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Effect of water exercise on the respiratory function and functional capacity of patients with COPD: a randomized controlled trial

Efeito do exercício aquático na função respiratória e capacidade funcional de pacientes com DPOC: um ensaio clínico randomizado

Abstract

Introduction

Chronic obstructive pulmonary disease (COPD) not only restricts airflow but also induces sys-temic manifestations in individuals with the disease.

Objective

To evaluate the effect of a water-based aero-bic exercise program on respiratory muscle strength, thoracic mobility, dyspnea, and functional capacity in patients with COPD.

Methods

We conducted a blind randomized controlled trial with 22 patients with COPD, dividing them into a control group (CG) and a training group (TG). The TG participated in 24 sessions of a water aerobic exercise program, while the CG only partici-pated in the evaluations. Maximal respiratory pressure (MRP), dyspnea, and functional capacity were measured.

Results

When comparing the MRP values (cmH2O) in the pre- and post-training conditions, the results revealed a significant improvement in the TG [maximal inspiratory pressure (MIP): 74.8 ± 15.3 vs. 83.9 ± 17.2; maximal expi-ratory pressure (MEP): 141.5 ± 30.7 vs. 157.6 ± 32.9], whereas no difference was observed for the CG (MIP: 55.5 ± 21.8 vs. 54.4 ± 18.4; MEP: 116.2 ± 40.3 vs. 109.3 ± 38.9). Regarding thoracic mobility in the pre- and post-training conditions, no significant difference was found for the CG, whilst for the TG there was a significant in-crease at the axillary level (cm) (5.9 ± 1.8 vs. 7.7 ± 1.1). With respect to functional capacity, there was a signifi-cant increase in walking distance during the six-minute walking test only in the TG when comparing pre- and post-training conditions (462.1 ± 62.9 vs. 538.5 ± 63.7). Lastly, the dyspnea results demonstrated that after the training period there was a major reduction in the scores of Medical Research Council (3.1 ± 0.8 vs. 1.9 ± 0.7) and Borg CR-10 scales (5.2 ± 0.8 vs. 3.7 ± 0.3) only for the TG.

Conclusion

The water aerobic exercise training promoted beneficial changes in respiratory mus-cle strength, thoracic mobility, functional capacity and dyspnea among patients with COPD.

COPD; Hydrotherapy; Muscle strength; Physi-cal therapy; Respiratory function tests

Resumo

Introdução

A doença pulmonar obstrutiva crônica (DPOC) não apenas restringe o fluxo aéreo, mas também induz mani-festações sistêmicas em indivíduos com a doença.

Objetivo

Avaliar o efeito de um programa de exercícios aeróbicos aquáticos na força muscular respiratória (FMR), mobilidade torácica, dispneia e capacidade funcional em pacientes com DPOC.

Métodos

Realizou-se um ensaio clínico randomizado cego com 22 pacientes com DPOC, divi-dindo-os em grupo controle (GC) e grupo treinamento (GT). O GT participou de 24 sessões de um programa de exercícios aeróbicos aquáticos, enquanto o GC participou somente das avaliações. Foram me-didas a pressão respiratória máxima, (PRM) dispneia e capa-cidade funcional.

Resultados

Ao comparar os valores da PRM (cmH2O) nas condições pré e pós-treinamento, os resultados revelaram melhora significativa no GT [pressão inspiratória má-xima (PImáx): 74,8 ± 15,3 vs. 83,9 ± 17,2; pressão expiratória máxima (PEmáx): 141,5 ± 30,7 vs. 157,6 ± 32,9], enquanto não observou-se diferença para o GC (PImáx: 55,5 ± 21,8; vs. 54,4 ± 18,4; PEmáx: 116,2 ± 40,3 vs. 109,3 ± 38,9). Em relação à mobilidade torácica nas condições pré e pós-treinamento, não foi encontrada diferença significativa para o GC, enquanto para o GT houve um aumento significante no nível axilar (cm) (5,9 ± 1,8 vs. 7,7 ± 1,1). Com relação à capacidade funcional, houve aumento significativo da distância percorrida durante o teste de caminhada de 6 minutos apenas no GT quando comparadas as condições pré e pós-treinamento (462,1 ± 62,9 vs. 538,5 ± 63,7). Por fim, os resultados da dispneia demonstraram que após o período de treinamento houve uma redução importante nas pontuações do Medical Research Council (3,1 ± 0,8 vs. 1,9 ± 0,7) e nas escalas Borg CR-10 (5,2 ± 0,8 vs. 3,7 ± 0,3) apenas para o GT.

Conclusão

O trei-namento físico aquático promoveu alterações benéficas na força muscular respiratória, mobilidade torácica, capacidade funcional e dispneia em pacientes com DPOC.

DPOC; Hidroterapia; Força muscular; Fisiote-rapia; Testes de função respiratória

Introduction

Chronic obstructive pulmonary disease (COPD) not only restricts airflow but also induces systemic manifestations in individuals with the disease, including malnutrition, physical deconditioning, systemic inflammation,and structural and functional changes in respiratory and locomotor muscles.11. Global Initiative for Chronic Obstructive Lung Disease. Global strategy for the diagnosis, management, and prevention of chronic obstructive pulmonary disease, (2020 Report). GOLD, 2020 [cited 2023 Jun 10]. Available from: https://goldcopd.org/wp-content/uploads/2019/12/GOLD-2020-FINAL-ver1.2-03Dec19_WMV.pdf
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,22. Augustí AGN, Noguera A, Sauleda J, Sala E, Pons J, Busquets X. Systemic effects of chronic obstructive pulmonary disease. Eur Respir J. 2003;21(2):347-60. https://doi.org/10.1183/09031936.03.00405703
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Bronchial obstruction causes damage to respiratory mechanics, and together with decreased respiratory muscle strength, the pathophysiological changes re-sulting from COPD can also affect the thoracic mobility of these patients. The diaphragm, the main inspiratory muscle, is altered in the presence of the disease, leading to an increase in the number of type I fibers and a decrease in sarcomere length. Given that the inspiratory muscles have a reduced capacity to gen-erate strength and resistance, these structural changes appear as adaptive effects in an attempt to partially recover the functional capacity of patients with COPD.33. Orozco-Levi M, Gea J, Lloreta JL, Félez M, Minguella J, Serrano S, et al. Subcellular adaptation of the human diaphragm in chronic obstructive pulmonary disease. Eur Respir J. 1999; 13(2):371-8. https://doi.org/10.1183/09031936.99.13237199
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In addition to respiratory changes, the locomotor system of these individuals is also impaired due to systemic manifestations, contributing to both physical deconditioning and reduced functional capacity.22. Augustí AGN, Noguera A, Sauleda J, Sala E, Pons J, Busquets X. Systemic effects of chronic obstructive pulmonary disease. Eur Respir J. 2003;21(2):347-60. https://doi.org/10.1183/09031936.03.00405703
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Considering the manifestations caused by COPD, pulmonary rehabilitation aims to reduce symptoms, es-pecially dyspnea, improve functional loss, and increase physical and social activities, preserving functional independence as much as possible and consequently promoting improved quality of life.4 In this context, hydrotherapy appears to be a viable alternative to traditional methods of rehabilitation,55. Perk J, Perk L, Bodén. Cardiorespiratory adaptation of COPD patients to physical training on land and in water. Eur Respir J. 1996;9(2):248-52. https://doi.org/10.1183/09031936.96.09020248
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,66. Martín-Valero R, Cuesta-Vargas AI, Labajos-Manzanares M. Efectividad de la hidroterapia en las personas con enfermedad pulmonar crónica. Rehabilitación. 2011;45(4):335-43. https://www.elsevier.es/es-revista-rehabilitacion-120-articulo-efectividad-hidroterapia-personas-con-enfermedad-S0048712011001241 (DOI)
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since exercises are generally easy to perform due to the physical prop-erties of water.77. Becker BE. Aquatic therapy: scientific foundations and clini-cal rehabilitation applications. PM R. 2009;1(9):859-72. https://doi.org/10.1016/j.pmrj.2009.05.017
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It is well known that aerobic physical exercise is regarded as the keystone of rehabilitation and must be started regardless of the stage of the disease, since it promotes beneficial adaptations to the organism.11. Global Initiative for Chronic Obstructive Lung Disease. Global strategy for the diagnosis, management, and prevention of chronic obstructive pulmonary disease, (2020 Report). GOLD, 2020 [cited 2023 Jun 10]. Available from: https://goldcopd.org/wp-content/uploads/2019/12/GOLD-2020-FINAL-ver1.2-03Dec19_WMV.pdf
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Due to pathological changes in the lungs, patients with COPD have increased functional residual capacity and residual volume, which increase the work of breath-ing and dyspnea.88. Wadell K, Sundelin G, Henriksson-Larsén K, Lundgren R. High intensity physical group training in water - an effective training modality for patients with COPD. Respir Med. 2004;98(5):428-38. https://doi.org/10.1016/j.rmed.2003.11.010
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For this reason, hydrostatic pressure, one of the physical principles of water, becomes very important as it facilitates expiration and decreases the residual volume, thus reducing air trapping and the sensation of dyspnea during immersion in water, in addition to assisting in the practice of physical exercises.88. Wadell K, Sundelin G, Henriksson-Larsén K, Lundgren R. High intensity physical group training in water - an effective training modality for patients with COPD. Respir Med. 2004;98(5):428-38. https://doi.org/10.1016/j.rmed.2003.11.010
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,99. Agostoni E, Gurtner G, Torri G, Rahn H. Respiratory mechanics during submersion and negative-pressure breathing. J Appl Physiol. 1966;21(1):251-8. https://doi.org/10.1152/jappl.1966.21.1.251
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Based on the physiological effects of aerobic physi-cal exercise and those provided by the aquatic environ-ment, the hypothesis of this study was that water aerobic exercise can promote beneficial changes in respiratory variables, dyspnea, and functional capacity in patients with COPD. Therefore, this study aimed to evaluate the effects of a water-based aerobic exercise program on respiratory muscle strength, thoracic mobility, dyspnea, and functional capacity in patients with COPD.

Methods

This study was a blinded randomized controlled trial approved by the Research Ethics Committee of the Methodist University of Piracicaba (13/11). All the participants signed an informed consent form. Of the 60 male patients screened, 38 were excluded because they did not meet the inclusion criteria, did not agree to participate, or had problems hindering their regular participation in the exercise sessions. The remaining 22 patients who met the inclusion criteria were ran-domly distributed into training group (TG, n = 11) and control (CG, n = 11).

Randomization was performed by a blinded re-searcher using a numerical table generated by GraphPad StatMate 2.0. Nonetheless, during the study, there was a sample loss of three patients in each group who were included in the intention-to-treat analysis, as shown in the flowchart of study participation (Figure 1).

Figure 1
- Flow diagram of the study participants.

All participants took part in the assessments; how-ever, only TG underwent a water aerobic exercise training (WAET) protocol. After the study period, the CG were invited to participate in the same WAET protocol for the same training period.

The characteristics of the study groups are pre-sented in the Results section. The inclusion criteria were diagnosis of COPD; clinical stability; low level of physical activity, according to the International Physical Activity Questionnaire (IPAQ); absence of exacerbation in the last three months; and non-participation in physical training programs in the last six months. The exclusion criteria were diagnosis of diabetes mellitus, endocrine disorders, chronic renal failure, liver diseases, other lung diseases or associated inflammatory diseases, and heart disease; individuals that made use of drugs that could impair physical performance; patients with musculoskeletal and neuromuscular alterations that could make the execution of experimental protocols unfeasible; and patients with dermatological disorders, hypersensitivity to the products used for treating swim-ming pool water and hydrophobia. Initially, the patients underwent clinical and physical therapy evaluations, which were carried out in an acclimatized room so that the temperature and relative humidity varied between 22 and 25oC and 40 to 60%, respectively.

Spirometry

Pulmonary function tests were performed according to the American Thoracic Society guidelines1010. Miller MR, Hankinson J, Brusasco V, Burgos F, Casaburi R, Coates A, et al. Standardisation of spirometry. Eur Respir J. 2005;26(2):319-38. https://doi.org/10.1183/09031936.05.00034805
https://doi.org/10.1183/09031936.05.0003...
using a spirometer (EasyoneTM; NDD Medizintechnik AG, Zurich, Switzerland). The system was calibrated before each test, according to the manufacturer's instructions. From the spirometric tests, it was possible to obtain absolute and percentage values for forced vital capacity (FVC), forced expiratory volume in one second (FEV1), and FEV1/FVC ratio. To characterize the population, we used equations to predict reference values based on the equations for healthy subjects developed by Pereira et al.1111. Pereira CAC, Sato T, Rodrigues SC. New reference values for forced spirometry in white adults in Brazil. J Bras Pneumol. 2007;33(4):397-406. https://doi.org/10.1590/S1806-37132007000400008
https://doi.org/10.1590/S1806-3713200700...

Maximal inspiratory pressure (MIP) and maximal expiratory pressure (MEP)

The maximal respiratory pressures were measured using an analog manovacuometer (GER-AR, São Paulo, Brazil) in an operating range of ± 300 cmH2O, adapted for maximal inspiratory and expiratory pressures.

All measurements were taken by the same researcher and performed under homogeneous verbal commands, with the subjects seated and their nostrils occluded using a nasal clamp to prevent air leakage. MIP was measured during the effort initiated by the residual volume, while MEP was assessed from total lung capacity.

Each subject was asked to perform at least three technically satisfactory maximal inspiratory and expira-tory efforts, that is, without perioral air leakage, and sustain them for at least one second and with values close to each other (≤ 10%). In this study, only the greatest value was considered.1212. Neder JA, Andreoni S, Lerario MC, Nery LE. Reference values for lung function tests. II. Maximal respiratory pressures and voluntary ventilation. Braz J Med Biol Res. 1999;32(6):719-27. https://doi.org/10.1590/s0100-879x1999000600007
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,1313. Black LF, Hyatt RE. Maximal respiratory pressures: normal values and relationship to age and sex. Am Ver Respir Dis. 1969;99(5):696-702. https://doi.org/10.1164/arrd.1969.99.5.696
https://doi.org/10.1164/arrd.1969.99.5.6...
The prediction equations for the reference values of MIP and MEP used herein were those proposed by Neder et al.12

Thoracic cirtometry

To assess thoracic mobility, chest circumference was measured at the axillary and xiphoid levels in the maximal expiratory and inspiratory phases using a measuring tape in centimeters, with the subject in the orthostatic posture and with a bare chest. For the aforementioned levels, the reference points were the anterior axillary line and the xiphoid process. The standard procedure for these measurements was to keep the zero-point of the tape fixed to the midline of the body and aligned horizontally with the reference points, whereas the other end of the tape was kept loose to allow displacement. The tape was positioned firmly against the skin without force, such that the soft tissue contours remained unchanged. The patients were asked to perform maximal inspiratory effort, followed by maximal expiratory effort. Two measurements were recorded at each level, one at the end of maximal inspiration and the other at the end of maximal expiration. The patients were asked to temporarily suspend breathing (apnea) after inspirations and expirations of at least two seconds to allow data collection. To guarantee reliability, measurements were performed three times at each level. The respiratory coefficients at the three levels were calculated as the difference between inspiration and expiration measure-ments. The mean of the measurements was used for the analysis.1414. Paulin E, Brunetto AF, Carvalho CRF. Efeitos de programa de exercícios físicos direcionados ao aumento da mobilidade torácica em pacientes portadores de doença pulmonar obs-trutiva crônica. J Pneumol. 2003;29(5):287-94. https://doi.org/10.1590/S0102-35862003000500007
https://doi.org/10.1590/S0102-3586200300...
,1515. Moreno MA, Zamunér AR, Paris JV, Teodori RM, Barros RML. Effects of wheelchair sports on respiratory muscle strength and thoracic mobility of individuals with spinal cord injury. Am J Phys Med Rehabil. 2012;91(6):470-7. https://doi.org/10.1097/phm.0b013e3182adcb0
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Six-minute walk test (6MWT)

Functional capacity was assessed using the 6MWT, in which patients were asked to wear appropriate clothing. Two tests were performed with a 30-minute interval between them by two physical therapists,1616. Hernandes NA, Wouters EFM, Meijer K, Annegarn J, Pitta F, Spruit MA. Reproducibility of 6-minute walking test in patients with COPD. Eur Respir J. 2011;38(2):261-7. https://doi.org/10.1183/09031936.00142010
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with the test of longer distance traveled used for data analysis. The 6MWT was conducted in the afternoon in a covered, airy, light, and silent corridor with a regular, non-slippery floor. Two cones were used to delimitating the 30-meter circuit, with markings at each meter.

The patients rested for 10 min before the test and received instructions on how to proceed during the test and were advised to interrupt it in the case of any respiratory distress, chest pain, severe muscle pain, or sickness. All of them were monitored during the test, and to avoid influencing their walking speed, the therapist stayed behind them. The patients were then instructed to walk as fast as possible for six minutes. During the walk, they received incentives from the examiner through verbal stimuli every minute, with phrases recommended by the American Thoracic Society.1717. ATS Committee on Proficiency Standards for Clinical Pul-monary Function Laboratories. ATS statement: guidelines for the six-minute walk test. Am J Respir Crit Care Med. 2002; 166(1):111-7. https://doi.org/10.1164/ajrccm.166.1.at1102
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The distance traveled in meters was recorded at the end of the test. Blood pressure, heart rate, respiratory frequency, peripheral oxygen saturation (SpO2), and subjective perception exertion values for dyspnea and lower limbs according to the Borg scale were recorded at the beginning and end of the 6MWT. In the case of desaturation (SpO2 < 90%), the researcher was allowed to interrupt the test, offer supplemental oxygen, or start another test.1818. Borghi-Silva A, Mendes RG, Toledo AC, Sampaio LMM, Silva TP, Kunikushita LN, et al. Adjuncts to physical training of patients with severe COPD: oxygen or noninvasive ventilation? Respir Care. 2010;55(7):885-94. https://rc.rcjournal.com/content/55/7/885.short
https://rc.rcjournal.com/content/55/7/88...
To interpret and compare the results, they were expressed as absolute values.

Medical Research Council (MRC) scale

The MRC assesses the degree of functional disability caused by dyspnea. The patients were asked to choose the item that corresponds to how much dyspnea limits their daily life activity by attributing a value between 1 and 5 to describe their subjective degree of dyspnea, where 1 indicates shortness of breath only during intense exercise, 2 corresponds to shortness of breath when walking quickly or walking up a slight hill, 3 indicates when they walk slower than other people of the same age because of shortness of breath or have to stop for breath even when walking slowly, 4 corresponds to some stops for breath after walking less than 100 m or after a few minutes, and 5 indicates that they feel so much shortness of breath that they no longer leave the house or feel shortness of breath while getting dressed.1919. Kovelis D, Segretti NO, Probst VS, Lareau SC, Brunetto AF, Pitta F. Validação do Modified Pulmonary Functional Status and Dyspnea Questionnaire e da escala do Medical Research Council para o uso em pacientes com doença pulmonar obs-trutiva crônica no Brasil. J Bras Pneumol. 2008;34(12):1008-18. https://doi.org/10.1590/s1806-37132008001200005
https://doi.org/10.1590/s1806-3713200800...

Water aerobic exercise protocol

The training was carried out following the water aerobic exercise protocol for approximately 60 minutes, on alternate days, three times a week for eight weeks, totaling 24 sessions.2020. American College of Sports Medicine Position Stand. The recommended quantity and quality of exercise for developing and maintaining cardiorespiratory and muscular fitness, and flexibility in healthy adults. Med Sci Sports Exerc. 1998;30(6): 975-91. https://doi.org/10.1097/00005768-199806000-00032
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,2121. Nici L, Donner C, Wouters E, Zuwallack R, Ambrosino N, Bourbeau J, et al. American Thoracic Society/European Res-piratory Society statement on pulmonary rehabilitation. Am J Respir Crit Care Med. 2006;173(12):1390-413. https://doi.org/10.1164/rccm.200508-1211st
https://doi.org/10.1164/rccm.200508-1211...
Before therapy, blood pressure, heart rate, respiratory frequency, SpO2, Borg dyspnea, and lower limbs were measured and recorded. The ses-sions were performed individually, and every 10 minutes of therapy, heart rate, SpO2 and perceived exertion for dyspnea and lower limbs were monitored using a Polar® heart rate monitor model FT1 (Polar Electro Co. Ltd. Kempele, Oulu, Finland), a pulse oximeter model ONYX 9500 (Nonin®), and the Borg CR-10 scale, respectively.

The physical training program was performed in a pool with water temperature of approximately 32 °C and depth from 1.20 to 1.30 meters (all exercises were performed with the chest submerged). This procedure consisted of the following steps: 1) warm-up, in which stretching exercises and dynamic aerobics were performed for 5-10 min; 2) water physical conditioning, which consisted of aerobic exercise training for the trunk, upper limbs, and lower limbs. During the training period, the load was adjusted progressively. Individualized training intensity progression was prescribed according to the symptoms reported by the patient. The intensity was prescribed and monitored based on the Borg scale using scores ranging between 4 and 6 with the purpose of maintaining the intensity of the exercise between moderate and high.2222. Horowitz MB, Littenberg B, Mahler DA. Dyspnea ratings for prescribing exercise intensity in patients with COPD. Chest. 1996;109(5):1169-75. https://doi.org/10.1378/chest.109.5.1169
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23. Graef FI, Kruel LFM. Heart rate and perceived exertion at aquatic environment: differences in relation to land environ-ment and applications for exercise prescription - a review. Rev Bras Med Esporte. 2006;12(4):198e-204e. https://doi.org/10.1590/S1517-86922006000400011
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-2424. Carvalho VO, Boccchi EA, Guimarães GV. The borg scale as an important tool of self-monitoring and self-regulation of exercise prescription in heart failure patients during hy-drotherapy. A randomized blinded controlled trial. Circ J. 2009;73(10):1871-6. https://doi.org/10.1253/circj.cj-09-0333
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Aerobic training was performed in intervals.2525. Vogiatzis I, Nanas S, Roussos C. Interval training as alterna-tive modality to continuous exercise in patients with COPD. Eur Respir J. 2002;20(1):12-9. https://doi.org/10.1183/09031936.02.01152001
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The duration of the aerobic training started with eight sessions of 20 minutes, progressing to eight sessions of 30 minutes, and ending with eight sessions of 40 minutes;2020. American College of Sports Medicine Position Stand. The recommended quantity and quality of exercise for developing and maintaining cardiorespiratory and muscular fitness, and flexibility in healthy adults. Med Sci Sports Exerc. 1998;30(6): 975-91. https://doi.org/10.1097/00005768-199806000-00032
https://doi.org/10.1097/00005768-1998060...
,2121. Nici L, Donner C, Wouters E, Zuwallack R, Ambrosino N, Bourbeau J, et al. American Thoracic Society/European Res-piratory Society statement on pulmonary rehabilitation. Am J Respir Crit Care Med. 2006;173(12):1390-413. https://doi.org/10.1164/rccm.200508-1211st
https://doi.org/10.1164/rccm.200508-1211...
3) finally, cool-down involved stretching, breathing, and relaxation exercises with an approximate duration of 10 minutes.

The types of water exercise training followed a pre-viously described protocol (Table 1).2626. Kim IS, Chung SH, Park YJ, Kang HY. The effectiveness of an aquarobic exercise program for patients with osteoarthritis. Appl Nurs Res. 2012;25(3):181-9. https://doi.org/10.1016/j.apnr.2010.10.001
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During all ses-sions, the patients were instructed to perform pursed-lip breathing. During the physical training protocol, supplemental oxygen was used in three patients with SpO2 levels below 90%.1818. Borghi-Silva A, Mendes RG, Toledo AC, Sampaio LMM, Silva TP, Kunikushita LN, et al. Adjuncts to physical training of patients with severe COPD: oxygen or noninvasive ventilation? Respir Care. 2010;55(7):885-94. https://rc.rcjournal.com/content/55/7/885.short
https://rc.rcjournal.com/content/55/7/88...

Table 1
Description of the exercise protocol used

Statistical analysis

The sample size was calculated using GraphPad StatMate 2.0, with a significance level of 5% and a power test of 80% based on the standard deviations of maximal respiratory pressures from a pilot study conducted by the responsible researcher, who suggested nine subjects per group. All analyses were conducted using multiple imputations to determine missing values.

The Shapiro-Wilk test was used to verify the dis-tribution of the data. Unpaired t-tests and chi-squared tests were used to compare the characteristics of both groups. A mixed-model ANOVA was applied to test intra- (pre- vs. post-WAET) and inter- (TG vs. CG) differences between groups using SPSS version 16.0. The possible influence of training was tested using an effect size to compare the training and control groups and by applying Cohen's d pooled variance. This analysis was carried out on the “effect size generator” application version 2.3 (Swinburne University of Technology, Center for Neuropsychology, Melbourne, Australia). The results were interpreted according to the values proposed by Cohen,2727. Callegari-Jacques SM. Bioestatística: princípios e aplicações práticas. Porto Alegre: Artmed; 2006. 255 p.,2828. Cohen J. Statistical power analysis for the behavioral sci-ences. New Jersey: Lawrence Earlbaum Associates; 1988. with values below 0.3 considered a small effect, between 0.4 and 0.7, a medium effect, and above 0.8, a large effect. The significance level was set at 5%.

Results

Table 2 lists the values referring to the characteristics of the groups studied. No significant differences were observed between the two groups.

Table 2
Characteristics of the groups studied

The results for MRP, thoracic mobility, walking dis-tance, and dyspnea based on the MRC scale and the Borg rating of perceived exertion scales at the end of the 6MWT are presented in Table 3.

Table 3
Values of maximal respiratory pressures, cirtometry, walking distance during the six-minute walk test and dyspnea in the pre- and post-training conditions for the control (CG) and training (TG) groups

After the experimental protocol period, there was a significant increase in both MIP and MEP in the TG com-pared to pre-training values, whereas the CG showed no difference between the two conditions. A comparison between the groups in the post-training condition re-vealed that the TG had higher MIP and MEP values than the CG. Regarding thoracic mobility, it was observed that after the training protocol, the TG showed superior values to those obtained in the pre-training condition at the axillary level, but with no difference at the xiphoid level. However, no differences between the levels were observed in the CG. By comparing the groups, the TG obtained higher values of thoracic mobility at the axillary level after the training period than the CG. With respect to the 6MWT, there was no major difference in walking distance between the pre- and post-training conditions for the CG, whereas a significant increase was observed in the TG. The TG showed increased walking distance after the training protocol compared to the CG.

Regarding dyspnea according to the MRC scale, no considerable difference was observed in the CG when comparing both conditions, whereas the TG experienced a significant decrease. A comparison between the groups indicated that the TG had lower post-training values than the CG. Regarding the Borg CR-10 scale, there was no significant difference between the pre- and post-training periods in the CG, whereas a remarkable decrease was observed in the TG after the training period. By comparing both groups, the TG presented lower values in the post-training condition than the CG.

The effect size results are presented in Table 4. The effect size for the CG was small for all variables, whereas for the TG, it was medium for MIP, MEP, and axillary symmetry, and large for walking distance in the 6MWT and dyspnea using both MRC and Borg CR-10 scales.

Table 4
Effect size for the variables studied in the pre- and post-training conditions for the control (CG) and training (TG) groups

Discussion

The present study showed that the proposed water aerobic training program produced significant changes in respiratory muscle strength, thoracic mobility, dyspnea, and functional capacity of patients with COPD.

The findings presented herein are relevant because dyspnea is a common complaint of patients with COPD and is associated with severe limitation of functional capacity and practice of physical activities, with the reduction in walking distance during the 6MWT being related to mortality and reduced quality of life in this population.2929. Dourado VZ, Antunes LCO, Carvalho LR, Godoy I. Influência de características gerais na qualidade de vida de pacientes com doença pulmonar obstrutiva crônica. J Bras Pneumol. 2004;30(3):207-14. https://doi.org/10.1590/S1806-37132004000300005
https://doi.org/10.1590/S1806-3713200400...
,3030. Celli BR. Predictors of mortality in COPD. Respir Med. 2010;104(6):773-9. https://doi.org/10.1016/j.rmed.2009.12.017
https://doi.org/10.1016/j.rmed.2009.12.0...

The values of MRP increased in the TG and had a medium effect size, while in the CG they remained unchanged, suggesting that the ventilatory muscles were sufficiently overloaded during training and were subject to functional and structural adaptations.3131. O'Donnell DE, McGuire M, Samis L, Webb KA. General exercise training improves ventilatory and peripheral muscle strength and endurance in chronic airflow limitation. Am J Respir Crit Care Med. 1998;157(5):1489-97. https://doi.org/10.1164/ajrccm.157.5.9708010
https://doi.org/10.1164/ajrccm.157.5.970...
As already reported,3232. Martinez FJ, Couser JI, Celli BR. Factors influencing venti-latory muscle recruitment in patients with chronic airflow obstruction. Am Rev Respir Dis. 1990;142(2):276-82. https://doi.org/10.1164/ajrccm/142.2.276
https://doi.org/10.1164/ajrccm/142.2.276...
,3333. Ninane V, Rypens F, Yernault JC, Troyer A. Abdominal muscle use during breathing in patients with chronic airflow obstruction. Am Rev Respir Dis. 1992;146(1):116-21. https://doi.org/10.1164/ajrccm/146.1.16
https://doi.org/10.1164/ajrccm/146.1.16...
during the practice of physical exercises, expiratory muscles are recruited in patients with COPD. According to O’Donnell et al.,3131. O'Donnell DE, McGuire M, Samis L, Webb KA. General exercise training improves ventilatory and peripheral muscle strength and endurance in chronic airflow limitation. Am J Respir Crit Care Med. 1998;157(5):1489-97. https://doi.org/10.1164/ajrccm.157.5.9708010
https://doi.org/10.1164/ajrccm.157.5.970...
the strength of the expiratory muscles increases in parallel with that of the inspiratory muscles. Although expiratory muscles use a smaller fraction of their maximum capacity to produce strength than inspiratory muscles, the results suggest that repetitive expiratory muscle activity during exercise can increase muscle strength after training. Ramirez-Sarmiento et al.3434. Ramirez-Sarmiento A, Orozco-Levi M, Guell R, Barreiro E, Hernandez N, Mota S, et al. Inspiratory muscle training in patients with chronic obstructive pulmonary disease: structural adaptation and physiologic outcomes. Am J Respir Crit Care Med. 2002;166(11):1491-7. https://doi.org/10.1164/rccm.200202-075oc
https://doi.org/10.1164/rccm.200202-075o...
proposed specific training for the inspiratory muscles and found an increase in the number of type I fibers and the size of type II fibers in the external intercostal muscles.

The improved respiratory muscle strength observed after water aerobic training may also be related to the physiological effects induced by body immersion in water. Hydrostatic pressure promotes compression of the rib cage and abdomen, consequently causing cra-nial displacement of the diaphragm, increased intratho-racic pressure, and altered respiratory rhythm, with a subsequent 65% increase in breathing work.3535. Caromano FA, Candeloro JM. Fundamentos da hidroterapia para idosos. Arq Cienc Saude Unipar. 2001;5(2):187-95. https://revistas.unipar.br/index.php/saude/article/view/1125
https://revistas.unipar.br/index.php/sau...

Regarding cirtometry, it has been used to measure thoracic mobility and detect possible adaptations after rehabilitation programs.3636. Malaguti C, Rondelli RR, Souza LM, Domingues M, Dal Corso S. Reliability of chest wall mobility and its correlation with pulmonary function in patients with chronic obstructive pulmonary disease. Respir Care. 2009;54(12):1703-11. https://rc.rcjournal.com/content/54/12/1703.short
https://rc.rcjournal.com/content/54/12/1...
In the present investigation, after the training period the results revealed an increase in the thoracic mobility in the axillary region, with a medium effect size for the TG.

Paulin et al.1414. Paulin E, Brunetto AF, Carvalho CRF. Efeitos de programa de exercícios físicos direcionados ao aumento da mobilidade torácica em pacientes portadores de doença pulmonar obs-trutiva crônica. J Pneumol. 2003;29(5):287-94. https://doi.org/10.1590/S0102-35862003000500007
https://doi.org/10.1590/S0102-3586200300...
and Rodrigues et al.3737. Rodrigues CP, Alves LA, Matsuo T, Gonçalves CG, Hayashi D. Efeito de um programa de exercícios direcionados à mobili-dade torácica na DPOC. Fisioter Mov. 2012;25(2):343-9. https://doi.org/10.1590/S0103-51502012000200012
https://doi.org/10.1590/S0103-5150201200...
conducted a study involving activity programs aimed at enhancing thoracoabdominal mobility in patients with COPD. While Paulin et al.1414. Paulin E, Brunetto AF, Carvalho CRF. Efeitos de programa de exercícios físicos direcionados ao aumento da mobilidade torácica em pacientes portadores de doença pulmonar obs-trutiva crônica. J Pneumol. 2003;29(5):287-94. https://doi.org/10.1590/S0102-35862003000500007
https://doi.org/10.1590/S0102-3586200300...
found increased mobility in the thoracic region, Rodrigues et al.3737. Rodrigues CP, Alves LA, Matsuo T, Gonçalves CG, Hayashi D. Efeito de um programa de exercícios direcionados à mobili-dade torácica na DPOC. Fisioter Mov. 2012;25(2):343-9. https://doi.org/10.1590/S0103-51502012000200012
https://doi.org/10.1590/S0103-5150201200...
reported an increase in lower thoracic and abdominal mobility after the proposed program, evidencing a positive response to training. However, none of these programs involved water exercise. Owing to the scarcity of studies assessing the thoracic mobility of patients with COPD undergoing water physical training, we hypothesized that the im-provement observed in the TG could be justified by the beneficial effects of physical exercise, as well as the physiological effects of body immersion in water. Since the hydrostatic pressure causes chest compression, there is a decrease in the expiratory reserve volume and the forced vital capacity, resulting in reduced diameters of the rib cage.3535. Caromano FA, Candeloro JM. Fundamentos da hidroterapia para idosos. Arq Cienc Saude Unipar. 2001;5(2):187-95. https://revistas.unipar.br/index.php/saude/article/view/1125
https://revistas.unipar.br/index.php/sau...
Such effect, repeated in the training sessions, may have favored the increase in thoracic mo-bility of the patients under study. Due to these changes, patients tend to use the anaerobic mechanism early, gen-erating lactate accumulation, lower resistance to fatigue in the lower limbs, and lower tolerance to effort.3838. Couillard A, Maltais F, Saey D, Debigaré R, Michaud A, Koechlin C, et al. Exercise induced quadriceps oxidative stress and peripheral muscle dysfunction in patients with chronic obstructive pulmonary disease. Am J Respir Crit Care Med. 2003;167(12):1664-9. https://doi.org/10.1164/rccm.200209-1028oc
https://doi.org/10.1164/rccm.200209-1028...
,3939. Vogiatzis I, Terzis G, Nanas S, Stratakos G, Simoes DCM, Georgiadou O, et al. Skeletal muscle adaptations to interval training in patients with advanced COPD. Chest. 2005;128(6): 3838-45. https://doi.org/10.1378/chest.128.6.3838
https://doi.org/10.1378/chest.128.6.3838...

In addition to the significant increase in MRP and axillary thoracic mobility, the water aerobic exercise training proposed herein significantly improved the functional capacity of the TG, measured through the walking distance during the 6MWT, with a large effect size. According to Puhan et al.,4040. Puhan MA, Chandra D, Mosenifar Z, Ries A, Make B, Hansel NN, et al. The minimal important difference of exercise tests in severe COPD. Eur Respir J. 2011;37(4):784-90. https://doi.org/10.1183/09031936.00063810
https://doi.org/10.1183/09031936.0006381...
the minimal clinically important difference is greater than 26 meters and/or 10%. In the TG, it was possible to verify that there was an increase of 76 meters between the pre- and post-training conditions, while in the CG no significant difference was observed. Some possible explanations for the enhanced functional capacity of the patients under study may be related to the action of hydrostatic pressure, which stimulates the production of mitochondrial oxida-tive enzymes, as well as the increased capillarization of the trained muscles.4141. Broman G, Quintana M, Lindberg T, Jansson E, Kaijser L. High intensity deep water training can improve aerobic power in elderly women. Eur J Appl Physiol. 2006;98(2):117-23. https://doi.org/10.1007/s00421-006-0237-2
https://doi.org/10.1007/s00421-006-0237-...

Considering that dyspnea is a frequent complaint of patients with COPD and that it can severely limit the practice of physical activities and worsen their functional capacity, the present study verified whether the proposed training program would influence this symptom. For this purpose, the MRC and Borg CR-10 scales were used. The results showed a significant decrease in the sensation of dyspnea after protocol application, with a large effect size. These findings are possibly justified by the improved coordination of the muscles participating in the proposed exercises in addition to metabolic adaptations.4242. Velloso M, Jardim JR. Functionality of patients with chronic obstructive pulmonary disease: energy conservation techniques. J Bras Pneumol. 2006;32(6):580-6. DOI

Hydrostatic pressure is also associated with a decreased sensation of dyspnea, as it adjusts the diaphragmatic position to a higher and mechanically efficient level, working as a load for the constriction of this muscle during inspiration (thus resulting in diaphragmatic exercise), and contributing to a reduction in dead space. Furthermore, expiration with the chest immersed in water can increase the respiratory tract pressure and prevent small airways from collapsing. As a consequence of the decrease in both residual volume and air trapping during immersion in water, the sensation of dyspnea is reduced, which facilitates physical exercises.88. Wadell K, Sundelin G, Henriksson-Larsén K, Lundgren R. High intensity physical group training in water - an effective training modality for patients with COPD. Respir Med. 2004;98(5):428-38. https://doi.org/10.1016/j.rmed.2003.11.010
https://doi.org/10.1016/j.rmed.2003.11.0...
,99. Agostoni E, Gurtner G, Torri G, Rahn H. Respiratory mechanics during submersion and negative-pressure breathing. J Appl Physiol. 1966;21(1):251-8. https://doi.org/10.1152/jappl.1966.21.1.251
https://doi.org/10.1152/jappl.1966.21.1....
,4343. Anstey KH, Roskell C. Hydrotherapy: Detrimental or bene-ficial to the respiratory system? Physiotherapy. 2000;86(1):5-13. http://dx.doi.org/10.1016/S0031-9406 (05)61320-X
http://dx.doi.org/10.1016/S0031-9406 (05...
,4444. Thomaz S, Beraldo P, Mateus S, Horan T, Leal JC. Effects of partial isothermic immersion on the spirometry parameters of tetraplegic patients. Chest. 2005;128(1):184-9. https://doi.org/10.1378/chest.128.1.184
https://doi.org/10.1378/chest.128.1.184...

In addition to hydrostatic pressure, other physical properties of water, such as viscosity, may have influenced the results obtained in this study because they refer to the magnitude of the specific internal friction during movement. Because of this viscosity, exercises in water are subject to drag and turbulence resistive effects, thus increasing the resistance to performing movements.77. Becker BE. Aquatic therapy: scientific foundations and clini-cal rehabilitation applications. PM R. 2009;1(9):859-72. https://doi.org/10.1016/j.pmrj.2009.05.017
https://doi.org/10.1016/j.pmrj.2009.05.0...
,4545. Felcar JM, Probst VS, Carvalho DR, Merli MF, Mesquita R, Vidotto LS, et al. Effects of exercise training in water and on land in patients with COPD: a randomized clinical trial. Physio-therapy. 2018;104(4):408-16. https://doi.org/10.1016/j.physio.2017.10.009
https://doi.org/10.1016/j.physio.2017.10...
In addition to hydrostatic pressure and viscosity, it is also possible to add buoyancy, which promotes a reduction in hydrostatic weight, with a consequent reduction in the impact on the joints,77. Becker BE. Aquatic therapy: scientific foundations and clini-cal rehabilitation applications. PM R. 2009;1(9):859-72. https://doi.org/10.1016/j.pmrj.2009.05.017
https://doi.org/10.1016/j.pmrj.2009.05.0...
,4646. Tomas-Carus P, Gusi N, Häkkinen A, Häkkinen K, Raimundo A, Ortega-Alonso A. Improvements of muscle strength predicted benefits in HRQOL and postural balance in women with fibromyalgia: an 8-month randomized controlled trial. Rheumatology (Oxford). 2009;48(9):1147-51. https://doi.org/10.1093/rheumatology/kep208
https://doi.org/10.1093/rheumatology/kep...
which possibly allows for a more effective performance of the exercises proposed in the experimental protocol.

A study evaluating the feasibility and acceptance of water as an exercise medium for patients with COPD showed that all individuals who attended the sessions rated the program as good or very good. Another important finding was the improvement in dyspnea scores during the walk test and the level of socializa-tion of these patients.4747. Rae S, White P. Swimming pool-based exercise as pulmonary rehabilitation for COPD patients in primary care: feasibility and acceptability. Prim Care Respir J. 2009;18(2): 90-4. https://doi.org/10.3132/pcrj.2008.00052
https://doi.org/10.3132/pcrj.2008.00052...
Araujo et al.4848. Araújo ZTS, Nogueira PAMS, Cabral EEA, Santos LP, Silva IS, Ferreira GMH. Effectiveness of low-intensity aquatic exer-cise on COPD: A randomized clinical trial. Respir Med. 2012; 106(11):1535-43. https://doi.org/10.1016/j.rmed.2012.06.022
https://doi.org/10.1016/j.rmed.2012.06.0...
proposed a low-intensity water aerobic training program and found positive results for respiratory variables and functional capacity in patients with COPD, which corroborates the results of the present investigation.

This study is also in agreement with the results reported by Wu et al.,4949. Wu W, Liu X, Liu J, Li P, Wang Z. Effectiveness of water-based Liuzijue exercise on respiratory muscle strength and peripheral skeletal muscle function in patients with COPD. Int J Chron Obstruct Pulm Dis. 2018;13:1713-26. https://doi.org/10.2147/copd.s165593
https://doi.org/10.2147/copd.s165593...
who investigated the beneficial effects of water-based Liuzijue exercise on respiratory musculature and peripheral skeletal muscle function in patients with COPD, and the study conducted by Felcar et al.,4545. Felcar JM, Probst VS, Carvalho DR, Merli MF, Mesquita R, Vidotto LS, et al. Effects of exercise training in water and on land in patients with COPD: a randomized clinical trial. Physio-therapy. 2018;104(4):408-16. https://doi.org/10.1016/j.physio.2017.10.009
https://doi.org/10.1016/j.physio.2017.10...
who evaluated the effects of high-intensity wa-ter training and observed a significant improvement in peripheral, inspiratory, and expiratory muscle strength, in addition to an increase in submaximal exercise capacity.

Conclusion

The present study demonstrated that 24 sessions of water aerobic exercise training in patients with COPD promoted an increase in maximal respiratory pressure, thoracic mobility, and walking distance during the 6MWT, as well as a reduction in dyspnea indices according to the MRC and Borg scales, suggesting that this type of training may be successfully used for the rehabilitation of this population. However, once only male patients were included and only a minority were classified as GOLD stage IV, these results cannot be generalized to women or patients with severe COPD.

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Edited by

Associate editor: Ana Paula Cunha Loureiro

Publication Dates

  • Publication in this collection
    17 June 2024
  • Date of issue
    2024

History

  • Received
    24 Jan 2024
  • Reviewed
    13 Apr 2024
  • Accepted
    29 Apr 2024
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