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Prevalence and associated factors of diabetic retinopathy in Latin American countries: a scoping review

Prevalência e fatores associados à retinopatia diabética em países da América Latina: uma revisão de escopo

ABSTRACT

Objective

To gather the available evidence in the literature on the prevalence and associated factors of diabetic retinopathy (DR) in Latin America.

Methods

This scoping review was developed according to the PRISMA-ScR. Prevalence data were summarized by weighted mean, considering the type of DM and country. For the analysis of associated factors, meta-analyses were performed with the most homogeneous studies, and the ORs and their 95%CIs were calculated.

Results

Forty-two articles published between 2004 and 2020 were included in this study. The mean prevalence of DR ranged from 15.0% in Costa Rica to 32.7% in Brazil.

Conclusion

This variation may be related to the diagnostic method, age of the studied population, duration of disease, glycemic control, or other associated factors such as the presence of diabetic nephropathy or hypertension. This review discloses an important burden of DR in Latin America and highlights the need for further in-country studies.

Diabetic retinopathy; Diabetes mellitus; Diabetic angiopathies; Risk factors; Epidemiology; Latin America

RESUMO

Objetivo

O objetivo desta revisão foi reunir as evidências disponíveis na literatura sobre a prevalência e os fatores associados à retinopatia diabética na América Latina.

Métodos

Esta é uma revisão de escopo desenvolvida de acordo com o PRISMA-ScR. Os dados de prevalência foram resumidos por média ponderada, considerando o tipo de diabetes mellitus e o país. Para a análise dos fatores associados, foram realizadas metanálises com os estudos mais homogêneos e calculados as razões de chance e seus intervalos de confiança de 95%.

Resultados

Foram publicados 42 artigos entre 2004 e 2020, os quais foram incluídos neste estudo. A prevalência média de retinopatia diabética variou de 15,0%, na Costa Rica, a 32,7%, no Brasil.

Conclusão

Essa variação pode estar relacionada ao método de diagnóstico, à idade da população estudada, à duração da doença, ao controle glicêmico ou a outros fatores associados, como a presença de nefropatia diabética ou hipertensão. Esta revisão revelou um ônus importante da retinopatia diabética na América Latina e destaca a necessidade de mais estudos nos países.

Retinopatia diabética; Diabetes Mellitus, Angiopatia diabética; Fatores de risco; Epidemiologia; América Latina

INTRODUCTION

The prevalence of diabetes mellitus (DM) has been increasing worldwide, raising the risk of its complications. Chronic hyperglycemia may result in lesions to several organs, compromising the quality of life, high health costs, and increased mortality. Among the various modifications diabetes can cause to the ocular tissues, the best known and with the greatest potential for vision impairment is diabetic retinopathy (DR), the leading cause of blindness in economically active people. Retinopathy results from complex inflammatory and immunological phenomena that lead to injury to the small vessels of the retina.(11. Cavan D, Makaroff L, da Rocha Fernandes J, Sylvanowicz M, Ackland P, Conlon J, et al. The Diabetic Retinopathy Barometer Study: Global perspectives on access to and experiences of diabetic retinopathy screening and treatment. Diabetes Res Clin Pract. 2017;129:16-24.,22. Cho NH, Shaw JE, Karuranga S, Huang Y, da Rocha Fernandes JD, Ohlrogge AW, et al. IDF Diabetes Atlas: Global estimates of diabetes prevalence for 2017 and projections for 2045. Diabetes Res Clin Pract. 2018;138:271-281.)

The prevalence of DR varies among studies and regions of the world. According to the International Agency for the Prevention of Blindness (IAPB) Vision Atlas, 103 million people worldwide (22.3% of those living with DM) have some degree of DR.(33. International Agency for The Prevention of Blindness (IAPB). IAPB Vision Atlas. 2020. [cited 2023 Nov 8]. Available from: http://atlas.iapb.org/about-vision-atlas/
http://atlas.iapb.org/about-vision-atlas...
) The Wisconsin Epidemiologic Study of Diabetic Retinopathy (WESDR) found a 17% prevalence of DR after 5 years and 98% after 15 years of DM diagnosis in people who were diagnosed under 30 years old and 29% and 78%, respectively, in those diagnosed over 30 years old.(44. Klein BE. Overview of epidemiologic studies of diabetic retinopathy. Ophthalmic Epidemiol. 2007 Jul-Aug;14(4):179-83.)

Early detection and treatment can prevent the progression of retinopathy and visual disability. Treatment varies according to the severity of retinopathy and may prevent severe visual loss in up to 90% of the cases.(22. Cho NH, Shaw JE, Karuranga S, Huang Y, da Rocha Fernandes JD, Ohlrogge AW, et al. IDF Diabetes Atlas: Global estimates of diabetes prevalence for 2017 and projections for 2045. Diabetes Res Clin Pract. 2018;138:271-281.,55. Ting DS, Cheung GC, Wong TY. Diabetic retinopathy: global prevalence, major risk factors, screening practices and public health challenges: a review. Clin Exp Ophthalmol. 2016 May;44(4):260-77.)

Despite the increasing prevalence of DM all over the world, the rates of visual impairment caused by DR can be reduced through early detection and adequate glycemic control. Even if there are currently effective screening mechanisms and treatment options for DR, these services are not evenly distributed across populations, and population data recording may be scarcer in developing countries. Thus, this scoping review aims to gather the available evidence in the literature about DR prevalence and associated factors in Latin American countries.

METHODS

This scoping review protocol was developed according to the Preferred Reporting Items for Systematic reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR)(66. Tricco AC, Lillie E, Zarin W, O'Brien KK, Colquhoun H, Levac D, et al. PRISMA Extension for Scoping Reviews (PRISMA-ScR): Checklist and Explanation. Ann Intern Med. 2018 Oct 2;169(7):467-473.) and has been registered at Open Science Framework (https://osf.io/7rdyj/).

Observational studies published in Latin American countries between the years 2000 to 2021, in Portuguese, English, or Spanish languages, whose participants were adults diagnosed with type 1 or II DM, and that evaluated prevalence and/or risk factors for DR were included. The exclusion criteria were studies that addressed non-modifiable risk factors (genetic/biochemical) of DR, those whose participants were only patients already diagnosed with DR, clinical studies, animal studies, and review articles.

Searches were performed in MEDLINE®/PubMed®, Brazilian Virtual Health Library (VHL), and Embase databases in January 2021 through a comprehensive title and abstract search conducted by independent researchers.

The search descriptors were used according to standards defined by each information source – Medical Subject Headings (MeSH), from MEDLINE®; Health Sciences Descriptors (DeCS, from the website in Brazilian Portuguese Descritores em Ciências da Saúde) from VHL; Emtree, from Embase. These terms were combined using the Boolean operators “and” and “or”. The operator “not” was not used. (Table 1)

Table 1
Search strategy by literature base

After excluding duplicate papers, the remaining titles and abstracts were independently peer-reviewed by four reviewers to identify articles potentially eligible for a full reading. The qualitative synthesis included those studies that met all inclusion criteria. The Kappa concordance index was calculated at the end of the selection. In cases of disagreement, a consensus was reached through discussion among reviewers.

Two reviewers independently extracted data from included studies using a predefined form, containing: first author, year of publication, study design (cohort or cross-sectional), country studied, sample size, mean age, race, sex (male or female), DM classification (DM 1 or DM 2), the observed prevalence in percentage and confidence interval (95%CI), definition of a significant risk factor with odds ratio (OR)/relative risk (RR), 95%CI and p-value.

The prevalence rates extracted from included articles were synthesized using the weighted mean, considering the type of DM and country of study. For this analysis, outliers were excluded due to high heterogeneity among studies.

Forest plots were used to assess pooled estimates and corresponding 95% confidence intervals with inverse-variance weights obtained from a visually random-effects model. The Cochran Q test (significance level of p <0.10) and the I2 statistic were calculated to assess heterogeneity.

Furthermore, meta-analyses to assess risk factors for DR were also conducted. For these analyses, ORs and their respective 95%CIs were calculated following the random-effects model due to heterogeneity among studies (p <0.10; I2> 50%).

For all meta-analyses, subgroup analyses by type of study (cross-sectional and cohort) and type of DM were performed to create more homogeneous groups. A meta-regression analysis was conducted to explore potential sources of heterogeneity for DM 2 (Table 2), including the sample size, year of study (before 2010; 2010 ahead), country (Brazil; Chile; Colombia; Costa Rica; Mexico; Peru), and study design (cohort; cross-sectional). In all analyses, a p-value <0.05 was considered statistically significant. Stata software, version 15.0 (Stata Corporation, College Station, USA) was used for data analysis.

Table 2
Meta-regression analysis to potential sources of heterogeneity for diabetes mellitus 2

RESULTS

A total of 725 articles were found in the three databases, and 137 were excluded for being duplicates. Of these, 78 were evaluated as eligible and submitted to a full reading, and 17 were not found. In cases of divergence, the decision about including or not the articles were based on consensus among researchers, resulting in 42 articles being included in the review. The Kappa concordance index was 0.891 (95%CI 0.827-0.954). All papers provided information about the prevalence of RD and nine also explored risk factors for RD. The study selection process was summarized, according to PRISMA guidelines in Figure 1.

Figure 1
Flowchart of article selection

VHL: Virtual Health Library.


Inclusion criteria: (1) Type: observational studies; (2) Period: 2000 to 2021; (3) Language: Portuguese, English, and Spanish; (4) Region: Latin American countries; (5) Participants: Adults diagnosed with DM type 1 or 2; (6) Outcome: to assess the prevalence and/or risk factors for DR. Exclusion criteria: (7) Address only non-modifiable (genetic/biochemical) risk factors for DR; (8) Studies that included only participants with a previous diagnosis of DR.

Forty-two articles published between 2004 and 2020 were included in this study (Table 3), 23 from Brazil, 8 from Mexico, 4 from Chile, 2 from Peru, and 1 from Colombia, Costa Rica, Ecuador, Puerto Rico, and Venezuela. Among the studies included, 76.2% were cross-sectional and 23.8% were cohort studies. As for the division by type of DM, 16 studies included only patients with type 2 DM, and 8 included only patients with type 1 DM. Two studies addressed both populations, so one was included in the analysis for both types of DM and the other only for type 2 DM - the proportion of DMI participants was less than 1.0% (Table 4). Three articles were excluded from the analysis due to the high heterogeneity of results. The remaining studies (n = 13) worked with both types of DM and did not present their results separately.

Table 3
Selected articles (77. Abuauad S, Guzmán P, Urzúa C. Prevalencia de retinopatía diabética y edema macular en población diabética del CESFAM Cordillera Andina de Los Andes. Rev Chil Salud Pública. 2014;18(1):81-6.

8. Adrianzén RE, Rioja M, Manrique A. Frecuencia y severidad de retinopatía diabética en pacientes con diabetes mellitus tipo 2 en el Instituto Regional de Oftalmología. Rev Peru Med Exp Salud Publica. 2019;36(2):260-4.

9. Almeida FK, Gross JL, Rodrigues TC. Complicações microvasculares e disfunção autonômica cardíaca em pacientes com diabete melito tipo 1. Arq Bras Cardiol. 2011;96(6):484-9.

10. Barría F von-B, Harnisch KT, Montes NP, Pio GR, Barría FM. Análisis de los pacientes con diabetes controlados a nivel primaria en el Servicio de Salud Concepción. Rev Chil Endocrinol y Diabetes. 2014;7(2):45-51.

11. Cardoso CRL, Leite NC, Moram CBM, Salles GF. Long-term visit-to-visit glycemic variability as predictor of micro- and macrovascular complications in patients with type 2 diabetes: The Rio de Janeiro Type 2 Diabetes Cohort Study. Cardiovasc Diabetol. 2018;17(1):1-16.

12. Cardoso CRL, Leite NC, Dib E, Salles GF. Predictors of Development and Progression of Retinopathy in Patients with Type 2 Diabetes: Importance of Blood Pressure Parameters. Sci Rep. 2017;7(1):1-10.

13. Cardoso CRL, Leite NC, Salles GF. Prognostic importance of visit-to-visit blood pressure variability for micro- and macrovascular outcomes in patients with type 2 diabetes: The Rio de Janeiro Type 2 Diabetes Cohort Study. Cardiovasc Diabetol. 2020;19(1):1-13.

14. Cardoso CRL, Salles GC, Leite NC, Salles GF. Prognostic impact of carotid intima-media thickness and carotid plaques on the development of micro- and macrovascular complications in individuals with type 2 diabetes: the Rio de Janeiro type 2 diabetes cohort study. Cardiovasc Diabetol. 2019;18(1):1-13.

15. Cardoso CRL, Salles GF. Predictors of development and progression of microvascular complications in a cohort of Brazilian type 2 diabetic patients. J Diabetes Complications. 2008;22(3):164-70.

16. Cervantes-Castañeda RA, Menchaca-Díaz R, Alfaro-Trujillo B, Guerrero-Gutiérrez M, Chayet-Berdowsky AS, Rufino *, et al. Deficient Prevention and Late Treatment of Diabetic Retinopathy in Mexico 511 Deficient Prevention and Late Treatment of Diabetic Retinopathy in Mexico. Gac Med Mex. 2014;150:511-9.

17. Chacon D de A, Chaves AD da SM, Duarte RA, Garcia CA de A, Medeiros A da C. Achados da fundoscopia e alterações do pé diabético em pacientes do Hospital Universitário Onofre Lopes/UFRN. Acta Cirúrgica Bras. 2005;20(SUPPL. 1):3-7.

18. Drummond KRG, Malerbi FK, Morales PH, Mattos TCL, Pinheiro AA, Mallmann F, et al. Regional differences in the prevalence of diabetic retinopathy: a multi-center study in Brazil. Diabetol Metab Syndr 2018 101. 2018;10(1):1-11.

19. Escarião PHG, Arantes TEF de, Figueiroa Filho NC, Urtiga R de D, Florêncio TLT, Arcoverde AL de AL. Epidemiologia e diferenças regionais da retinopatia diabética em Pernambuco, Brasil. Arq Bras Oftalmol. 2008;71(2):172-5.

20. Espinoza AG, Gutiérrez AG. Día mundial de la visión: campaña contra la ceguera por retinopatía diabética. Octubre de 2004, Guayaquil - Ecuador. Medicina (B Aires). 2007;12(4):275-80.

21. Esteves JF, Kramer CK, Azevedo MJ de, Stolz AP, Roggia MF, Larangeira A, et al. Prevalence of diabetic retinopathy in patients with type 1 diabetes mellitus. Rev Assoc Med Bras. 2009;55(3):268-73.

22. García-Alcolea EE. Comportamiento clínico de la retinopatía diabética, en Parroquia Maiquetía, Vargas, Venezuela 2007. Rev Mex Oftalmol. 2009;83(2):87-90.

23. Gerchman F, Zanatta CM, Burttet LM, Picon PX, Lisboa HRK, Silveiro SP, et al. Vascular complications of black patients with type 2 diabetes mellitus in Southern Brazil. Brazilian J Med Biol Res. 2008;41(8):668-73.

24. Gomes MB, Santos DC, Pizarro MH, Melo LGN, Barros BSV, Montenegro R, et al. Relationship between health care insurance status, social determinants and prevalence of diabetes-related microvascular complications in patients with type 1 diabetes: a nationwide survey in Brazil. Acta Diabetol. 2019;56(6):697-705.

25. Jimenez-Baez MV, Marquez-Gonzalez H, Barcenas-Contreras R, Montoya CM, Espinosa-Garcia LF. Early diagnosis of diabetic retinopathy in primary care. Colomb Med. 2015;46(1):14.

26. Jost BS, Hilgemberg É, Rodrigues EB, Daniotti AF, Bonamigo EL. Prevalência de retinopatia diabética na população portadora de diabetes mellitus tipo 2 do município de Luzerna - SC. Arq bras oftalmol. 2010;259-65.

27. Lima Gómez V, Ríos González LC. Opacidad de cristalino en diabéticos. Prevalencia y asociación con deficiencia visual y retinopatía. Cir Ciruj. 2004;72(3):171-5.

28. Lopez-Ramos A, Gomez-Bastar PA, Lansingh VC, Rodriguez-Gomez JA, Vargas-Fragoso V, Soria-Arellano FA, et al. Rapid assessment of avoidable blindness: Prevalence of blindness, visual impairment and diabetes in nuevo leon, Mexico 2014. Ophthalmic Epidemiol. 2018;25(5-6):412-8.

29. Lopez-Star EM, Allison-Eckert K, Limburg H, Brea-Rodriguez I, Lansingh VC. Rapid assessment of avoidable blindness including diabetic retinopathy in Queretaro, Mexico. Rev Mex Oftalmol. 2018;92(2).

30. Martinez J, Hernandez-Bogantes E, Wu L. Diabetic retinopathy screening using single-field digital fundus photography at a district level in Costa Rica: a pilot study. Int Ophthalmol. 2011;31(2):83-8.

31. Melo LGN, Morales PH, Drummond KRG, Santos DC, Pizarro MH, Barros BSV, et al. Current epidemiology of diabetic retinopathy in patients with type 1 diabetes: a national multicenter study in Brazil. BMC Public Health. 2018;18(1):1-9.

32. Mendoza-Herrera K, Quezada AD, Pedroza-Tobías A, Hernández-Alcaraz C, Fromow-Guerra J, Barquera S. A Diabetic Retinopathy Screening Tool for Low-Income Adults in Mexico. Prev Chronic Dis. 2017;14:E95-E95

33. Pedrosa DR, Lemos EO, Gonçalves DC de A, Raniéri PSG, Pires CAA, Paiva VR de. Prevalência de retinopatia diabética em pacientes atendidos pela Estratégia Saúde da Família no município de Ananindeua - PA. Rev Bras Med Família e Comunidade. 2013;8(26):58-63.

34. Perasse AV, Abad SB, Faciolince S, Hernández N, Maya C, Parra L, et al. El control de la diabetes mellitus y sus complicaciones en Medellín, Colombia, 2001-2003. Rev Panam Salud Publica. 2006;20(6).

35. Polack S, Yorston D, López-Ramos A, Lepe-Orta S, Baia RM, Alves L, et al. Rapid assessment of avoidable blindness and diabetic retinopathy in Chiapas, Mexico. Ophthalmology. 2012;119(5):1033-40.

36. Rodrigues TC, Canani LH, Viatroski RS, Hoffmann LH, Esteves JF, Gross JL. Masked hypertension, nocturnal blood pressure and retinopathy in normotensive patients with type 1 diabetes. Diabetes Res Clin Pract. 2010;87(2):240-5.

37. Rodrigues TC, Pecis M, Canani LH, Schreiner L, Kramer CK, Biavatti K, et al. Caracterização de pacientes com diabetes mellitus tipo 1 do sul do Brasil: complicações crônicas e fatores associados. Rev Assoc Med Bras. 2010;56(1):67-73.

38. Rodriguez ME, Aviles BL, Barrera OM, Fernandez HH. Prevalence of diabetic retinopathy in districts of the Servicio de Salud Metropolitano Occidente (SSMOC). Arch. chil. oftalmol; 66(1): 35-39, 2011.

39. Rodriguez NM, Aguilar S. Prevalence of diabetic retinopathy in a clinic population from Puerto Rico. Optom Vis Sci. 2016;93(7):750-3.

40. Rosa LCGF da, Zajdenverg L, Souto DL, Dantas JR, Pinto MVR, Salles GF da CM de, et al. HbA1c variability and long-term glycemic control are linked to diabetic retinopathy and glomerular filtration rate in patients with type 1 diabetes and multiethnic background. J Diabetes Complications. 2019;33(9):610-5.

41. Sabag-Ruiz E, Álvarez-Félix A, Celiz-Zepeda S, Gómez-Alcalá A V. Complicaciones crónicas en la diabetes mellitus. Prevalencia en una unidad de medicina familiar. Rev Med Inst Mex Seguro Soc. 2006;44(5):415-21.

42. Sampaio E, Almeida HGG, Delfino VDA. Nefropatia e retinopatia em diabéticos do tipo 1 de um programa de atendimento multiprofissional universitário. Arq Bras Endocrinol Metabol. 2007;51(3):410-8

43. Santos KG, Tschiedel B, Schneider JR, Souto KEP, Roisenberg I. Prevalence of retinopathy in Caucasian type 2 diabetic patients from the South of Brazil and relationship with clinical and metabolic factors. Brazilian J Med Biol Res. 2005;38(2):221-5.

44. Schellini SA, Carvalho GM de, Rendeiro FS, Padovani CR, Hirai FE. Prevalence of Diabetes and Diabetic Retinopathy in a Brazilian Population. Ophthalmic Epidemiol. 2014;21(1):33-8.

45. Souza EV de, Souza NV de, Rodrigues M de LV. Retinopatia diabética em pacientes de um programa de atendimento multidisciplinar do Hospital das Clínicas de Ribeirão Preto - USP. Arq Bras Oftalmol. 2004;67(3):433-6.

46. Tres GS, Lisbôa HRK, Syllos R, Canani LH, Gross JL. Prevalence and characteristics of diabetic polyneuropathy in Passo Fundo, South of Brazil. Arq Bras Endocrinol Metabol. 2007;51(6):987-92.

47. Verdaguer J, Zanolli M, Sepúlveda G, García de los Ríos M, Domínguez A. Historia natural de retinopatía diabética en un estudio a largo plazo en pacientes con diabetes tipo 1. Factores de riesgo para progresión a enfermedad proliferante. Rev Med Chil. 2009;137(9):1145-52.
-4848. Villena JE, Yoshiyama CA, Sánchez JE, Hilario NL, Merin LM. Prevalence of diabetic retinopathy in Peruvian patients with type 2 diabetes: results of a hospital-based retinal telescreening program. Rev Panam Salud Pública. 2011;30(5):408-14.)

Table 4
Characteristics of the studies, by type of diabetes

The overall prevalence of DR ranged from 15.0% (95%CI 13.1-17.1%) in Costa Rica to 32.7% (95%CI 31.8-33.5%) in Brazil (Figure 2).

Figure 2
Mean prevalence of diabetic retinopathy in Latin American countries.

Regarding type, 1 DM, the mean age of patients already diagnosed with DR ranged from 26.4 to 40.5 years. Moreover, the proportion of male patients ranged from 29.2% to 54.3%. The prevalence of DR observed in the population with type 1 DM ranged from 21.0% to 54.4%, maintaining a mean of 36.0% (95%CI 32.0-40.0%). Both prevalence extremes were identified in Brazilian studies (Figure 3). Meta-regression analysis for DM 2 showed that the sample size, year of study, and country were the sources of heterogeneity. The regression explained the majority of sources of heterogeneity (Adj R-squared=88.0%) (Table 1).

Figure 3
Prevalence of diabetic retinopathy, by type of diabetes mellitus and type of study.

As for the population with type 2 DM, the mean age ranged from 57.2 to 63.5 years. Only one study had a male majority, with 65.8% of the participants. The prevalence of DR in this group ranged from 18.8% in Mexico to 47.1% in Brazil, with a mean of 27.0% (95%CI 24.0-30.0%) (Figure 3).

The analysis regarding the risk factors related to the presence of DR showed that in patients with type 1 diabetes, the following factors stood out: duration of diabetes, presence of arterial hypertension, increased glycated hemoglobin, presence of diabetic nephropathy, and increased age. In type 2 diabetes, an association was found concerning the following factors: duration of diabetes, increased glycated hemoglobin, and presence of diabetic nephropathy (Table 5).

Table 5
Risk factors for diabetic retinopathy

Patients living longer with DM have higher odds of developing DR when compared to people with a shorter disease duration (OR 1.08; 95%CI 1.06-1.10; p = 0.134, I2 = 46.3%). Similar results were observed for the presence of hypertension (OR 1.97; 95%CI 1.48-2.45; p = 0.489, I2 = 0.0%), increased glycated hemoglobin (OR 1.23; 95%CI 1.18-1.28; p = 0.924, I2 = 0.0%), presence of diabetic nephropathy (OR 3.52; 95%CI 1.41-5.62; p = 0.335, I2 = 0.0%), and increased age (OR 1.02; 95%CI 1.02-1.03; p = 0.479, I2 = 16.6%) (Figure 4).

Figure 4
Meta-analysis factors associated with diabetic retinopathy by type of diabetes mellitus.

OR: odds ratio; 95%CI: 95% of confidence interval; DM: diabetes mellitus.


DISCUSSION

This scoping review identified high heterogeneity among studies, leading to a wide variation in prevalence rates of DR, with differences between countries highlighted. The prevalence of this diabetic complication ranged from 21.0%(4242. Sampaio E, Almeida HGG, Delfino VDA. Nefropatia e retinopatia em diabéticos do tipo 1 de um programa de atendimento multiprofissional universitário. Arq Bras Endocrinol Metabol. 2007;51(3):410-8) to 54.4%(99. Almeida FK, Gross JL, Rodrigues TC. Complicações microvasculares e disfunção autonômica cardíaca em pacientes com diabete melito tipo 1. Arq Bras Cardiol. 2011;96(6):484-9.) for type 1 DM, both in Brazil. Type 2 DM varied from 18.8% in Mexico(2727. Lima Gómez V, Ríos González LC. Opacidad de cristalino en diabéticos. Prevalencia y asociación con deficiencia visual y retinopatía. Cir Ciruj. 2004;72(3):171-5.) to 47.1% in Brazil.(4343. Santos KG, Tschiedel B, Schneider JR, Souto KEP, Roisenberg I. Prevalence of retinopathy in Caucasian type 2 diabetic patients from the South of Brazil and relationship with clinical and metabolic factors. Brazilian J Med Biol Res. 2005;38(2):221-5.) It may be related to the diagnostic method, age of the population studied, duration of disease, glycemic control, or other associated factors such as the presence of diabetic nephropathy or hypertension. Moreover, the different characteristics of health systems in the countries these studies took place, as well as the socioeconomic and cultural characteristics of health care specific to each region may have an important role when comparing the articles.

Regarding healthcare systems in Latin America, except for Brazil, Costa Rica, and Cuba, which adopt universal public system models, the other countries have segmented systems based on different insurance modalities.(4949. Funtes MV. O futuro dos sistemas universais de saúde: a experiência da Costa Rica. CONASS Debate. Brasília, DF: Conselho Nacional de Secretários de Saúde; 2018 [citado 2023 Nov 27]. Disponível em: https://www.conass.org.br/biblioteca/wp-content/uploads/2018/08/CONASSDebateN8.pdf#page=37
https://www.conass.org.br/biblioteca/wp-...

50. Giovanella L, Mendoza-Ruiz A, Pilar AC, Rosa MC, Martins GB, Santos IS, et al. Sistema universal de saúde e cobertura universal: desvendando pressupostos e estratégias. Ciênc Saúde Coletiva. 2018;23(6):1763-76.
-5151. Osa JA. Um olhar para a saúde pública cubana. Estud Av 2011;25(72):89-96.) In addition, eye diseases are not homogeneously distributed among Latin American countries due to the shortage of professionals, inequalities in coverage, fragmentation of services, and lack of integration in health systems.(33. International Agency for The Prevention of Blindness (IAPB). IAPB Vision Atlas. 2020. [cited 2023 Nov 8]. Available from: http://atlas.iapb.org/about-vision-atlas/
http://atlas.iapb.org/about-vision-atlas...
) Thus, these disparities may impact the early detection of DM and screening for DR, contributing to the differences in the prevalence of DR found in this study.

The decade of 1980 was marked by a major economic crisis that affected especially developing countries, including those in Latin America, which led to a reformulation of the actions of the State, mainly in the health sector.(5252. Göttems LB, Camilo LP, Mavrot C, Mollo ML. As reformas dos sistemas de saúde da América Latina: influências neoliberais e desafios aos Objetivos de Desenvolvimento Sustentável. Ciênc Saúde Coletiva. 2021;26(10):4383-96.)These reforms deepened inequalities within and between countries that persist to this day and cause inequities in access to health systems.(5353. Göttems LB, Mollo ML. Neoliberalism in Latin America: effects on health system reforms. Rev Saúde Pública. 2020;54:74.)

The average prevalence of DR in Brazil was 32.7%, the highest among the countries studied. The country has a universal health system with a high degree of decentralization among the three levels of government, which may have led to a higher screening of this population.

Mexico presents a health system with segmented coverage of the population; the popular insurance receives insufficient federal funding and offers a restricted package of services, which excludes informal workers.(5353. Göttems LB, Mollo ML. Neoliberalism in Latin America: effects on health system reforms. Rev Saúde Pública. 2020;54:74.) The country has a high prevalence of diabetes comorbidities and problems with the quality of care, which possibly contributed to the high average prevalence of DR (24.7%) observed in this review.

Peru has a fragmented system with a low degree of decentralization, in which the public sector predominantly serves the poor population who do not have health insurance, and EsSalud, which serves formal workers. Most eye care services are concentrated in the capital, where about 30% of the population lives. In 2014, the National Health Strategy and Blindness Prevention Plan: 2014-2019 was developed to reduce preventable blindness rates, including that due to DR, by improving the supply of eye health services, prevention, and rehabilitation actions, and strengthening epidemiological information systems.(5454. Valdivia AV, León PL, Comesañ NR, Linares MA, Morales HAH Plan de la Estrategia Sanitaria Nacional de Salud Ocular e Prevención de la Ceguera (2014-2020). Lima: Ministerio de Salud; 2015.)

In Chile, the population coverage is universal for primary health care and segmented for curative care, excluding informal workers and the self-employed. Since 1960, centers of eye care have been created within Primary Health Care to solve low-complexity diseases, leaving tertiary care for those of higher complexity. Recently, mobile units of eye care have also been implemented for users in remote regions, reducing the difficulties of access to the eye care network by the Chilean communities mostly in need.(5555. Riesco B, Sáez V, Escobar S, Barría F, Donoso R, Gil C. Unidades de atención primaria en oftalmología en Chile: historia y funciones. Rev Méd Chile. 2015;143(7):919-24.)

Colombia has universal coverage for primary care under implementation, with the creation of the Obligatory Health Plan. The low prevalence of DR found in the studies included in this scoping review may be underestimated, since this country does not have specific protocols for integral diabetes care, and little is known about the prevalence of diabetes and its complications, especially DR, among Colombians.(3434. Perasse AV, Abad SB, Faciolince S, Hernández N, Maya C, Parra L, et al. El control de la diabetes mellitus y sus complicaciones en Medellín, Colombia, 2001-2003. Rev Panam Salud Publica. 2006;20(6).)

Costa Rica has a decentralized universal health system, with health service provision organized in a pyramidal fashion according to levels of care and complexity.(4949. Funtes MV. O futuro dos sistemas universais de saúde: a experiência da Costa Rica. CONASS Debate. Brasília, DF: Conselho Nacional de Secretários de Saúde; 2018 [citado 2023 Nov 27]. Disponível em: https://www.conass.org.br/biblioteca/wp-content/uploads/2018/08/CONASSDebateN8.pdf#page=37
https://www.conass.org.br/biblioteca/wp-...
)The complications of diabetes, such as retinopathy, tend to be treated in tertiary-level hospital services due to the staggering of health care.(3030. Martinez J, Hernandez-Bogantes E, Wu L. Diabetic retinopathy screening using single-field digital fundus photography at a district level in Costa Rica: a pilot study. Int Ophthalmol. 2011;31(2):83-8.) In 2002, the wait for care in ophthalmology outpatient clinics reached about 200 days, while the coverage of the diabetes care program served 47% of the target audience,(5656. Costa Rica, Ministerio de Salud, Pan American Health Organization. Perfil del sistema de servicios de salud de Costa Rica. San José, Costa Rica: Organización Panamericana de la Salud; 2004.) which possibly contributed to the low prevalence of DR in the country in this study.

In this review, it was not possible to identify studies in all Latin American countries, or indicators related to ocular health. The World Health Organization (WHO) developed the plan ‘Universal eye health: a global action plan 2014-2019’ to strengthen the collection of eye health indicators in partnership between political and health sectors, which highlighted another barrier to promoting more equitable eye health: the lack of national registries and standardized indicators for the roles of eye care professionals.(5757. Organização Mundial da Saúde (OMS). Relatório Mundial sobre a Visão. Light for the World. 2021 [citado 2023 Nov 27]. Disponível em: https://iris.who.int/bitstream/handle/10665/328717/9789241516570-por.pdf
https://iris.who.int/bitstream/handle/10...
)

The use of different diagnostic methods may also determine the prevalence found, because of the variation in sensitivity and specificity of each method. Slit lamp biomicroscopy and indirect ophthalmoscopy, under drug mydriasis, are the methods of choice for retinopathy research, because they show good results and are accessible to clinical practice. However, other tests can help in the diagnosis.(5858. Flaxel CJ, Adelman RA, Bailey ST, Fawzi A, Lim JI, Vemulakonda GA, et al. Diabetic Retinopathy Preferred Practice Pattern®. Ophthalmology. 2020;127(1):P66-145.)

Regarding the possible relationship between the type of diabetes and its influence on the prevalence of retinopathy, literature has already demonstrated an indirect relationship between these factors. The type of diabetes directly interferes with the duration of the disease and the presence of diabetic nephropathy, regardless of the risk factors for the development of the complication.(5959. Li W, Cheng Z, Song Y, Fang Y, Yang M, Zhang M. Is diabetic retinopathy affected by diabetes type? A retrospective study using electronic medical record data from patients with latent autoimmune diabetes in adults, type 1 diabetes, and type 2 diabetes. Acta Diabetol. 2021;58(11):1503-11.) Therefore, a higher prevalence of retinopathy is expected among type 1 diabetics, when comparing the same age group, given the higher precocity of diagnosis.(6060. American Diabetes Association (ADA). Classification and Diagnosis of Diabetes: Standards of Medical Care in Diabetes - 2019. Diabetes Care. 2019;42(Supplement_1):S13-28.)

Diabetic retinopathy is a microangiopathy characterized by increased vascular permeability, presence of exudates, hemorrhages, and capillary blockage in response to chronic exposure to high blood glucose levels and is classified into non-proliferative (RDNP) and proliferative, according to the absence or presence of abnormal vessels in response to areas of ischemia.(6161. Wilkinson CP, Ferris FL, Klein RE, Lee PP, Agardh CD, Davis M, et al. Proposed international clinical diabetic retinopathy and diabetic macular edema disease severity scales. Ophthalmology. 2003;110(9):1677-82.) In this review, some papers presented a prevalence scaled by the severity of retinopathy. Esteves et al. observed that among patients with DR, 3.0% had severe non-proliferative form and 22.2% had the proliferative form, while Rodrigues et al. found the prevalences of 3.0% and 22.7%, respectively.(2121. Esteves JF, Kramer CK, Azevedo MJ de, Stolz AP, Roggia MF, Larangeira A, et al. Prevalence of diabetic retinopathy in patients with type 1 diabetes mellitus. Rev Assoc Med Bras. 2009;55(3):268-73.,3737. Rodrigues TC, Pecis M, Canani LH, Schreiner L, Kramer CK, Biavatti K, et al. Caracterização de pacientes com diabetes mellitus tipo 1 do sul do Brasil: complicações crônicas e fatores associados. Rev Assoc Med Bras. 2010;56(1):67-73.) Martinez et al. saw that among the 15.0% overall prevalence, 5.8% had mild non-proliferative retinopathy; 3.9% had moderate NPDR; 4.7% had severe PNDR and 0.6% proliferative DR.(3030. Martinez J, Hernandez-Bogantes E, Wu L. Diabetic retinopathy screening using single-field digital fundus photography at a district level in Costa Rica: a pilot study. Int Ophthalmol. 2011;31(2):83-8.)

Considering the risk factors observed for DR, the duration of diabetes has been consistently discussed, due to a longer time of exposure to hyperglycemia, which is the pathophysiological basis of the complication.(6262. Wat N, Wong RL, Wong IY. Associations between diabetic retinopathy and systemic risk factors. Hong Kong Med J. 24 de outubro de 2016. Disponível em: http://www.hkmj.org/abstracts/v22n6/589.htm
http://www.hkmj.org/abstracts/v22n6/589....
) Similar to the results of this review, it has already been observed that each additional year of diabetes history increases the risk of developing DR by 8.0%.(6363. Varma R, Macias GL, Torres M, Klein R, Peña FY, Azen SP. Biologic risk factors associated with diabetic retinopathy. Ophthalmology. 2007;114(7):1332-40.)

The presence of hypertension is also another known risk factor for the onset of DR. It is already established in the literature that hypertension, whether treated or poorly controlled/untreated, is associated with an increase in the onset of retinopathy in diabetic patients. This suggests that this patient can benefit from a more rigid control of blood pressure, seeking to prevent retinopathy.(6464. Liu L, Quang ND, Banu R, Kumar H, Tham YC, Cheng CY, et al. Hypertension, blood pressure control and diabetic retinopathy in a large population-based study. Palazón-Bru A, organizador. PLoS ONE. 2020;15(3):e0229665.)

Another associated factor that was analyzed in one of the selected papers was masked nocturnal hypertension in patients with type 1 diabetes. The presence of masked nocturnal hypertension was associated with the occurrence of DR when adjusted for glycated hemoglobin, duration of diabetes, and the presence of nephropathy, increasing the risk by more than three times. These data reinforce the role of increased blood pressure as an important risk factor for DR, even in groups considered normotensive in routine assessments.(3636. Rodrigues TC, Canani LH, Viatroski RS, Hoffmann LH, Esteves JF, Gross JL. Masked hypertension, nocturnal blood pressure and retinopathy in normotensive patients with type 1 diabetes. Diabetes Res Clin Pract. 2010;87(2):240-5.)

In the present review, increased glycated hemoglobin was determined to be a risk factor for retinopathy for type 1 and type 2 DM. Rosa et al. observed that both uncontrolled and variable glycated hemoglobin contributes to the increased risk studied. This finding reveals that not only adequate glycemia, but also stable glycemic control are important factors in preventing the microvascular complications of diabetes.(4040. Rosa LCGF da, Zajdenverg L, Souto DL, Dantas JR, Pinto MVR, Salles GF da CM de, et al. HbA1c variability and long-term glycemic control are linked to diabetic retinopathy and glomerular filtration rate in patients with type 1 diabetes and multiethnic background. J Diabetes Complications. 2019;33(9):610-5.)

Diabetic nephropathy was also seen as an important risk factor for retinopathy among both groups of diabetics, considering that the two diseases share an extremely similar pathophysiology, as microvascular complications of chronic hyperglycemia, such an association is expected.(6565. Guthrie RA, Guthrie DW. Pathophysiology of diabetes mellitus. Crit Care Nurs Q. 2004;27(2):113-25.) In this regard, Saini et al. found similar results in their study, showing that the increase in severity of retinopathy and nephropathy increases proportionally in diabetic patients.(6666. Saini D, Kochar A, Poonia R. Clinical correlation of diabetic retinopathy with nephropathy and neuropathy. Indian J Ophthalmol. 2021;69(11): 3364.)

The increase in age of the participants was also significant for the onset of DR, possibly due to the longer time of diagnosis and exposure to hyperglycemia.(3737. Rodrigues TC, Pecis M, Canani LH, Schreiner L, Kramer CK, Biavatti K, et al. Caracterização de pacientes com diabetes mellitus tipo 1 do sul do Brasil: complicações crônicas e fatores associados. Rev Assoc Med Bras. 2010;56(1):67-73.) Such association was also demonstrated in the prevalence analysis, since the extremes, higher and lower, were observed in the studies with higher and lower mean age, respectively.(4242. Sampaio E, Almeida HGG, Delfino VDA. Nefropatia e retinopatia em diabéticos do tipo 1 de um programa de atendimento multiprofissional universitário. Arq Bras Endocrinol Metabol. 2007;51(3):410-8,99. Almeida FK, Gross JL, Rodrigues TC. Complicações microvasculares e disfunção autonômica cardíaca em pacientes com diabete melito tipo 1. Arq Bras Cardiol. 2011;96(6):484-9.)

The influence of the socioeconomic level of the studied population was also evaluated as a risk factor by some authors, although not synthesized in a meta-analysis. As already reported by Alvares-Ramos et al. and Mendoza-Herrera et al., low socioeconomic and educational levels are important risk factors for DR, independent even of glycemic control.(6767. Alvarez-Ramos P, Jimenez-Carmona S, Alemany-Marquez P, Cordoba-Doña JA, Aguilar-Diosdado M. Socioeconomic deprivation and development of diabetic retinopathy in patients with type 1 diabetes mellitus. BMJ Open Diab Res Care. 2020;8(2):e001387.,3232. Mendoza-Herrera K, Quezada AD, Pedroza-Tobías A, Hernández-Alcaraz C, Fromow-Guerra J, Barquera S. A Diabetic Retinopathy Screening Tool for Low-Income Adults in Mexico. Prev Chronic Dis. 2017;14:E95-E95) In addition, literature has also shown that when patients have access to a private healthcare service or the equivalent outside of Brazil, there is a considerable reduction in the rates of microvascular complications of diabetes, especially retinopathy.(3232. Mendoza-Herrera K, Quezada AD, Pedroza-Tobías A, Hernández-Alcaraz C, Fromow-Guerra J, Barquera S. A Diabetic Retinopathy Screening Tool for Low-Income Adults in Mexico. Prev Chronic Dis. 2017;14:E95-E95,2424. Gomes MB, Santos DC, Pizarro MH, Melo LGN, Barros BSV, Montenegro R, et al. Relationship between health care insurance status, social determinants and prevalence of diabetes-related microvascular complications in patients with type 1 diabetes: a nationwide survey in Brazil. Acta Diabetol. 2019;56(6):697-705.)

Esteves et al. also worked with risk factors related to the presence of a severe form of DR. They observed five main factors related to severe DR: hypertension, diabetic nephropathy, smoking, glycated hemoglobin level, and duration of diabetes (>17 years). The authors also noticed a syndemic effect, that increases prevalence with the accumulation of the exposure factors.(2121. Esteves JF, Kramer CK, Azevedo MJ de, Stolz AP, Roggia MF, Larangeira A, et al. Prevalence of diabetic retinopathy in patients with type 1 diabetes mellitus. Rev Assoc Med Bras. 2009;55(3):268-73.)

This scoping review is a comprehensive evaluation of the evidence, incorporating all available published studies on the prevalence of DR and associated factors in Latin America. An important limitation encountered in conducting this review was the heterogeneity of the selected studies, making a more robust analysis of associated factors impossible. This can be justified by differences in study designs, forms of data collection and analysis, and differences in some characteristics of the populations, such as educational level and age. In addition, the lack of national eye health registries in the countries recognized by the WHO itself makes it difficult to collect homogeneous data.

Many studies included people with both types of diabetes, making it difficult to assess the prevalence. Part of the studies was not retrieved (17 studies), because the full papers were not found in the searched databases and there was no response from the authors upon request. In addition, many ineligible papers were clinical studies, limited to a group not representative of the population. Finally, the absence of studies from several Latin American countries was also noted.

CONCLUSION

The results of this scoping review reveal an important burden of diabetic retinopathy in Latin America and confirm the association of diabetic retinopathy occurrence with age, time living with the disease, metabolic control, and the presence of diabetic nephropathy and hypertension. In addition, it was noted that the prevalence of retinopathy may be further influenced by the population group that is studied and the diagnostic method used.

Disparities between health services in each country may also impact the early detection of patients with diabetes mellitus and screening for retinopathy, contributing to the differences found between prevalence rates. In addition, the lack of national registries and standardized indicators hinders the promotion of more equitable eye health.

Thus, it is necessary to reinforce the need for screening and interventions to prevent the onset/progression of diabetic retinopathy. We also emphasize the need for further studies in other countries, with standardization of indicators, enabling more homogeneous ocular care.

AKNOWLEDGMENTS

This study was partially funded by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) – Finance code 001.

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  • Institution: Universidade Federal da Bahia, Salvador, BA, Brazil.

Publication Dates

  • Publication in this collection
    29 July 2024
  • Date of issue
    2024

History

  • Received
    6 June 2023
  • Accepted
    28 Nov 2023
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