1. Senior management support |
66.67% |
6.25% |
1.1. Selection criteria for senior management |
33.33% |
25.00% |
1.2. Policy approval by senior management |
100.00% |
0.00% |
1.3. Statements of support signed by senior management |
75.00% |
0.00% |
1.4. Participation of senior management in integrity training |
58.33% |
0.00% |
2. Integrity risk management |
70.83% |
2.08% |
2.1. Performance of integrity risk management |
83.33% |
0.00% |
2.2. Use of risk management in decision-making processes |
75.00% |
8.33% |
2.3. Control of resource mismanagement |
66.67% |
0.00% |
2.4. Risk protocol implementation reports |
58.33% |
0.00% |
Indicators |
Meets |
Partially meets |
3. Code of conduct and compliance practices |
72.92% |
2.08% |
3.1. Formally established Ethics Committee |
100.00% |
0.00% |
3.2. Internal code of ethics and conduct |
75.00% |
8.33% |
3.3. Plan for applying punishments |
58.33% |
0.00% |
3.4. Actions to disseminate the code of conduct and ethics |
58.33% |
0.00% |
4. Internal controls |
70.83% |
2.08% |
4.1. Structured internal audit |
91.67% |
0.00% |
4.2. Fulfillment of the contract |
100.00% |
0.00% |
4.3. Segregation of duties |
41.66% |
8.33% |
4.4. Review of internal controls |
50.00% |
0.00% |
5. Training and communication |
75.00% |
2.08% |
5.1. Training related to ethics and integrity |
91.67% |
0.00% |
5.2. Participation of the integrity department in training |
83.33% |
0.00% |
5.3. Training for new staff |
41.67% |
0.00% |
5.4. Dissemination of values and standards of conduct |
83.33% |
8.33% |
6. Reporting channels (ombudsmen) |
83.33% |
8.33% |
6.1. Availability of reporting channels |
91.67% |
8.33% |
6.2. Appropriate handling of all complaints |
100.00% |
0.00% |
6.3. Explicit guarantee of identity protection |
58.33% |
25.00% |
6.4. Dissemination of reporting channels |
83.33% |
0.00% |
7. Internal investigations |
37.50% |
4.17% |
7.1. Established inspector general |
83.33% |
8.33% |
7.2. Properly trained inspection agents |
41.67% |
8.33% |
7.3. Participation in integrity events |
16.67% |
0.00% |
7.4. Reports on the execution of internal investigations |
8.33% |
0.00% |
8. Due diligence |
33.33% |
6.25% |
8.1. Anti-corruption contractual clause |
25.00% |
0.00% |
8.2. Third parties are aware of ethical norms and standards |
33.33% |
0.00% |
8.3. Verification of integrity programs at third parties |
25.00% |
25.00% |
8.4. Rules and procedures in public-private interactions |
50.00% |
0.00% |
9. Oversight and audits |
77.08% |
4.17% |
9.1. Formally established integrity department |
83.33% |
8.33% |
9.2. Employees working exclusively on integrity |
75.00% |
8.33% |
9.3. Access to the highest hierarchical level |
75.00% |
0.00% |
9.4. Oversight action reports |
75.00% |
0.00% |
Average |
65.28% |
4.17% |