Open-access Dentoalveolar comparative study between removable and fixed cribs, associated to chincup, in anterior open bite treatment

Abstract

OBJECTIVE: The aim of this prospective study was to compare the dentoalveolar effects produced by two types of palatal crib, removable (Rpc+C) and fixed (Fpc+C), combined with chincup in growing patients with anterior open bite. MATERIAL AND METHODS: each group comprised 30 patients, in the mixed dentition phase, with similar cephalometric characteristics and skeletal ages. Group 1 (Rpc+C) presented initial mean age of 8.3 years and mean anterior open bite of 4.0 mm. Group 2 (Fpc+C) presented initial mean age of 8.54 years and mean anterior open bite of 4.3 mm. The evaluation period comprised 12 months between initial (T1) and second lateral radiograph (T2). The T2-T1 changes were compared cephalometrically in the 2 groups using the non-paired t-test. RESULTS: Vertical changes in the posterior dentoalveolar region were similar between the groups (about 1 mm) and no significant differences were found in molar mesialization. The Fpc+C group had in average 1.6 mm more improvement of the overbite as a result of greater maxillary incisor extrusion (1.3 mm). Patients in this group also presented less lingual tipping of maxillary incisors and more mandibular incisors uprighting. CONCLUSIONS: The Fpc+C combination was more efficient in the correction of the negative overbite mainly due to greater extrusion of the maxillary incisors. However, the Rpc+C appliance promoted better upper and lower incisor inclination, resulting in a more adequate overjet.

Open bite; Malocclusion; Orthodontics; Mixed dentition


ORIGINAL ARTICLES

Dentoalveolar comparative study between removable and fixed cribs, associated to chincup, in anterior open bite treatment

Fernando César TorresI; Renato Rodrigues de AlmeidaII; Renata Rodrigues de Almeida-PedrinIII; Fernando PedrinIV; Luiz Renato ParanhosV

IDDS, MSc, PhD, Associate Professor, Department of Orthodontics, University of São Paulo City - UNICID, São Paulo, SP, Brazil

IIDDS, MSc, PhD, Professor, Department of Pediatric Dentistry, Orthodontics and Community Health, Bauru School of Dentistry, University of São Paulo, Bauru, SP, Brazil

IIIDDS, MSc, PhD, Associate Professor, Department of Orthodontics, Sagrado Coração University - USC, Bauru, SP, Brazil

IVDDS, MSc, PhD, Private Practice, Bauru, SP, Brazil

VDDS, MSc, PhD, Department of Oral Biology, Sagrado Coração University - USC, Bauru, SP, Brazil.

Corresponding address Corresponding address: Fernando C. Torres UNICID - Universidade Cidade de São Paulo R. Cesário Galeno, 432/448 - Tatuapé 03071-000 - São Paulo - SP - Brasil Phone: (005511) 21781200 Fax: (005511) 69414848 e-mail: fernandoctorres@yahoo.com

ABSTRACT

OBJECTIVE: The aim of this prospective study was to compare the dentoalveolar effects produced by two types of palatal crib, removable (Rpc+C) and fixed (Fpc+C), combined with chincup in growing patients with anterior open bite.

MATERIAL AND METHODS: each group comprised 30 patients, in the mixed dentition phase, with similar cephalometric characteristics and skeletal ages. Group 1 (Rpc+C) presented initial mean age of 8.3 years and mean anterior open bite of 4.0 mm. Group 2 (Fpc+C) presented initial mean age of 8.54 years and mean anterior open bite of 4.3 mm. The evaluation period comprised 12 months between initial (T1) and second lateral radiograph (T2). The T2-T1 changes were compared cephalometrically in the 2 groups using the non-paired t-test.

RESULTS: Vertical changes in the posterior dentoalveolar region were similar between the groups (about 1 mm) and no significant differences were found in molar mesialization. The Fpc+C group had in average 1.6 mm more improvement of the overbite as a result of greater maxillary incisor extrusion (1.3 mm). Patients in this group also presented less lingual tipping of maxillary incisors and more mandibular incisors uprighting.

CONCLUSIONS: The Fpc+C combination was more efficient in the correction of the negative overbite mainly due to greater extrusion of the maxillary incisors. However, the Rpc+C appliance promoted better upper and lower incisor inclination, resulting in a more adequate overjet.

Key words: Open bite. Malocclusion. Orthodontics. Mixed dentition.

INTRODUCTION

Open bite is defined as a deficiency in the normal vertical overlap between antagonist teeth during occlusion3,25, and it is more frequently present in the among incisors, being its prevalence about 17% in the mixed dentition19. Besides the high prevalence, anterior open bite is a major cause of masticatory and phonatory function impairment. This malocclusion also causes considerable aesthetic issues and may impact in the self-esteem of the affected patient.

According to the structures affected, anterior open bite can be divided into three main categories: dental, dentoalveolar and skeletal2. Dental and dentoalveolar open bite develop as a result of prolonged mechanical blockage of the normal vertical development of anterior teeth and alveolar process. The skeletal form, in turn, is characterized by a significant vertical skeletal discrepancy, with features such as counter-clockwise rotation of the palatine process, increased lower anterior facial height and gonial angle, short mandibular ramus and increased posterior dentoalveolar height in both mandible and maxilla18.

There are several etiological factors associated with anterior open bite. environmental causes such as finger sucking habits, pacifiers, mouth breathing and tongue or lip thrusting, as well as tooth ankylosis and eruption disturbances seem to be predominant in the dental and dentoalveolar form. In fact, previous studies found anterior open bite in 78.5% of children with prolonged sucking habits19, and tongue thrusting was present in 100% of open bite cases23.

Although tongue thrust has been classified as primary, when it is the main cause of the malocclusion, and secondary, when the inadequate tongue position is just a result of a preexisting morphological alteration, this habit is most commonly cited in the literature as a consequence, not as a cause of the open bite20.

The development and severity of a malocclusion as anterior open bite, is not only determined by environmental factors, but also by the individual's growth pattern which is genetically determined. Inheritance is an extremely important etiologic factor of open bite; the more vertical is the facial growth pattern, the greater the probability of developing a skeletal anterior open bite12.

The skeletal facial pattern of patients with anterior open bite is in general more convex and the anterior facial height is increased9. There are protrusion and marked labial inclination of maxillary and mandibular incisors. Moreover, the profile convexity is aggravated by chin retrusion and remarkable lip protrusion5.

There is consensus that open bite should be treated early to take advantage of the active growth and to produce faster and more stable results; however, the differential diagnosis between dental and skeletal open bite and the treatment options for its correction are still controversial. It is essential for the clinician to distinguish a dentoalveolar from a skeletal open bite in order to eliminate the cause7. Unfortunately, in most cases this distinction is not so clear because both dental and skeletal characteristics are present.

Several studies have emphasized the importance of the vertical control of the facial growth during the orthodontic treatment of anterior open bite, as it is highly associated with an hyperdivergent facial pattern5. Relative and true intrusion of posterior teeth has been proposed as an alternative to correct the anterior open bite. The use of high-pull headgear, bite-blocks, magnets24, transpalatal arch and chewing exercises7,23, tooth extraction and mesial movement of posterior teeth, and vertical8,13,21 or conventional chincup1,15-17,22 has been advocated with this purpose.

The treatment goals should include removing the local etiological factors in order to promote a normal anterior segment development. Palatal cribs have been reported as an excellent method of treatment, because it works as a mechanical barrier, preventing tongue thrusting and resting interposition as well as discouraging sucking habits. Furthermore, the appliance construction is simple, it can be easily customized, it is a lower cost appliance, and depending on the patient's compliance it can be fixed or removable. Even though several studies have demonstrated its effectiveness in the correction of anterior open bite, few have compared the effects produced by the fixed and removable palatal cribs6.

The objective of this study was to compare the therapeutic effects in the dentoalveolar process of the fixed and removable palatal crib, both combined with chincup, in growing patients with anterior open bite.

MATERIAL AND METHODS

The sample of this prospective study was composed of 60 children selected according the following inclusion criteria: Brazilian Caucasian children, age ranging from 7-10 years, intertransitional mixed dentition period, open bite greater than 1 mm, incisors and first permanent molars fully erupted, and Class I relationship. It were excluded patients previously orthodontically treated, with severe crowding (more than 4 mm), with teeth absences and patients with TMJ trauma or disorder. This study was approved by the University of São Paulo, Bauru School of Dentistry Institutional Review Board (Protocol number 14/2007). All subjects and their parents read and provided written informed consent after demonstrating full understanding of the purpose of this study.

The sample was divided in two groups according to the appliance used; Group 1 was composed by 30 patients that participated in a previous study22 and who were treated with removable crib and chincup (Rpc+C). Group 2 comprised a new cohort of 30 children with anterior open bite consecutively selected and allocated to receive treatment with fixed palatal crib combined with chincup (Fpc+C).

Group 1 was composed of 22 females and 8 males (mean age of 8.33 years at T1). Patients in this group were instructed to wear a removable palatal crib (Figure 1) full-time except during meals and oral hygiene. Group 2, in turn, was composed of 19 females and 11 males (mean age of 8.54 years at T1) who used a fixed palatal crib (Figure 2). Additionally, all patients in both groups worn a high-pull chincup, delivering a force of 450-500 g per side14, with the force vector passing 45º above the occlusal plane (Figure 3). Instructions were given to patients to use the chincup for 14-16 h/day.




The dentoalveolar changes produced after 1 year of continuous use of the two types of palatal crib were assessed and compared using the initial (T1), taken right before treatment, and the 1-year follow-up (T2) lateral cephalograms. Patients who may not have their malocclusions corrected during this period due to complicating factors such as severe open bite, vertical growth pattern or even lack of cooperation, remained in treatment until a positive vertical overlap of at least 1 mm was obtained. The 21 variables used to evaluate the dentoalveolar changes are defined and illustrated in Figure 4 and Figure 5 respectively.



One examiner (F.C.T.) hand-traced and then digitalized and analyzed all the 120 cephalograms using the Dentofacial Planner 7.0 software (Dentofacial Planner 7.0 Software Inc., Toronto, Canada). Intra-examiner reliability was assessed retracing and remeasuring 40 cephalograms (33%) 1 month later. The random error was estimated using Dahlberg's formula. The systematic error was calculated by a paired t-test, comparing 33% of measurements, after a minimum period of 30 days. Initial dentoalveolar characteristics, initial age, final age, and follow-up period as well as 1 year posttreatment changes were compared using not paired t-test (p<0.05).

RESULTS

No systematic or random errors were found. As shown in Table 1, initial and final ages and observation period in Rpc+C and Fpc+C groups were similar. Seven dentoalveolar characteristicspresented significant differences between groups at T1 and no skeletal variables presented significant differences (Table 2). Regarding the comparison of dentoalveolar changes after 1 year of treatment, significant differences were found in 4 variables. While the Rpc+C group had greater improvement in overjet and maxillary incisor inclination, in the Fpc+C group there was a greater amount of maxillary incisor extrusion resulting in greater correction of the negative overbite (Table 3).

DISCUSSION

Characteristics of sample

The correction of anterior open bite, as previously reported11, is indicated during the period of mixed dentition, period that involves the patient's initial age in our study. Since this study involved patients in active growth period, it was essential to have groups with similar ages to allow the comparison of the effects produced by the two types of palatal crib (mean of 8.33 years for Group 1 and 8.54 years for Group 2).

Overall, groups 1 and 2 presented a similar open bite pattern. Most of the initial dentoalveolar characteristics were similar among groups especially the severity of the open bite, overjet, and maxillary incisor exposure, inclination and protrusion, among others. The skeletal measurements evaluated also showed pre-treatment similarity. However, there were also some dentoalveolar variables that were different. Anterior (U1-PP) and posterior dentoalveolar height (U6 eruption), for instance, were greater in group 1- almost 2 mm and 1.3 mm, respectively. Inter-incisor angle was also 5.3º closer in group 1 due to the greater mandibular incisor inclination and protrusion(L1.NB=34.18º, L1-NB=6.81 mm) when compared to Group 2 (L1. NB=28.93º, L1-NB=4.95 mm). These differences in the initial characteristics would be expected because individual variances. even though, our sample was selected following strictly the inclusion criteria and patients represented a specific Brazilian population (Caucasians), it was difficult to obtain a completely homogeneous cohort.

Methodology

In many cases it is not clear whether both dentoalveolar and skeletal components are involved in the anterior open bite. The vertical control is important in order to avoid increasing the facial height and control the facial vertical growth if possible. For this reason, we used the chincup, as advocated by many authors4,8,13,16,17, combined with the removable and fixed palatal cribs, whose primary function is to prevent the aberrant tongue function and inhibit sucking habits allowing for normal development of the anterior segment. It was necessary to standardize the time of the chincup use in all patients to avoid interferences in the comparison of the intraoral appliances' effect.

We found in our previous studies15,22 that the use of the chincup did not provide a significant vertical growth control but the use of a removable palatal crib produced an effective correction of the negative vertical overlap and improved the maxillary and mandibular incisors inclination. Thus, we speculated that the use of a fixed palatal crib would correct the dentoalveolar alteration more efficiently than the removable appliance because it eliminates the need for patient cooperation, increasing the efficacy of the treatment because the full-time use.

Comparison of changes at 1 year follow-up (T2-T1)

Posterior dentoalveolar region

The posterior dentoalveolar height in maxilla and mandible increased similarly, about 1 mm, in both the Rpc+C and Fpc+C groups. Since the age and initial cephalometric characteristics were similar among groups and all patients used the same type of chincup, no differences in the vertical development of this region were expected. To verify the impact of the chincup use from the normal growth in the development of the vertical dentoalveolar height4,13,17 it would be necessary to compare our two experimental groups to a third control group. However, in a previous study22 we compared the patients treated with Rpc+C (group 1) with a control group and the results shown that real or relative molar intrusion was not obtained by the use of the chincup.

We also measured the anteroposterior displacement of the first maxillary molars to verify whether the fixed crib would promote a greater anterior displacement of these teeth than the removable type. Theoretically, the constant pressure of the tongue against a fixed palatal crib could mesialize maxillary molars leading to the development of a Class II malocclusion10. This did not occur; in fact, there were not significant differences in the anteroposterior displacement of maxillary or mandibular molars between the Rpc+C and Fpc+C groups. Furthermore, previous studies has already shown that the use of removable palatal crib do not cause greater maxillary molar mesialization than which occurs in patients without treatment16,22.

Therefore, the use of spurs - to maintain the tongue away from the appliance avoiding anterior pressure of the maxillary molars - instead of the palatal crib is not justified.

Anterior dentoalveolar region

It has been well documented that the correction of the anterior open bite when a palatal crib is used, occurs mainly due to dentoalveolar changes, such as extrusion and verticalization of maxillary and mandibular incisors1-2. On average, we found that the percentage of anterior open bite correction was higher in patients who used Fpc+C than in the Rpc+C group. Changes were significantly different in the maxillary incisor extrusion (U1-PP) and overbite; the Fpc+C group showed on average 1.3 mm greater maxillary incisor extrusion and 1.6 mm more improvement in the overbite than the Rpc+C group; that means, the fixed palatal crib was 50% more effective in promoting maxillary incisor extrusion and overbite improvement.

At the end of 12 months of treatment, of a total of 30 patients per group, positive vertical overlap was achieved in 15 patients in the Rpc+C group and in 21 children in the Fpc+C group. The less patient's compliance requirement in the Fpc+C group was probably the main reason of the greater effectiveness of this treatment12.

In open bite cases, in addition to infraocclusion, incisors are usually buccally tipped. The increased incisor angulation may be a consequence of an abnormal tongue posture, digital and pacifier sucking, adenoid hypertrophy, or mouth breathing, among others. It is very important to normalize the incisor inclination as part of the treatment. It has been shown, that both removable and fixed palatal cribs work effectively correcting buccally tipped incisors6.

In the present study, after 1 year of treatment, the Rpc+C group achieved almost two times greater palatal tipping of the maxillary incisors (U1. NA=-6.1º) than the Fpc+C group (U1.NA=3.01º). Although not significant, 0.7 mm of retrusion of these teeth was also observed in the Rpc+C group, while incisor protrusion occurred (0.4 mm) in the Fpc+C group. As suggested by previous studies, this difference may be the result of the activation of the vestibular arch and adjustment of the palatal acrylic coverage that was regularly performed in the removable crib in order to enhance the effect of this appliance. Nevertheless, even with less maxillary incisor palatal tipping, there was greater overbite improvement in the Fpc+C group due to greater maxillary incisor extrusion.

Interestingly, although not statistically significant, at T2 the Fpc+C group showed greater lingual tipping of the mandibular incisors (2.3º greater than the Rpc+C group). The greater lingual tipping in these teeth was also accompanied by a greater retrusion in the Fpc+C group. As a result of the differences in the changes occurred in the maxillary and mandibular incisor inclination, the interincisal angle (U1.L1) increased similarly (9.6º approximately) in both groups. However, the change in overjet was significantly different; while it decreased 0.8 mm in the Rpc+C group, it increased 0.4 mm in the Fpc+C group.

The differences in maxillary and mandibular incisor inclination may be a result of the differences in the mode of action between the removable and fixed crib; the later does not have a labial arch and does not promote active maxillary incisor inclination, depending only in the normalization of the tongue and perioral muscle function to produce this effect. On the other hand, when a fixed crib is used the lingual pressure on the mandibular incisors produced by the perioral muscles, especially during swallowing, is not counterbalance by the tongue because it is permanently maintained in a backward position. This change in the muscle equilibrium may cause the changes in mandibular incisors inclination. The use of a mandibular lip-bumper would minimize the verticalization of mandibular incisors during the use of the fixed crib, improving its effectiveness in the correction of the overbite and avoiding the undesired increase of the overjet.

Despite the less amount of correction of the negative overbite, the removable palatal crib showed better effects on the positioning of the incisors and consequently in the overjet. It still depends on patient compliance for use, but, in many cases it provides greater comfort than the fixed palatal crib because patients can start using the appliance gradually, and it can be removed for meals and for oral hygiene, which would be favorable from the psychological point of view.

CONCLUSIONS

In summary, when compared the dentoalveolar effects of the Rpc+C and the Fpc+C appliances during the early treatment of the open bite, Fpc+C appliance was more efficient in the correction of the negative overbite mainly due to greater extrusion of the maxillary incisors. However, the Rpc+C appliance showed better effects on the positioning of the incisors and consequently on the correction of overjet.

Received: November 16, 2010

Modification: July 14, 2011

Accepted: August 02, 2011

References

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  • Corresponding address:
    Fernando C. Torres
    UNICID - Universidade Cidade de São Paulo
    R. Cesário Galeno, 432/448 - Tatuapé
    03071-000 - São Paulo - SP - Brasil
    Phone: (005511) 21781200
    Fax: (005511) 69414848
    e-mail:
  • Publication Dates

    • Publication in this collection
      06 Nov 2012
    • Date of issue
      Oct 2012

    History

    • Received
      16 Nov 2010
    • Accepted
      02 Aug 2011
    • Reviewed
      14 July 2011
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