2021;35(12):3642-51.
  • 20
    Lemmers DH, Abu Hilal M, Bnà C, Prezioso C, Cavallo E, Nencini N, et al. Pneumomediastinum and subcutaneous emphysema in COVID-19: barotrauma or lung frailty? ERJ Open Res. 2020;6(4):00385-2020.
  • 21
    Slutsky AS, Ranieri VM. Ventilator-induced lung injury. N Engl J Med. 2013;369(22):2126-36.
  • 22
    Rocha R, Atun R, Massuda A, Rache B, Spinola P, Nunes L, et al. Effect of socioeconomic inequalities and vulnerabilities on health-system preparedness and response to COVID-19 in Brazil: a comprehensive analysis. Lancet Glob Health. 2021;9(6):e782-92.
  • 23
    Lorente-González M, Terán-Tinedo JR, Zevallos-Villegas A, Laorden D, Mariscal-Aguilar P, Suárez-Ortiz M, et al. Severe SARS-CoV-2 Pneumonia and pneumomediastinum/pneumothorax: a prospective observational study in an intermediate respiratory care unit. J Intensive Care Med. 2023;38(11):1023-41.
  • 24
    Fan E, Del Sorbo L, Goligher EC, Hodgson CL, Munshi L, Walkey AJ, Adhikari NKJ, Amato MBP, Branson R, Brower RG, Ferguson ND, Gajic O, Gattinoni L, Hess D, Mancebo J, Meade MO, McAuley DF, Pesenti A, Ranieri VM, Rubenfeld GD, Rubin E, Seckel M, Slutsky AS, Talmor D, Thompson BT, Wunsch H, Uleryk E, Brozek J, Brochard LJ; American Thoracic Society, European Society of Intensive Care Medicine, and Society of Critical Care Medicine. An Official American Thoracic Society/European Society of Intensive Care Medicine/Society of Critical Care Medicine Clinical Practice Guideline: Mechanical Ventilation in Adult Patients with Acute Respiratory Distress Syndrome. Am J Respir Crit Care Med. 2017;195(9):1253-63.
  • 25
    Gąsecka A, Borovac JA, Guerreiro RA, Giustozzi M, Parker W, Caldeira D, et al. Thrombotic complications in patients with COVID-19: pathophysiological mechanisms, diagnosis, and treatment. Cardiovasc Drugs Ther. 2021;35(2):215-29.
  • 26
    Patel BV, Arachchillage DJ, Ridge CA, Bianchi P, Doyle JF, Garfield B, et al. Pulmonary angiopathy in severe COVID-19: physiologic, imaging, and hematologic observations. Am J Respir Crit Care Med. 2020;202(5):690-9.
  • 27
    Brochard L, Slutsky A, Pesenti A. Mechanical ventilation to minimize progression of lung injury in acute respiratory failure. Am J Respir Crit Care Med. 2017;195(4):438-42.
  • 28
    Carteaux G, Millán-Guilarte T, De Prost N, Razazi K, Abid S, Thille AW, et al. Failure of noninvasive ventilation for de novo acute hypoxemic respiratory failure: role of tidal volume. Crit Care Med. 2016;44(2):282-90.
  • 29
    Coppola S, Chiumello D, Busana M, Giola E, Palermo P, Pozzi T, et al. Role of total lung stress on the progression of early COVID-19 pneumonia. Intensive Care Med. 2021;47(10):1130-9.
  • 30
    Esnault P, Cardinale M, Hraiech S, Goutorbe P, Baumstrack K, Prud'homme E, et al. High respiratory drive and excessive respiratory efforts predict relapse of respiratory failure in critically ill patients with COVID-19. Am J Respir Crit Care Med. 2020;202(8):1173-8.
  • 31
    Henderson WR, Chen L, Amato MB, Brochard LJ. Fifty years of research in ARDS. respiratory mechanics in acute respiratory distress syndrome. Am J Respir Crit Care Med. 2017;196(7):822-33.
  • 32
    Belletti A, Vetrugno L, Deana C, Palumbo D, Maggiore SM, Landoni G. P-SILI in critically ill COVID-19 patients: Macklin effect and the choice of noninvasive ventilatory support type. Crit Care. 2023;27(1):38.
  • 33
    Boussarsar M, Protti A. Pulmonary air leak in COVID-19: time to learn from our mistakes. Intensive Care Med. 2022;48(11):1614-6.
  • 34
    Miró Ò, Llorens P, Jiménez S, Piñera P, Burillo-Putze G, Martín A, Martín-Sánchez FJ, García-Lamberetchs EJ, Jacob J, Alquézar-Arbé A, Mòdol JM, López-Díez MP, Guardiola JM, Cardozo C, Lucas Imbernón FJ, Aguirre Tejedo A, García García Á, Ruiz Grinspan M, Llopis Roca F, González Del Castillo J; Spanish Investigators on Emergency Situations Team (SIESTA) Network. Frequency, risk factors, clinical characteristics, and outcomes of spontaneous pneumothorax in patients with coronavirus disease 2019: a case-control, emergency medicine-based multicenter study. Chest. 2021;159(3):1241-55.
  • 35
    Knox DB, Brunhoeber A, Peltan ID, Brown SM, Lanspa MJ. Comparison of radiographic pneumothorax and pneumomediastinum in COVID-19 vs. non-COVID-19 acute respiratory distress syndrome. Intensive Care Med. 2022;48(11):1648-51.
  • 36
    Belletti A, Todaro G, Valsecchi G, Losiggio R, Palumbo D, Landoni G, et al. Barotrauma in coronavirus disease 2019 patients undergoing invasive mechanical ventilation: a systematic literature review. Crit Care Med. 2022;50(3):491-500.
  • 37
    Udi J, Lang CN, Zotzmann V, Krueger K, Fluegler A, Bamberg F, et al. Incidence of barotrauma in patients with COVID-19 pneumonia during prolonged invasive mechanical ventilation - A case-control study. J Intensive Care Med. 2021;36(4):477-83.
  • 38
    Sekhon MS, Thiara S, Kanji HD, Ronco JJ. Spontaneous pneumomediastinum in COVID-19: the Macklin effect? Am J Respir Crit Care Med.2021;204(8):989-90.
  • 39
    Ferreira JC, Ho YL, Besen BA, Malbouisson LM, Taniguchi LU, Mendes PV, Costa EL, Park M, Daltro-Oliveira R, Roepke RM, Silva-Jr JM, Carmona MJ, Carvalho CR; EPICCoV Study Group. Protective ventilation and outcomes of critically ill patients with COVID-19: a cohort study. Ann Intensive Care. 2021;11(1):92.
  • 40
    Gattinoni L, Chiumello D, Caironi P, Busana M, Romitti F, Brazzi L, et al. COVID-19 pneumonia: different respiratory treatments for different phenotypes? Intensive Care Med. 2020;46(6):1099-102.

Edited by

Responsible editor: Bruno Adler Maccagnan Pinheiro Besen https://orcid.org/0000-0002-3516-9696

Publication Dates

  • Publication in this collection
    30 Aug 2024
  • Date of issue
    2024

History

  • Received
    14 Oct 2023
  • Accepted
    16 Apr 2024
Associação de Medicina Intensiva Brasileira - AMIB Rua Arminda, 93 - 7º andar - Vila Olímpia, CEP: 04545-100, Tel.: +55 (11) 5089-2642 - São Paulo - SP - Brazil
E-mail: ccs@amib.org.br