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A TOPSIS-Based Multicriteria Approach for Reservoir Assessment

Abstract

Water management in the Brazilian semi-arid region has been, for decades, a challenge for institutions and decision-makers due to its intrinsic characteristics. The density of human occupation makes the region very vulnerable to drought events and problems related to the quality and need for water use are central issues. For this reason, this study presents an approach to assess the situation of water reservoirs in the semiarid based on the Water Quality Index (WQI) and Multi-Criteria Decision Making (MCDM). The WQI was used to calculate water quality and later applied as a criterion for the MCDM model proposed. The model also considers the need and availability criteria to assess the reservoirs of the two largest drainage basins in Rio Grande do Norte state, Brazil. The MCDM method used was R-TOPSIS since it is more flexible and robust for future analyses in other situations. The results showed the condition of the reservoirs, in order to support decision-makers in the operation of these facilities and enable multiple use of the waters. The combined approach proposed may provide important contributions in the analysis of water reservoirs in order to supply the semiarid region, where water issue is critical.

Keywords:
Water Reservoir; Water Resource Management; Semiarid Region; Water Quality Index; Multi-Criteria Decision; Making

INTRODUCTION

Water is a precious natural resource, given its importance in sustaining life, but its scarcity is one of the most serious problems in the world today (Banihabib; Shabestari, 2017BANIHABIB, M. E.; SHABESTARI, M. H. Fuzzy Hybrid MCDM Model for Ranking the Agricultural Water Demand Management Strategies in Arid Areas. Water Resources Management, v. 31, n. 1, p. 495-513, 2017. Doi: 10.1007/s11269-016-1544-y
https://doi.org/10.1007/s11269-016-1544-...
). According to Al-Abadi (2017)AL-ABADI, A. M. Modeling of groundwater productivity in northeastern Wasit Governorate, Iraq using frequency ratio and Shannon’s entropy models. Applied Water Science, v. 7, n. 2, p. 699-716, 2017. Doi: 10.1007/s13201-015-0283-1
https://doi.org/10.1007/s13201-015-0283-...
, the water demand has increased so rapidly in recent years that many parts of the world are facing shortages. The World Economic Forum’s Global Risk Report of 2018 cites the water crisis as a global risk, that is, an event or uncertain condition that should it occur, could have a significant negative impact on several countries or sectors in the next 10 years (WEF, 2018World Economic Forum (WEF). The Global Risks Report 2018. 2018. Available: http://www3:weforum:org=docs=WEFGRR18Report:pdf. Accessed on: 20 mar. 2018.
http://www3:weforum:org=docs=WEFGRR18Rep...
).

In arid or semiarid regions, the situation is even more alarming, since water resources are not readily accessible and highly vulnerable (Saadatpour, 2020 SAADATPOUR, M. An Adaptive Surrogate Assisted CE-QUAL-W2 Model Embedded in Hybrid NSGA-II AMOSA Algorithm for Reservoir Water Quality and Quantity Management. Water Resources Management , v. 34, n. 4, p. 1437-1451, 2020. Doi: 10.1007/s11269-020-02510-x
https://doi.org/10.1007/s11269-020-02510...
). With the constant growth in urban areas, the cities in these regions are increasingly faced with water management related problems (Haak; Pagilla, 2020HAAK, L.; PAGILLA, K. The Water-Economy Nexus: a Composite Index Approach to Evaluate Urban Water Vulnerability. Water Resources Management , v. 34, n. 1, p. 409-423, 2020. Doi: 10.1007/s11269-019-02464-9
https://doi.org/10.1007/s11269-019-02464...
).

In Brazil, the water supply in semiarid regions depends in large part on surface water accumulated in reservoirs, which are artificial ecosystems essential for the social and economic development of the region (Azevêdo et al., 2018AZEVÊDO, E. L.; et al. The use of Risk Incidence and Diversity Indices to evaluate water quality of semi-arid reservoirs. Ecological Indicators, v. 90, p. 90-100, 2018. Doi: 10.1016/j.ecolind.2018.02.052
https://doi.org/10.1016/j.ecolind.2018.0...
). Reservoirs, one of the main mechanisms to deal with the variable water supply and demand (Deng et al., 2020DENG, X.; et al. Remote sensing estimation of catchment-scale reservoir water impoundment in the upper Yellow River and implications for river discharge alteration. Journal of Hydrology, v. 585, p. 124791, 2020. Doi: 10.1016/j.jhydrol.2020.124791
https://doi.org/10.1016/j.jhydrol.2020.1...
), are considered a major priority of the global political agenda (Saadatpour, 2020 SAADATPOUR, M. An Adaptive Surrogate Assisted CE-QUAL-W2 Model Embedded in Hybrid NSGA-II AMOSA Algorithm for Reservoir Water Quality and Quantity Management. Water Resources Management , v. 34, n. 4, p. 1437-1451, 2020. Doi: 10.1007/s11269-020-02510-x
https://doi.org/10.1007/s11269-020-02510...
).

However, according to a study coordinated by Agência Nacional de Águas (ANA - Federal agency responsible for the implementation of Brazilian water resources management) on the situation of 204 reservoirs in the Brazilian semiarid, only 85 were able to meet the new demands, while 119 were at the limit of their storage capacities (ANA, 2017Agência Nacional de Águas (ANA). Reservatórios do Semiárido Brasileiro: Hidrologia, Balanço Hídrico e Operação. 2017. Available: https://metadados.snirh.gov.br/geonetwork/srv/api/records/ccc25b76-f711-41ea-a79e-c8d30c287e53 Accessed on: 28 mar. 2019.
https://metadados.snirh.gov.br/geonetwor...
). According to the same study, water management in the semiarid over the decades has been a challenge to institutions and decision-makers due to the intrinsic climatic conditions and increasing human occupation density, which has made the region vulnerable to drought.

In addition to the lack of available water in the region, there is also a problem with its quality. The rural communities that live near these reservoirs generally use the water directly without any filtering before consumption (Azevêdo et al., 2018AZEVÊDO, E. L.; et al. The use of Risk Incidence and Diversity Indices to evaluate water quality of semi-arid reservoirs. Ecological Indicators, v. 90, p. 90-100, 2018. Doi: 10.1016/j.ecolind.2018.02.052
https://doi.org/10.1016/j.ecolind.2018.0...
). However, in any part of the world, it is essential to take into account the acceptable water quality to ensure healthy and diverse aquatic ecosystems (Singh et al., 2015SINGH, A. P.; et al. Water quality assessment of a river basin under fuzzy multi-criteria framework. International Journal of Water, v. 9, n. 3, p. 226-247, 2015. Doi: 10.1504/IJW.2015.070364
https://doi.org/10.1504/IJW.2015.070364...
), especially since only about 1% of the world’s freshwater is accessible for direct human use (Yan et al., 2017YAN, W.; et al. Data-based multiple criteria decision-making model and visualized monitoring of urban drinking water quality. Soft Computing, v. 21, p. 6031-6041, 2017. Doi: 10.1007/s00500-017-2809-y
https://doi.org/10.1007/s00500-017-2809-...
).

Thus, knowing that water quality plays a vital role in all aspects of human and ecosystem survival, assessing its quality parameters is indispensable for planning and developing better water resource management (Walker et al., 2015WALKER, D.; JAKOVLJEVIĆ, D.; SAVIĆ, D.; RADOVANOVIĆ, M. Multi-criterion water quality analysis of the Danube River in Serbia: A visualisation approach. Water Research, v. 79, p. 158-172, 2015. Doi: 10.1016/j.watres.2015.03.020
https://doi.org/10.1016/j.watres.2015.03...
; Roy et al., 2017ROY, R.; MAJUMDER, M.; BARMAN, R. N. Assessment of Water Quality by RSM and ANP: A Case Study in Tripura, India. Asian Journal of Water, Environment and Pollution, v. 14, n. 1, p. 51-58, 2017. Doi: 10.3233/AJW-170006
https://doi.org/10.3233/AJW-170006...
). In this respect, although a few studies showed that the main indicators used by communities to assess water quality are color and odor (West et al., 2016WEST, A. O.; NOLAN, J. M.; SCOTT, J. T. Optical water quality and human perceptions: a synthesis. Wiley Interdisciplinary Reviews: Water, v. 3, n. 2, p. 167-180, 2016. Doi: 10.1002/wat2.1127
https://doi.org/10.1002/wat2.1127...
), a concise, convenient, and easy to understand way is to use the Water Quality Index (WQI) (Sutadian et al., 2017SUTADIAN, A. D.; MUTTIL, N.; YILMAZ, A. G.; PERERA, B. J. C. Using the Analytic Hierarchy Process to identify parameter weights for developing a water quality index. Ecological Indicators , v. 75, p. 220-233, 2017. Doi: 10.1016/j.ecolind.2016.12.043
https://doi.org/10.1016/j.ecolind.2016.1...
; Mladenović-Ranisavljević et al. 2018MLADENOVIĆ-RANISAVLJEVIĆ, I. I.; TAKIĆ, L.; NIKOLIĆ, D. Water Quality Assessment Based on Combined Multi-Criteria Decision-Making Method with Index Method. Water Resources Management , v. 32, p. 2261-2276, 2018. Doi: 10.1007/s11269-018-1927-3
https://doi.org/10.1007/s11269-018-1927-...
).

Roy et al. (2017ROY, R.; MAJUMDER, M.; BARMAN, R. N. Assessment of Water Quality by RSM and ANP: A Case Study in Tripura, India. Asian Journal of Water, Environment and Pollution, v. 14, n. 1, p. 51-58, 2017. Doi: 10.3233/AJW-170006
https://doi.org/10.3233/AJW-170006...
) explain that in practice, compound indicators involving different measuring methods, such as the WQI, are often used because a single measure likely will not provide a true representation of the state of the resource. The authors concluded that it became quite popular due to its ease of calculation and interpretation.

Although this process has been widely applied in the last four decades, there have been uncertainties that are not considered in the traditional assessment of water quality (Singh et al., 2015SINGH, A. P.; et al. Water quality assessment of a river basin under fuzzy multi-criteria framework. International Journal of Water, v. 9, n. 3, p. 226-247, 2015. Doi: 10.1504/IJW.2015.070364
https://doi.org/10.1504/IJW.2015.070364...
), since these methods often produce inaccurate information (Abbasi; Abbasi, 2012ABBASI, T.; ABBASI, S. A. Water quality indices. Elsevier Science, 2012. Doi: 10.1016/B978-0-444-54304-2.00016-6
https://doi.org/10.1016/B978-0-444-54304...
).

In order to eliminate these uncertainties, several authors started using Multi-Criteria Decision-Making (MCDM) methods such as Analytic Hierarchy Process (AHP) and Technique for Order Preference by Similarity to Ideal Solution (TOPSIS), a more reliable approach in this process (Banihabib; Shabestari, 2017BANIHABIB, M. E.; SHABESTARI, M. H. Fuzzy Hybrid MCDM Model for Ranking the Agricultural Water Demand Management Strategies in Arid Areas. Water Resources Management, v. 31, n. 1, p. 495-513, 2017. Doi: 10.1007/s11269-016-1544-y
https://doi.org/10.1007/s11269-016-1544-...
).

Li et al. (2012LI, P.; WU, J.; QIAN, H. Groundwater quality assessment based on rough sets attribute reduction and TOPSIS method in a semi-arid area, China. Environmental Monitoring and Assessment, v. 184, n. 8, p. 4841-4854, 2012. Doi: 10.1007/s10661-011-2306-1
https://doi.org/10.1007/s10661-011-2306-...
), for example, applied a model in conjunction with the TOPSIS method to assess groundwater quality in a semiarid area of China. Bozdağ (2015BOZDAĞ, A. Combining AHP with GIS for assessment of irrigation water quality in Çumra irrigation district (Konya), Central Anatolia, Turkey. Environmental Earth Sciences, v. 73, n. 12, p. 8217-8236, 2015. Doi: 10.1007/s12665-014-3972-4
https://doi.org/10.1007/s12665-014-3972-...
) combined AHP with GIS to evaluate irrigation water quality in a district of Central Anatolia, Turkey. Singh et al. (2015SINGH, A. P.; et al. Water quality assessment of a river basin under fuzzy multi-criteria framework. International Journal of Water, v. 9, n. 3, p. 226-247, 2015. Doi: 10.1504/IJW.2015.070364
https://doi.org/10.1504/IJW.2015.070364...
) used Fuzzy-AHP to assess the water quality of the Yamuna River in India. Finally, Yan et al. (2017YAN, W.; et al. Data-based multiple criteria decision-making model and visualized monitoring of urban drinking water quality. Soft Computing, v. 21, p. 6031-6041, 2017. Doi: 10.1007/s00500-017-2809-y
https://doi.org/10.1007/s00500-017-2809-...
) proposed a model based on AHP, KLDR and CWI to evaluate the quality of drinking water in Shanghai.

Additionally, some authors combined MCDM with the WQI. Some examples include Walker et al. (2015WALKER, D.; JAKOVLJEVIĆ, D.; SAVIĆ, D.; RADOVANOVIĆ, M. Multi-criterion water quality analysis of the Danube River in Serbia: A visualisation approach. Water Research, v. 79, p. 158-172, 2015. Doi: 10.1016/j.watres.2015.03.020
https://doi.org/10.1016/j.watres.2015.03...
) and Mladenović-Ranisavljević et al. (2018)MLADENOVIĆ-RANISAVLJEVIĆ, I. I.; TAKIĆ, L.; NIKOLIĆ, D. Water Quality Assessment Based on Combined Multi-Criteria Decision-Making Method with Index Method. Water Resources Management , v. 32, p. 2261-2276, 2018. Doi: 10.1007/s11269-018-1927-3
https://doi.org/10.1007/s11269-018-1927-...
, who analyzed the water quality of the Danube River in Serbia, Sutadian et al. (2017SUTADIAN, A. D.; MUTTIL, N.; YILMAZ, A. G.; PERERA, B. J. C. Using the Analytic Hierarchy Process to identify parameter weights for developing a water quality index. Ecological Indicators , v. 75, p. 220-233, 2017. Doi: 10.1016/j.ecolind.2016.12.043
https://doi.org/10.1016/j.ecolind.2016.1...
), who analyzed rivers in West Java, Indonesia, and Roy et al. (2017ROY, R.; MAJUMDER, M.; BARMAN, R. N. Assessment of Water Quality by RSM and ANP: A Case Study in Tripura, India. Asian Journal of Water, Environment and Pollution, v. 14, n. 1, p. 51-58, 2017. Doi: 10.3233/AJW-170006
https://doi.org/10.3233/AJW-170006...
), who analyzed the waters of Tripura, India.

However, the approaches proposed until then used the MCDM methods to help obtain the weights of water quality parameters or as a way of ranking/visualizing the results of analyses obtained with water quality indices, such as the WQI.

The present study aimed to expand previous investigations, proposing a multicriteria analysis model of the situation of reservoirs that considers not only water quality, using the WQI, but also the need and availability criteria, important aspects for the semiarid. A case study of 13 reservoirs in the two largest drainage basins of Rio Grande do Norte state, Brazil was used to validate the model.

Moreover, the proposed model is based on the MCDM R-TOPSIS method (Aires; Ferreira, 2019AIRES, R. F. F.; FERREIRA, L. A new approach to avoid rank reversal cases in the TOPSIS method. Computers & Industrial Engineering, v. 139, p. 84-97, 2019. Doi: 10.1016/j.cie.2019.04.023
https://doi.org/10.1016/j.cie.2019.04.02...
), an extension of TOPSIS (Hwang; Yoon, 1981HWANG, C. L.; YOON, K. Multiple attributes decision-making methods and applications. New York: Springer, 1981.), which is immune to rank reversal, a phenomenon that affects the MCDM techniques (see Aires and Ferreira (2018)AIRES, R. F. F.; FERREIRA, L. The Rank Reversal Problem in Multi-Criteria Decision Making: A Literature Review. Pesquisa Operacional, v. 38, n. 2, p. 331-362, 2018. Doi: 10.1590/0101-7438.2018.038.02.0331
https://doi.org/10.1590/0101-7438.2018.0...
). This method produces robust results, can be replicated and has the dynamicity required for the context analyzed, where new reservoirs can be subsequently included in the analysis.

METHOD

WQI Method

Numerous water quality indices have been formulated worldwide, but most were based on the WQI developed by the National Sanitation Foundation (NSF). This index was developed in 1970 by Brown et al. (1970BROWN, R. M., et al. A Water Quality Index - Do We Dare? Water & Sewage Works, v. 117, n. 10, p. 339-343, 1970.) in order to produce a standardized method to compare the water quality of various sources based on nine parameters (Şener et al., 2017ŞENER, Ş.; ŞENER, E.; DAVRAZ, A. Evaluation of water quality using water quality index (WQI) method and GIS in Aksu River (SW-Turkey). Science of The Total Environment, v. 584-585, p. 131-144, 2017. Doi: 10.1016/j.scitotenv.2017.01.102
https://doi.org/10.1016/j.scitotenv.2017...
). Temperature, pH, dissolved oxygen, turbidity, fecal coliform, biochemical oxygen demand, total phosphates, nitrates and total solids are analyzed (Şener et al., 2017BROWN, R. M., et al. A Water Quality Index - Do We Dare? Water & Sewage Works, v. 117, n. 10, p. 339-343, 1970.; Yaseen et al., 2018YASEEN, Z. M.; et al. Hybrid Adaptive Neuro-Fuzzy Models for Water Quality Index Estimation. Water Resources Management , v. 32, n. 7, p. 2227-2245, 2018. Doi: 10.1007/s11269-018-1915-7
https://doi.org/10.1007/s11269-018-1915-...
; Bansal; Ganesan, 2019BANSAL, S.; GANESAN, G. Advanced Evaluation Methodology for Water Quality Assessment Using Artificial Neural Network Approach. Water Resources Management , v. 33, n. 9, p. 3127-3141, 2019. Doi: 10.1007/s11269-019-02289-6
https://doi.org/10.1007/s11269-019-02289...
), resulting in values between 0 and 100 (Wills; Irvine, 1996WILLS, M.; IRVINE, K. N. Application of the national sanitation foundation water quality index in Cazenovia Creek. Middle States Geographer, p. 95-104, 1996.). The calculation is made according to Equation 1.

W Q I = i = 1 9 q i x W i (1)

in which, WQI is the water quality index, represented by a number on a continuous scale of 0 to 100; qi individual quality (sub-index of quality) of the nth parameter, between 0 and 100; and Wi the unit weight of the nth parameter.

The weights of parameters are in line with the values presented in Table 1 (Brown et al., 1970BROWN, R. M., et al. A Water Quality Index - Do We Dare? Water & Sewage Works, v. 117, n. 10, p. 339-343, 1970.). Based on the calculation, the range of values is presented in Table 2, the higher the WQI, the better the water quality.

Table 1
NSF WQI Analytes and Weights
Table 2
Descriptor words and WQI value ranges

The WQI can easily communicate technical information to the public, in addition to being used to identify waters that require priority actions, for example.

R-TOPSIS Method

The TOPSIS method is characterized by its easy use and robust results, which led to its widespread application, as reported by Behzadian et al. (2012BEHZADIAN, M.; OTAGHSARA, S. K.; YAZDANI, M.; IGNATIUS, J. A state-of-the-art survey of TOPSIS applications. Expert Systems with Applications, v. 39, n. 17, p. 13051-13069, 2012. Doi: 10.1016/j.eswa.2012.05.056
https://doi.org/10.1016/j.eswa.2012.05.0...
). Nevertheless, TOPSIS has been criticized due to the problem of rank reversal. Rank reversal refers to the change in the rank ordering of some alternatives after an alternative has been added or excluded from this previously ranked group (Aires; Ferreira, 2018AIRES, R. F. F.; FERREIRA, L. The Rank Reversal Problem in Multi-Criteria Decision Making: A Literature Review. Pesquisa Operacional, v. 38, n. 2, p. 331-362, 2018. Doi: 10.1590/0101-7438.2018.038.02.0331
https://doi.org/10.1590/0101-7438.2018.0...
). This phenomenon has been debated for over 30 years and for different MCDM methods.

In order to resolve this problem for TOPSIS, Aires and Ferreira (2019AIRES, R. F. F.; FERREIRA, L. A new approach to avoid rank reversal cases in the TOPSIS method. Computers & Industrial Engineering, v. 139, p. 84-97, 2019. Doi: 10.1016/j.cie.2019.04.023
https://doi.org/10.1016/j.cie.2019.04.02...
) proposed the R-TOPSIS. As their primary premise, the authors considered that changes in the original method should be minimal to make the new method easier for users of the TOPSIS method and maintain compatibility and rationality between them. Thus, the authors proposed two changes to the original TOPSIS method, as follows:

  • The use of an additional input parameter called domain, i.e., a numerical value (integer or real) that represents the range of possible values that each criterion could take;

  • A change in the normalization procedure. R-TOPSIS uses Max-Min normalization or Max normalization to fix the ideal solutions and ensure there is no change in the values of the normalized and weighted decision matrices after modifications are introduced to the initial decision problem.

Based on the changes proposed, the method proved to be robust and immune to the different RR cases presented in the literature when submitted to numerous simulated decision problems and a real student selection case - see Aires et al. (2018AIRES, R. F. F.; FERREIRA, L. The Rank Reversal Problem in Multi-Criteria Decision Making: A Literature Review. Pesquisa Operacional, v. 38, n. 2, p. 331-362, 2018. Doi: 10.1590/0101-7438.2018.038.02.0331
https://doi.org/10.1590/0101-7438.2018.0...
). Other applications can also be found in the studies by Aires and Ferreira (2022)AIRES, R. F. F.; FERREIRA, L. A New Multi-Criteria Approach for Sustainable Material Selection Problem. Sustainability, v. 14, n. 18, 11191, 2022. Doi: 10.3390/su141811191
https://doi.org/10.3390/su141811191...
and Aires and Salgado (2022)AIRES, R. F. F.; SALGADO, C. C. R. A Multi-Criteria Approach to Assess the Performance of the Brazilian Unified Health System. International Journal of Environmental Research and Public Health, v. 19, n. 18, 11478, 2022. Doi: 10.3390/ijerph191811478
https://doi.org/10.3390/ijerph191811478...
. The different steps of the R-TOPSIS method are presented below.

Step 1: Define a set of alternatives

(A= aim);

Step 2: Define a set of criteria (C= cjn), as well as a subdomain of real numbers D= dj2 x n, where djR, to evaluate the rating of the alternatives, where dij is the minimum value Dj and d2j the maximum value of Dj;

Step 3: Estimate the performance rating of the alternatives as X= xijm x n;

Step 4: Elicit the criteria weights as W= wjn, where wj > 0 and j=1nwj=1;

Step 5: Calculate the normalized decision matrix (nij) using Max or Max-Min as:

Step 5.1: Max

n i j = x i j d 2 j , i = 1,2 m ; j = 1,2 , , n (2)

Step 5.2: Max-Min

n i j = x i j - d 1 j d 2 j - d 1 j , i = 1,2 m ; j = 1,2 , , n (3)

Step 6: Calculate the weighted normalized decision matrix (r_ij) as:

r i j = w j n i j , i = 1,2 , , m ; j = 1,2 , , n . (4)

Step 7: Set the negative (NIS) and positive (PIS) ideal solutions as:

N I S = r 1 - , , r n - , w h e r e r j - = d 1 j d 2 j w j i f j B a n d r 1 - = w j i f j C (5)

P I S = r 1 + , , r n + , w h e r e r j + = w j i f j B a n d r j + = d 1 j d 2 j w j i f j C (6)

Step 8: Calculate the distances of each alternative i in relation to the ideal solutions as:

S i + = j = 1 n r i j - r j + 2 , i = 1,2 , , m . (7)

S i - = j = 1 n r i j - r j - 2 , i = 1,2 , , m . (8)

Step 9: Calculate the closeness coefficient of the alternatives (CCi) as:

C C i = S i - S i + + S i - (9)

Step 10: Arrange the alternatives in descending order. The highest (CCi) value indicates the best performance in relation to the evaluation criteria.

This method is especially relevant for the analysis of the problem discussed in this paper, since it can be characterized as a decision-making problem in a dynamic context (Campanella; Ribeiro, 2011 CAMPANELLA, G.; RIBEIRO, R. A. A framework for dynamic multiple-criteria decision making. Decision Support Systems, v. 52, n. 1, p. 52-60, 2011. Doi: 10.1016/j.dss.2011.05.003
https://doi.org/10.1016/j.dss.2011.05.00...
), where new reservoirs can change the assessment. In this context, RR problems are extremely undesirable.

RESULTS AND DISCUSSION

The present study investigated reservoirs from the two largest drainage basins in Rio Grande do Norte (RN) state, Brazil. These included nine reservoirs from the “Piranhas-Açu” basin (Figure 1), which covers about 32.8% of RN and is located in the middle of the state, and four reservoirs from the “Apodi-Mossoró” basin (Figure 2), which occupies around 26.8% of RN and is situated in the western part of the state. The water in the reservoirs analyzed is generally used to supply rural, urban and industry areas as well as for irrigation and livestock watering.

Figure 1
Piranhas-Açu basin

Figure 2
Apodi-Mossoró basin

The following Piranhas-Açu basin reservoirs were analyzed: Rio da Pedra, located in the municipality of Santana dos Matos; Caldeirão de Parelhas, in Parelhas; Mendubim, in Açu; Beldroega, in Paraú; Pataxós, in Ipanguaçu; Itans, in Caicó; Boqueirão de Parelhas, in Parelhas; Passagem das Traíras, in São José do Seridó; and Boqueirão de Angicos, in Afonso Bezerra.

The following Apodi-Mossoró basin reservoirs were analyzed: Bonito II, in the municipality of São Miguel; Riacho da Cruz II, in Riacho da Cruz; Barragem de Umari, in Upanema; and Rodeador, in Umarizal. For the purposes of this study, the data were collected from ANA (2017Agência Nacional de Águas (ANA). Reservatórios do Semiárido Brasileiro: Hidrologia, Balanço Hídrico e Operação. 2017. Available: https://metadados.snirh.gov.br/geonetwork/srv/api/records/ccc25b76-f711-41ea-a79e-c8d30c287e53 Accessed on: 28 mar. 2019.
https://metadados.snirh.gov.br/geonetwor...
; 2018Agência Nacional de Águas (ANA). Boletim de Acompanhamento dos Reservatórios do Nordeste do Brasil. 2018. Available: https://www.ana.gov.br/noticias/estudo-reservatorios/. Accessed on: 28 mar. 2019.
https://www.ana.gov.br/noticias/estudo-r...
) and PAA (2017)Programa Água Azul (PAA). Qualidade das águas dos principais corpos d’água interiores norte-rio-grandenses com vistas ao consumo humano e preservação ambiental. 2017. Available: http://programaaguaazul.ct.ufrn.br/relatorios/aguas_superficiais/. Accessed on: 28 mar., 2019.
http://programaaguaazul.ct.ufrn.br/relat...
. It is important to underscore that the nine water quality parameters used in the WQI were observed in September and October 2016 (Table 3).

Table 3
Values of the water quality parameters of reservoirs

As mentioned previously, the NSF WQI was used, classifying water quality as excellent (100-91), good (90-71), medium (70-51), bad (50-26) and very bad (25-0).

The WQI results show that the Pataxós dam has the best water quality (75 points), while the Rodeador dam has the worst (37 points). The quality of Piranhas-Açu basin reservoirs varied between 53 and 75 points, corresponding to medium water quality, and those from the Apodi-Mossoró basin ranged between 37 and 70 points, that is, bad and medium quality.

The WQI results were used to conduct a holistic analysis by applying the MCDM R-TOPSIS method, in which the WQI was only one of the 11 analysis criteria of the situation of the reservoirs. The other 10 criteria are presented in Table 4.

Table 4
Criteria used

The swing weight procedure was used to establish the relative importance of each criterion (Edwards; Barron, 1994EDWARDS, W.; BARRON, F. H. SMARTS and SMARTER: Improved Simple Methods for Multiattribute Utility Measurement. Organizational Behavior and Human Decision Processes, v. 60, n. 3, p. 306-325, 1994. Doi: 10.1006/obhd.1994.1087
https://doi.org/10.1006/obhd.1994.1087...
). In order to more realistically model the decision-making problems, elicitations are based on changing attributes or direct attribution of weight intervals (Danielson; Ekenberg, 2019DANIELSON, M.; EKENBERG, L. An improvement to swing techniques for elicitation in MCDM methods. Knowledge-Based System, v. 168, p. 70-79, 2019. Doi: 10.1016/j.knosys.2019.01.001
https://doi.org/10.1016/j.knosys.2019.01...
). This is because decision-makers can easily attribute weights.

Three specialists from the area were interviewed, two PhDs in natural resources and one researcher in soil and water management. In this procedure, first, a hypothetical situation is defined as the worst possible hypothesis for all the criteria (Mustajoki et al., 2005MUSTAJOKI, J.; HAMALAINEN, R. P.; SALO, A. Decision Support by SMART/SWING: Incorporating Imprecision in the SMART e SWING Methods. Decision Sciences, v. 36, n. 2, p 317-339, 2005. Doi: 10.1111/j.1540-5414.2005.00075.x
https://doi.org/10.1111/j.1540-5414.2005...
; Mustajoki et al., 2006MUSTAJOKI, J.; HAMALAINEN, R. P.; LINDSTEDT, M. R. K. Using Intervals for Global Sensitivity and Worst-Case Analyses in Multiattribute Value Trees. European Journal of Operational Research, v. 174, n. 1, p. 278-292, 2006. Doi: 10.1016/j.ejor.2005.02.070
https://doi.org/10.1016/j.ejor.2005.02.0...
). Thus, a value of 0 was established for all the cases.

The specialists were then consulted about which of the criteria was the most important, given the performance of the reservoir. The best assessed received a score of 100 and the others were defined proportionally according to their opinions. The final weight of each criterion is calculated based on the final weight of each criterion, calculated by dividing its score by the sum of the scores of all the criteria. Each decision-maker makes an assessment and the final weights are an average of the individual evaluations. The final result is presented in Table 5.

Table 5
Criteria weight

To facilitate the result presentation, the 13 reservoirs were assigned a code, as shown in Table 6.

Finally, the input data analyzed for each of the 13 criteria that make up the decision matrix is presented in Table 7.

Table 6
Analyzed Reservoirs
Table 7
Decision matrix

Based on Table 7, the R-TOPSIS was applied. After the decision matrix (step 1) was defined, the domains of all the criteria (step 2) were established, based on the extreme values for all the reservoirs of the semiarid of Rio Grande do Norte state, including reservoirs not considered in this analysis (ANA, 2017; 2018). The domains used are presented in Table 8.

Table 8
Domains

The decision matrix and domains were used to apply R-TOPSIS and normalized using Max. The result is presented in Table 9 in terms of the distances of each alternative from the positive (PIS) and negative ideal situation (NIS), closeness coefficient (CC) and ranking position.

Table 9
Results

The results of Table 9 demonstrated that the Mendubim and Umari dams exhibit the best and worst situations, respectively. Obtaining acceptable values in relation to all the criteria was the main reason the Mendubim dam was classified as the best, while displaying the worst values for three of the criteria analyzed (urban supply, irrigation, and evaporation vector) contributed to the Umari dam’s ranking last.

Analysis of the reservoirs in the drainage basins shows that the top three rankings belong to the Piranhas-Açu basin, while two of the last four positions are from the Apodi-Mossoró basin. This aspect is critical in that only four reservoirs from the latter basin were analyzed here.

These classification results show several differences from those obtained in analysis that considered only the WQI, reinforcing the relevance of having considered more analysis criteria. Table 3 demonstrates that the Pataxós dam has the best water quality, but in the model that included more criteria, it ranked second. Likewise, the Rodeador dam exhibited the poorest water quality, but ranked seventh in the holistic model.

Sensitivity analysis

Sensitivity analysis was carried out to assess the impact caused by a 10% variation (plus or minus) in the weights of the criteria on the stability of the final classification. As any of the weights were increased or decreased, the difference was equally distributed among the rest of the criteria. Tables 10 and 11 present the positive and negative variations, respectively, in the weights and percentage change in the ranking.

Table 10
Sensitivity Analysis (+10%)
Table 11
Sensitivity Analysis (-10%)

The last line of Tables 10 and 11 (denominated %) contains the percentages of cases in which the ranking of the alternatives was the same as the classification initially presented in Table 9. In general, the rankings obtained showed good stability in response to changes in criterion weights. When the weights increased and decreased, stability was on average 84.62 and 91.61%, respectively. The changes were greater when the weights of criteria C1 (urban supply) and C11 (water quality index) increased and that of criterion C7 (rainfall vector) decreased.

Only six alternatives changed ranking with an increase or decrease in weights, as follows:

  • Alternatives A1 and A5 inverted their positions with a weight increase in criteria C1, C2, C9, C10 and C11 and a decrease in C3 and C7;

  • Alternatives A9 and A4 inverted their positions with a weight increase in criteria C1, C4, C5, C6 and C11 and decrease in criteria C2, C7 and C10;

  • Alternatives A2 and A11 inverted their positions with a weight increase in criterion C11 and decrease in criterion C7.

This can be explained by the fact that the alternatives exhibit closeness coefficients very near the original result and are therefore more sensitive to variations. The difference between alternatives A2 and A11 from the original result is only 0.003, while the difference between alternatives A9 and A4, and A1 and A5 is even smaller: 0.0002 and 0.0004, respectively.

Finally, it is important to underscore that the first three positions did not change in any of the scenarios analyzed, reinforcing the good stability of the model.

FINAL CONSIDERATION

The reservoir situation in the two largest drainage basins of Rio Grande do Norte state was assessed using a multicriteria model that considered water quality-related aspects, applying the WQI, as well as those related to the need and availability of water. The proposal to include the WQI as a criterion in a holistic model that assesses reservoirs provides a more complete picture of the situation investigated. Furthermore, the combination proposed produced more information than traditional methods based only on indices such as the WQI.

The results presented also demonstrated that the use of the R-TOPSIS method is more appropriate for adding new reservoirs to the analysis with no risk of undesirable inversions, in addition to allowing possible replications.

As such, the approach is applicable to any reservoir assessment, and is important for decision-makers in terms of water management. It can simplify the selection of reservoirs with more critical supply situations, where appropriate measures must be taken to remedy these scenarios. In order to create better supply conditions, the present study highlights the importance of adequate reservoir management. In some of the reservoirs, such as Beldroega, there is a predominance of non-priority demands, which is especially important for a reservoir that, despite exhibiting only a small water balance deficit, has reached its limit in terms of annual recovery capacity.

In summary, the main findings of the study were (i) presenting an MCDM model that combines aspects of quality, using the WQI, and those related to need and availability in order to obtain a more complete analysis of reservoir situations, with a view to supporting decision-makers in the operation of these facilities and enable the multiple use of waters, and providing contributions for the analysis of reservoirs that are extremely important in supplying the semiarid region, where water is critical.

Finally, the findings of the present study may be useful to institutions and policy makers interested in the adequate water management of reservoirs in the semiarid of Rio Grande do Norte state, and the results of the approach applied may serve as the basis for future research on the situation of other reservoirs in this or other similar regions.

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  • Funding source

    This research was funded by Universidade Federal Rural do Semi-Árido, grant number 23091.014013/2018-48.

Publication Dates

  • Publication in this collection
    15 Apr 2024
  • Date of issue
    2024

History

  • Received
    28 Sept 2023
  • Accepted
    10 Jan 2024
  • Published
    29 Jan 2024
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