ABSTRACT
At the end of December 2019, SARS-COV-2 virus was identified as responsible for the COVID-19 pandemic. The rapid spread of transmission exposed structural failures of modern societies and of the health systems in preventing and containing a health threat. Scientific discussion has focused on the search for a vaccine, but less on understanding the social response to the current global threat and fear of outbreaks. In this essay, we reflect, based on the social sciences, on the importance of linking three concepts: vulnerability-perception-risk. This is necessary to develop preventive strategies appropriate to population circumstances, especially with the most vulnerable population, in favor of health equity.
Risk Taking; Health Vulnerability; Communicable Disease Control; COVID-19
RESUMEN
A finales de diciembre 2019 se identificó el virus SARS-COV-2 como responsable de la pandemia de Covid-19. La rápida expansión de la transmisión puso al descubierto fallas estructurales de las sociedades modernas y de los sistemas de salud para prevenir y contener una amenaza sanitaria. La discusión científica se ha concentrado en la búsqueda de una vacuna, pero menos en comprender la respuesta social ante la amenaza globalizada actual y el temor a los rebrotes. En este ensayo reflexionamos, desde las ciencias sociales, sobre la importancia de vincular tres conceptos: vulnerabilidad-percepción-riesgo. Esto es necesario para desarrollar estrategias preventivas adecuadas a las circunstancias poblacionales, especialmente con la población más vulnerable, a favor de la equidad en salud.
Assunción de Riesgos; Vulnerabilidad en Salud, Control de Enfermedades Transmisibles; COVID-19
RESUMO
No final de dezembro de 2019, o vírus SARS-COV-2 foi identificado como responsável pela pandemia de Covid-19. A rápida propagação da transmissão expôs falhas estruturais das sociedades modernas e dos sistemas de saúde na prevenção e contenção de uma ameaça sanitária. A discussão científica tem se concentrado na busca por uma vacina, mas menos na compreensão da resposta social à atual ameaça global e ao medo de novos surtos. Neste ensaio refletimos, a partir das ciências sociais, sobre a importância de associar três conceitos: vulnerabilidade-percepção-risco. Isso é necessário para desenvolver estratégias preventivas adequadas às circunstâncias da população, principalmente junto à população mais vulnerável, em prol da equidade na saúde.
Assunção de Riscos; Vulnerabilidade em Saúde; Controle de Doenças Transmissíveis; COVID-19
INTRODUCTION
At the end of December 2019(11. Alpuche-Aranda CM. Infecciones emergentes, el gran reto de la salud global: Covid-19. Salud Pública México. 2020;62(2):123-4. https://doi.org/10.21149/11284
https://doi.org/10.21149/11284...
) in Wuhan, China, SARS-COV-2 virus was identified as responsible for the COVID-19 pandemic. As the pandemic spread, containment, mitigation, and control strategies were established as the epidemic spread in each country and with various modalities that included from border closures to mandatory confinement. Measures intensity to prevent contagion was established based on the estimates of the potential growth of transmission, obtained from mathematical models rather than from a clear understanding of the determinants of social dynamics and the preventive behavior to mitigate the virus transmission progression. Academic discussion and scientific research have focused on the search for a vaccine or a treatment to manage the medical emergency, without reflecting on the pressing need to communicate the risk to the population and its implications to the response from the health care systems.
However, contemporary authors highlight the impact on different spheres of society and the intensification of the civilizational crisis, which in the pandemic is expressed by increasing inequalities among people, manifest among those who were able to follow the recommendations to avoid contagion (such as stay at home), and those called “essential workers” (public cleaning services, home delivery workers, market workers), but who are paradoxically the most vulnerable(22. Zizek S. Pandemía. La Covid 19 estremece al mundo. Barcelona: Cuadernos Anagrama; 2020.-33. Santos BS. La cruel pedagogía del virus. Buenos Aires: Clacso; 2020.).
The rapid spread of transmission exposed the structural failures of modern societies and of health systems regarding their ability to prevent a health threat and their power to contain it. Social pressure has even questioned the leadership of scientific organizations and international bodies, such as the World Health Organization. In the region of the Americas, infections continue increasing, namely, in decreasing order: United States (23,556,676); Brazil (8,488,099); Colombia (1,908,413); Argentina (1,799,243) Mexico (1,641,428); Peru (1,064,909) according to figures from the World Health Organization updated as of January 20, 2021(44. Organización Mundial de la Salud. Coronavirus Disease (COVID-19) dashboard [Internet]. Geneva: Organización Mundial de la Salud; 2016 [cited 2021 Jan 20]. Available from: https://covid19.who.int/table
https://covid19.who.int/table...
).
Within this context, the present reflection was triggered by the following question: How are we going to organize ourselves to promote the adoption of new cultural standards and social behavior that impact on the risk of contagion?
In this regard, there are at least two interconnected and essential approaches: one is the establishment of preventive measures from the governing level of health care, the other is the adoption of health measures and their individual practice but for the collective benefit. To implement the adoption of individual risk prevention measures, it is necessary to understand the elements involved in the risk perception of virus contagion, differentiated depending on the place people occupy in society.
The objective of this essay is to reflect on the process by which individual and collective responses are generated to the risk of contagion of COVID-19, thus producing basis for the design of possible communication strategies.
The arguments are presented in the context of the last three pandemics and the epidemiological and social responses that they aroused, risk perception seen as a social and cultural phenomenon, and the vulnerability as a determinant of the risk of contagion.
A) THREE PANDEMICS, EPIDEMIOLOGICAL CHARACTERISTICS AND SOCIAL RESPONSES
Charts 1 and 2 present the epidemiological characteristics and the social construction of meaning and response to three recent pandemics.
On the basis of the comparison of the epidemiological and social responses to the HIV/AIDS and H1N1 pandemics, as shown in Chart 1, we can analyze that biological and social discourses intersected each other when faced with the interpretation of a health problem in an era where the world organized itself immunologically, marking limits, crossings, thresholds (economic and social), and erecting walls against migration or trade, which allowed rejecting or expelling the unwanted, the foreigner, or the hazardous(88. Han B-C. La sociedad del cansancio, 2nd ee. Barcelona: Editorial Herder; 2017.).
If, in the past, societies considered themselves impermeable and protected, currently they are vulnerable, fragile, and with no control measures at their disposal to understand, predict, let alone domesticate the dangers or threats generated in other places but that move, are exported, travel, and invade with no great geographic, populational, social, or cultural resistance. In a globalized world, it is impossible to ensure safety of one or many countries, much less regardless of what happens in the rest of the world(1111. Bauman Z. Tiempos líquidos, vivir en una época de incertidumbre. Barcelona: Tusquets Editores; 2007.). Reopening generates risks, fears, and turns the options of progress into unforeseen risks. As can be seen in Chart 2, the different discourses built from stigmatization, due to the lack of adequate information in the initial stages, generated opinions among the population that were not favorable for the implementation of risk prevention strategies, which shall be a lesson for future pandemics.
B) RISK PERCEPTION SEEN AS A SOCIAL AND CULTURAL PHENOMENON
Based on Phenomenology, by Merleau-Ponty, perception is a process by which the body biology allows the apprehension of the external world through the senses and the acquisition of language, which allows human interaction(1212. Ricoeur P. El discurso de la acción. Madrid: Cátedra; 1981.) to communicate subjectivity(1313. Csordas T. Embodiment as a paradigm for anthropology. Ethos [Internet]. 1990 [cited 2020 May 10];18(1):5-47. Available from: https://www.jstor.org/stable/640395
https://www.jstor.org/stable/640395...
). It is thought that people create and recreate it on a daily basis through their practices and according to their individual motivations and intentions(1414. Husserl E. Meditaciones cartesianas. Madrid: Ediciones Paulinas; 1979.).
Danger-risk: To refer to danger/risk, we have chosen some sociologists who address the subject, seen in Chart 3, who agree on defining “modernity” as the current stage of the development of societies: characterized by individualization and the loss of collective meaning. Zygmunt Baumann and Ulrich Beck suggested that societies advanced towards greater provision of “life options”, but - paradoxically - greater individualization is characterized by more “uncertainty”, and is the distinctive feature of modern society(1515. Bauman Z. Collateral damage: social Inequalities in a global age. Cambridge Polity; 2011.-1616. Beck U. La sociedad del riesgo: hacia una nueva modernidad. Barcelona: Paidós; 1998).
On the basis of this sociological perspective, Luhmann addresses danger as societies managed to contain the environmental vicissitudes (natural disasters) and epidemic diseases (plague, smallpox). The “risk”, on the other hand, is a notion - constructed by the development of science and technology - that makes us feel or think that these events can be controlled, and they stop representing a danger because it is possible to influence them to avoid damage. In this regard, danger establishes itself, it is not chosen(1515. Bauman Z. Collateral damage: social Inequalities in a global age. Cambridge Polity; 2011.), and therefore it generates fear(1616. Beck U. La sociedad del riesgo: hacia una nueva modernidad. Barcelona: Paidós; 1998) as a natural reaction expressed emotionally, related to cognition and to the sociocultural context(1717. Le Breton D. La sociologie du risque. sais-je? 2nd ed. Paris: Presses Universitaires de France; 2017.). In the current societies, risk according to Le Breton, beyond the possible damage generated by living with it on a daily basis, unpredictably involves decision-making based on information; it is linked to a personal initiative of rationality that implies relying on “evidence”, therefore it should not be classified as an “irrational” response or linked to people’s reckless behaviors, since all responses have their own logic and meanings.
The individual response to what we perceive as a danger or risk takes place through our social learning, about what is defined socioculturally as such. In this respect, “risk perception” is a cognitive category of a biological type, but the process by which one names it and acts on what is perceived has a social origin and is built on the basis of standards, values, emotions; learned in the context where one is born, grows up, and dies.
Individual reactions in response to the threat of contagion depend to a great extent on the capitals (economic, social, cultural) (Figure 1); Pierre Bourdieu used the category habitus (dispositions, schemes for acting, thinking, feeling) to explain that the position of people in social space was defined by the type and volume of these capitals(1818. Bourdieu P. [A social critique of the judgement of taste]. Paris: Les Editions de Minuit; 1979. French.). Thus, the availability of information, the level of knowledge that one has about the pandemic and how much meaning the information available brings us about its possible immediate repercussions influence the individual response on whether to adopt the health measures.
Risk perception and the mechanics of the individual and collective response to COVID-19 according to the degree of vulnerability.
In addition to what has been said, Mary Douglas proposes that risk is constructed through a process of perception, interpretation, understanding, and action based on individual experience from which people elaborate their system of practices regarding how to take care of themselves and their family(1919. Douglas M. La aceptabilidad del riesgo según las ciencias sociales. Barcelona: Paidós Studio; 1996.). The more familiar and “domesticated” the environment becomes, the belief in a ‘subjective immunity” is established; that is, as people become more familiar with the context, the possibility of the threat is minimized. This takes place as a survival strategy for people, to continue carrying out their daily activities and continue living within “normality”; otherwise, we could not accept the uncertainty of what we perceive as a threat in everyday life, as the consequence would be paralysis of every activity(1919. Douglas M. La aceptabilidad del riesgo según las ciencias sociales. Barcelona: Paidós Studio; 1996.
20. Giddens A. Modernity and self-identity: self and society in the late modern age. Stanford: Stanford University Press; 1991.-2121. Jaspars J, Hewstone M. Teoría de la atribución. Barcelona: Paidós; 1986. (Psicología social, 2).) which, in the case of the COVID-19 pandemic, is not a possibility for everyone.
According to the authors referred to in Chart 3, we can summarize the following: 1) all groups develop preventive practices (not necessarily aligned with sanitary recommendations) in the event of an identified danger; 2) risk perception is based on a sensory register and at the same time denotes culture(2323. Rodaway P. Sensuous geographies: body, sense and place. New York: Routledge; 1994.), which implies a process based on perception, interpretation, understanding, and actions involving elements of different scales, from the most micro with processes of interpretation varying according to capitals to the macro with the political and media contexts.
C) VULNERABILITY AS A DETERMINANT OF CONTAGION RISK
“Vulnerability”, understood here as the layers of risks that accumulate, represents a real risk based on the differential access that one has to resources to protect health, but it is also a sociocultural condition that builds meaning, from where to look at the world, perceive the risk of contagion, and act accordingly; it is not only a condition limiting people’s autonomy and decision-making, the participation of the State and its leading role in the organization of the health system shall also be included in the analysis. In this regard “risk”(2424. Bertolozzi MR, Nichiata LYI, Takahashi RF, Ciosak SI, Hino P, Val LF, et al. The vulnerability and the compliance in Collective Health. Rev Esc Enferm USP. 2009;43(spe 2):1320-4. https://doi.org/10.1590/S0080-62342009000600031
https://doi.org/10.1590/S0080-6234200900...
) indicates the probabilities of contagion due to exposure, from an epidemiological perspective; on the other hand, “vulnerability” is a concept that implies susceptibility to illness but as a consequence of sociocultural frameworks that allow it, and the limitation of resources to face it; based on this perspective, vulnerability implies social inequity.
Other authors identify the incorporation of the concept of “vulnerability”(2525. Sampaio-Florêncio R. Mapeamento dos estudos sobre vulnerabilidade em saúde: uma revisão de escopo. Res Soc Develop. 2020;9(10). https://doi.org/10.33448/rsd-v9i10.8393
https://doi.org/10.33448/rsd-v9i10.8393...
) into the field of public health based on the HIV-AIDS epidemic in the 1990s, due to the need to design comprehensive interventions that included social movements in defense of human rights(2626. Malagón-Oviedo RA, Czeresnia D. [The concept of vulnerability and its biosocial nature]. Interface (Botucatu). 2015;19(53):237-49. Portuguese. https://doi.org/10.1590/1807-57622014.0436
https://doi.org/10.1590/1807-57622014.04...
). Subsequently, systematic reviews locate the use of the concept for the analysis of chronic non-communicable diseases; in both cases, the concept was used seeking a more comprehensive perspective of the patients’ reality. This way, COVID-19 pandemic evidenced the inequalities and inequities in health care present in different countries, as well as the importance of recognizing the differentiated effects according to sex, economic, social and ethnic conditions. It began to spread throughout the world through people with more economic resources, who can travel, have a vacation, or go on business to other countries; however, it affected each country in different ways, depending on the opportunity and intensity of the measures of mitigation and containment established. In the poorest countries, with greater difficulties in the organization and infrastructure of health services, there were greater problems when facing the pandemic. In contrast, in the high-income United States, the highest mortality was among those of ethnic origin such as the Navajo nation, Afro-descendants, and Latinos(2727. Laurencin CT, McClinton A. The COVID-19 pandemic: a call to action to identify and address racial and ethnic disparities. J Racial Ethn Health Disparities. 2020;7(3):398-402. https://doi.org/10.1007/s40615-020-00756-0
https://doi.org/10.1007/s40615-020-00756...
).
Regarding preventive measures against the risk of contagion of COVID-19, not all people have been able to follow the health recommendations. In Latin American countries, as in the rest of the world, social vulnerability, marginalization due to ethnicity, and poverty environments were also evidenced. Another vital situation that generates risk of contagion is the work environment. In this group there are wage earners with social security but also street traders. On the other hand, we have the indigenous population and, among them, various levels of vulnerability. There are those who live in more urbanized towns, but also those who live in the mountains, in the jungle, in rural areas.
In this respect, the differentiated impact of COVID-19, based on having more or fewer resources to deal with it, also allows to problematize the link between how risk is perceived and social vulnerability, that is, How is perception of the risk of COVID-19 constructed when on a situation of vulnerability and vice versa? What actions can people in conditions of greater vulnerability take to protect themselves from the risks of becoming ill? What are the limits of these actions, despite the will to do them, when going through economic subsistence needs?
Thus, from a social justice perspective, vulnerability “is the degree to which the distinct social classes are differentially at risk”(2828. Susman P, O’Keefe P, Wisner B. Global disasters: a radical interpretation. In: Hewitt K, editor. Interpretations of calamity from the viewpoint of human ecology. London: Routledge; 1983. p. 263-280..). It is the result of interactive and dialectical processes between people and their social context, marked by limitations in access to different areas of social protection such as health and education, which builds particular ways of seeing and acting in the world.
In the field of bioethics, the ‘vulnerability’ of certain population groups makes them more susceptible to any form of damage(2929. Rogers W, MacKenzie C, Dodds S. Why bioethics needs a concept of vulnerability. Int J Fem Approaches Bioeth. 2012;5(2 Fall):11-38. https://doi.org/10.2979/intjfemappbio.5.2.11
https://doi.org/10.2979/intjfemappbio.5....
), being able to accumulate different types of vulnerabilities(3030. Luna F. Elucidating the concept of vulnerability: layers not labels. Int J Fem Approaches Bioeth [Intenet]. 2009 [cited 2020 May 10];2(1):121-39. Available from: https://www.jstor.org/stable/40339200
https://www.jstor.org/stable/40339200...
). This way of visualizing risks, based on these layers of vulnerability, allows us to have a panoramic perspective to act with preventive measures. As a summary, and based on everything presented throughout the essay, we present the perception of risk and the mechanics of the individual and collective response to COVID-19 according to the degree of vulnerability in Figure 1, in which we want to emphasize the importance of reflecting on the implications that the search for short-term/technical solutions may have on the health systems organization, specifically (public/political scenario) and regarding the expected response from society (social scenario); especially when solutions will take many more months to become a reality for everyone (private/individual scenario). They are interconnected and essential areas to address: the establishment of preventive measures from the governing level of health administration (collective context, institutional settings), that related to the individual adoption of these measures (new behaviors) and the importance of practicing them for the collective benefit.
Given the heterogeneity of vulnerabilities, a challenge for the health system is to organize the health response in the preventive field tailored to the different “vulnerable” groups; but understanding that although “perceiving a risk” is a cognitive category of a biological type, the process through which that “risk” is designated and acted upon as perceived has a social origin, built from standards, values, emotions, learned in the context where one is born, grows up, and dies.
Starting from a comprehensive perspective of the situation of social vulnerability in which the different population groups are found, it is necessary to know how they construct the perception of risk, as an essential notion to develop effective communication strategies to promote the adoption of measures that prevent the contagion. A critical strategy shall involve several dimensions of social life: the individual-community sphere; the organization of the health system, both within (infrastructure, human resources) and outside (risk communication, education, and health promotion).
With the COVID-19 pandemic, risk communication shall be extended to the re-organization of spaces in all collective areas (hospital, “essential and non-essential” work, religious, sports, among other areas), to keep the social distancing measures and reduce exposure to contagion (Figure 1). In these prevention tasks, the role of nursing is essential.
CONCLUSION
This essay aimed at discussing that risk perception and exposure to it are differentiated according to the conditions of vulnerability experienced; in addition, health actions/behaviors that people perform individually are in line with the sense and meaning that the disease has for them. It is evident that to face the pandemic a conscious exercise of social relearning is required in different areas. As shown in this essay, based on the comparison of the three pandemics, it can be said that risk perceptions of contagion change as the knowledge about the disease advances. However, to follow the promotion of prevention measures, it is important to understand the sociocultural dimension of risk perception and its close link with the different vulnerabilities. In addition, to adopt the recent proposals on the need for public health to identify how intersubjectivity influences the behavior of peers. This is necessary to carry out a preventive approach that is more focused on the actions that are generated from personal needs and not based on homogeneous health responses, as evidenced by the HIV-AIDS epidemic(3131. Ayres JRCM. [Educational practices and the prevention of HIV/Aids: lessons learned and current challenges. Comunic Saúde Educ. 2002;6(11):11-24. Portuguese. https://doi.org/10.1590/S1414-32832002000200002
https://doi.org/10.1590/S1414-3283200200...
). Additionally, to begin to identify the lessons learned from the COVID-19 pandemic and those that are likely to come, it is important to reflect on the urgent need to strengthen health systems aiming at health equity. We hope that this document contributes to the regional discussion that has taken place in the field of public health and community health.
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» https://doi.org/10.1590/S0080-62342009000600031 -
25Sampaio-Florêncio R. Mapeamento dos estudos sobre vulnerabilidade em saúde: uma revisão de escopo. Res Soc Develop. 2020;9(10). https://doi.org/10.33448/rsd-v9i10.8393
» https://doi.org/10.33448/rsd-v9i10.8393 -
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» https://doi.org/10.1590/1807-57622014.0436 -
27Laurencin CT, McClinton A. The COVID-19 pandemic: a call to action to identify and address racial and ethnic disparities. J Racial Ethn Health Disparities. 2020;7(3):398-402. https://doi.org/10.1007/s40615-020-00756-0
» https://doi.org/10.1007/s40615-020-00756-0 -
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29Rogers W, MacKenzie C, Dodds S. Why bioethics needs a concept of vulnerability. Int J Fem Approaches Bioeth. 2012;5(2 Fall):11-38. https://doi.org/10.2979/intjfemappbio.5.2.11
» https://doi.org/10.2979/intjfemappbio.5.2.11 -
30Luna F. Elucidating the concept of vulnerability: layers not labels. Int J Fem Approaches Bioeth [Intenet]. 2009 [cited 2020 May 10];2(1):121-39. Available from: https://www.jstor.org/stable/40339200
» https://www.jstor.org/stable/40339200 -
31Ayres JRCM. [Educational practices and the prevention of HIV/Aids: lessons learned and current challenges. Comunic Saúde Educ. 2002;6(11):11-24. Portuguese. https://doi.org/10.1590/S1414-32832002000200002
» https://doi.org/10.1590/S1414-32832002000200002
Publication Dates
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Publication in this collection
26 July 2021 -
Date of issue
2021
History
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Received
09 Oct 2020 -
Accepted
15 Feb 2021